Q1 2018 Holdings
Filed 2018-05-23 | 101 holdings | $563.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $111.2K | 1,524,536 | 19.7% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $103.3K | $29,989,000 | 18.3% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $33.4K | $5,519,000 | 5.9% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $29.5K | 490,676 | 5.2% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $29.4K | $6,200,000 | 5.2% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $28.9K | $16,148,000 | 5.1% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $21.1K | $14,784,000 | 3.8% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $20.1K | $9,500,000 | 3.6% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $16.7K | $3,500,000 | 3.0% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $15.4K | $7,650,000 | 2.7% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $14.4K | 95,801 | 2.6% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $13.9K | $4,117,000 | 2.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $11.6K | 478,949 | 2.1% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $9.1K | $6,900,000 | 1.6% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $8.7K | $2,788,000 | 1.5% |
| Anthem Inc(ELV)Put | COM | 036752103 | $6.5K | 29,600 | 1.2% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $5.5K | 51,860 | 1.0% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $5.4K | 103,304 | 1.0% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $5.0K | 13,187 | 0.9% |
| Anadarko Pete Corp | UNIT 99/99/9999 | 032511404 | $5.0K | 166,988 | 0.9% |
| Amazon COM Inc(AMZN)Put | COM | 023135106 | $4.6K | 3,200 | 0.8% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $4.3K | $3,192,000 | 0.8% |
| Anthem Inc(ELV) | COM | 036752103 | $4.1K | 18,520 | 0.7% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $3.9K | $3,078,918 | 0.7% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $3.4K | $298,000 | 0.6% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $3.3K | 59,000 | 0.6% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $3.3K | 1,382,845 | 0.6% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $2.9K | $1,300,000 | 0.5% |
| Nextera Energy Inc(NEE)Call | COM | 65339F101 | $2.7K | 16,700 | 0.5% |
| Frontier Communications Corp(FTREUR)Put | COM NEW | 35906A306 | $2.6K | 349,700 | 0.5% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $2.4K | 23,246 | 0.4% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $2.3K | 45,000 | 0.4% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $2.3K | $2,000,000 | 0.4% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $2.1K | $1,850,000 | 0.4% |
| Verisign Inc(VRSN)Put | COM | 92343E102 | $1.7K | 14,400 | 0.3% |
| New SR Invt Group Inc | COM | 648691103 | $1.6K | 194,467 | 0.3% |
| American Intl Group Inc(AIG)Put | COM NEW | 026874784 | $1.5K | 27,800 | 0.3% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $1.5K | 27,578 | 0.3% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $1.3K | 8,100 | 0.2% |
| Frontier Communications Corp(FTREUR)Call | COM NEW | 35906A306 | $1.2K | 155,200 | 0.2% |
| Verisign Inc(VRSN)Call | COM | 92343E102 | $1.1K | 9,000 | 0.2% |
| Overstock COM Inc del(BBBY) | COM | 690370101 | $1.0K | 27,700 | 0.2% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $822 | 48,100 | 0.1% |
| M/I Homes Inc(MHO)Call | COM | 55305B101 | $806 | 25,300 | 0.1% |
| Amtrust Finl Svcs IncPut | COM | 032359309 | $739 | 60,000 | 0.1% |
| Hostess Brands Inc(TWNKEUR)Call | CL A | 44109J106 | $707 | 47,800 | 0.1% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $664 | 19,057 | 0.1% |
| Willscot Corp | *W EXP 09/10/202 | 971375118 | $647 | 387,400 | 0.1% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $634 | 567 | 0.1% |
| Black Hills Corp(BKH)Call | COM | 092113109 | $614 | 11,300 | 0.1% |