Q3 2018 Holdings
Filed 2018-10-15 | 80 holdings | $3.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bluelinx Hldgs Inc(BXC) | COM NEW | 09624H208 | $2.5M | 79,739 | 84.8% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $88.0K | 107,580 | 3.0% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $41.4K | 663,371 | 1.4% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $38.6K | $25,147,000 | 1.3% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $27.8K | $10,300,000 | 0.9% |
| Hess Corp | DEP PDF SR A | 42809H404 | $27.5K | 345,799 | 0.9% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $26.0K | $16,802,000 | 0.9% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $21.8K | 170,139 | 0.7% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $18.5K | 282,534 | 0.6% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $16.3K | $16,300,000 | 0.6% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $16.3K | $10,370,000 | 0.6% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $16.2K | $15,058,000 | 0.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $15.5K | 553,100 | 0.5% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $9.5K | $2,300,000 | 0.3% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $9.4K | 173,942 | 0.3% |
| Ctrip COM Intl LTD(CTRPUSD)Put | AMERICAN DEP SHS | 22943F100 | $6.8K | 183,900 | 0.2% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $5.7K | 21,400 | 0.2% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $5.4K | $2,500,000 | 0.2% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $5.1K | $2,821,000 | 0.2% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $4.5K | 66,500 | 0.2% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $4.0K | 2,000 | 0.1% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $3.2K | 2,914 | 0.1% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $2.9K | 29,444 | 0.1% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $2.4K | 42,829 | 0.1% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $2.4K | $1,850,000 | 0.1% |
| Amazon COM Inc(AMZN)Put | COM | 023135106 | $2.2K | 1,100 | 0.1% |
| Nabors Industries LTD | 6% PFD CNV SR A | G6359F129 | $1.9K | 42,850 | 0.1% |
| Amazon COM Inc(AMZN)Call | COM | 023135106 | $1.6K | 800 | 0.1% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $1.4K | 97,991 | 0.0% |
| Magnolia Oil & Gas Corp | *W EXP 07/31/202 | 559663117 | $1.4K | 292,547 | 0.0% |
| Ctrip COM Intl LTD(CTRPUSD)Call | AMERICAN DEP SHS | 22943F100 | $1.4K | 36,500 | 0.0% |
| Vector Group LTD(VGREUR)Put | COM | 92240M108 | $1.3K | 90,900 | 0.0% |
| EPR Pptys(EPR)Call | COM SH BEN INT | 26884U109 | $1.2K | 17,100 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $1.1K | 194,467 | 0.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $1.1K | $704,000 | 0.0% |
| Ciena Corp(CIEN)Put | COM NEW | 171779309 | $1.1K | 34,600 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.1K | 1,015,998 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $1.1K | 29,871 | 0.0% |
| Babcock & Wilcox Enterpris I(BWEUR) | COM | 05614L100 | $992 | 963,041 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $970 | $2,500,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $957 | $1,000,000 | 0.0% |
| Frontier Communications Corp(FTREUR)Call | COM NEW | 35906A306 | $894 | 137,700 | 0.0% |
| Lindblad Expeditions Hldgs I | *W EXP 07/08/202 | 535219117 | $810 | 197,611 | 0.0% |
| Tesla Inc(TSLA) | COM | 88160R101 | $768 | 2,900 | 0.0% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $704 | 32,700 | 0.0% |
| Altaba Inc(AABAUSD)Put | COM | 021346101 | $688 | 10,100 | 0.0% |
| Micron Technology Inc(MU)Put | COM | 595112103 | $678 | 15,000 | 0.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $671 | $254,000 | 0.0% |
| American Intl Group Inc(AIG)Put | COM NEW | 026874784 | $666 | 12,500 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $655 | 2,900 | 0.0% |