Q3 2018 Holdings
Filed 2018-11-13 | 139 holdings | $24.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $22.8M | 1,631,718 | 92.5% |
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $1.4M | 137,900 | 5.5% |
| Rockwell Collins Inc | COM | 774341101 | $39.6K | 281,726 | 0.2% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $28.6K | 931,189 | 0.1% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $25.9K | 379,600 | 0.1% |
| Fortive Corp(FTV) | COM | 34959J108 | $21.6K | 257,048 | 0.1% |
| Fortive Corp(FTV)Put | COM | 34959J108 | $19.4K | 230,000 | 0.1% |
| Aetna Inc New | COM | 00817Y108 | $19.2K | 94,788 | 0.1% |
| Andeavor | COM | 03349M105 | $18.7K | 121,962 | 0.1% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $17.4K | 203,061 | 0.1% |
| Pinnacle Entmt Inc New | COM | 72348Y105 | $15.5K | 461,474 | 0.1% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $13.8K | 993,591 | 0.1% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $12.9K | 59,523 | 0.1% |
| Pinnacle Foods Inc del | COM | 72348P104 | $12.8K | 198,013 | 0.1% |
| Gramercy Ppty TR | COM NEW | 385002308 | $10.1K | 367,175 | 0.0% |
| Twenty First Centy FOX Inc | CL A | 90130A101 | $8.3K | 178,500 | 0.0% |
| Nevsun RES LTD | COM | 64156L101 | $7.5K | 1,700,000 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $7.5K | 223,829 | 0.0% |
| Lasalle Hotel Pptys | COM SH BEN INT | 517942108 | $7.4K | 213,576 | 0.0% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $7.3K | 700,000 | 0.0% |
| Orbotech LTD | ORD | M75253100 | $7.1K | 119,260 | 0.0% |
| Discovery Inc(DISCKUSD) | COM SER C | 25470F302 | $6.7K | 228,153 | 0.0% |
| KLX Inc | COM | 482539103 | $6.5K | 104,287 | 0.0% |
| U S G Corp | COM NEW | 903293405 | $6.4K | 148,343 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $6.0K | 600,000 | 0.0% |
| Gigcapital Inc | UNIT 03/06/2025 | 37518N205 | $6.0K | 555,000 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $5.9K | 634,299 | 0.0% |
| Express Scripts Hldg Co | COM | 30219G108 | $5.7K | 59,732 | 0.0% |
| Forest City Rlty TR Inc | COM CL A | 345605109 | $5.4K | 214,772 | 0.0% |
| Lifepoint Health Inc | COM | 53219L109 | $5.2K | 80,346 | 0.0% |
| Industrea Acquisition Corp | CL A | 45579J104 | $5.1K | 500,000 | 0.0% |
| Kapstone Paper & Packaging C | COM | 48562P103 | $5.0K | 147,800 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $4.9K | 302,095 | 0.0% |
| Anchor Bancorp WA | COM | 032838104 | $4.7K | 167,113 | 0.0% |
| DUN & Bradstreet Corp del NE | COM | 26483E100 | $4.7K | 32,644 | 0.0% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $4.5K | 116,333 | 0.0% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $4.1K | 400,000 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $4.0K | 400,000 | 0.0% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $4.0K | 400,000 | 0.0% |
| CA Inc | COM | 12673P105 | $4.0K | 90,000 | 0.0% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $3.9K | 396,000 | 0.0% |
| New York REIT Inc | COM NEW | 64976L208 | $3.8K | 210,725 | 0.0% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $3.8K | 371,868 | 0.0% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $3.8K | 372,000 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $3.6K | 360,000 | 0.0% |
| Tortoise MLP FD Inc | COM | 89148B101 | $3.6K | 220,811 | 0.0% |
| Envision Healthcare Corp | COM | 29414D100 | $3.4K | 75,000 | 0.0% |
| Convergys Corp | COM | 212485106 | $3.2K | 134,100 | 0.0% |
| Dell Technologies Inc | COM CL V | 24703L103 | $3.2K | 32,539 | 0.0% |
| Aspen Insurance Holdings LTD | SHS | G05384105 | $3.1K | 75,000 | 0.0% |