Q4 2018 Holdings
Filed 2019-01-30 | 80 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bluelinx Hldgs Inc(BXC) | COM NEW | 09624H208 | $3.2M | 129,343 | 90.0% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $74.9K | 118,594 | 2.1% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $28.8K | $12,405,000 | 0.8% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $21.0K | $8,827,000 | 0.6% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $19.4K | $18,881,000 | 0.5% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $17.4K | 127,300 | 0.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $16.9K | 626,910 | 0.5% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $14.2K | 173,064 | 0.4% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $12.7K | $4,000,000 | 0.4% |
| Hess Corp | DEP PDF SR A | 42809H404 | $12.3K | 248,420 | 0.3% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $11.2K | 10,605 | 0.3% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $10.3K | 199,573 | 0.3% |
| Hess Corp(HES)Put | COM | 42809H107 | $9.8K | 241,200 | 0.3% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $9.4K | $3,260,000 | 0.3% |
| Centerpoint Energy Inc | DEP RP PFD CV B | 15189T503 | $9.1K | 180,038 | 0.3% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $8.5K | 147,951 | 0.2% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $7.6K | 22,900 | 0.2% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $6.4K | $4,541,000 | 0.2% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $4.4K | $3,000,000 | 0.1% |
| Nabors Industries LTD | 6% PFD CNV SR A | G6359F129 | $4.1K | 226,850 | 0.1% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $3.9K | 41,755 | 0.1% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $3.8K | 39,464 | 0.1% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $3.7K | $2,200,000 | 0.1% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $2.7K | 42,300 | 0.1% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $2.6K | $2,330,000 | 0.1% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $2.5K | 32,613 | 0.1% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $2.5K | $600,000 | 0.1% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $2.4K | $2,000,000 | 0.1% |
| Rayonier Advanced Matls Inc(RYAM)Put | COM | 75508B104 | $2.4K | 221,900 | 0.1% |
| Micron Technology Inc(MU)Put | COM | 595112103 | $2.2K | 70,000 | 0.1% |
| Vector Group LTD(VGREUR)Put | COM | 92240M108 | $2.1K | 216,400 | 0.1% |
| Teva Pharmaceutical Inds LTD(TEVA) | SPONSORED ADR | 881624209 | $2.0K | 132,535 | 0.1% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $1.8K | 52,613 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $1.8K | $5,000,000 | 0.0% |
| EPR Pptys(EPR)Call | COM SH BEN INT | 26884U109 | $1.4K | 22,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.3K | 1,385,639 | 0.0% |
| Vector Group LTD(VGREUR) | COM | 92240M108 | $1.2K | 122,196 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 5/1 | 538034AJ8 | $1.2K | $831,000 | 0.0% |
| MTS SYS Corp(MTSC)Put | COM | 553777103 | $971 | 24,200 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $916 | $1,000,000 | 0.0% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $898 | 19,145 | 0.0% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $804 | 20,401 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $801 | 194,467 | 0.0% |
| American Intl Group Inc(AIG)Put | COM NEW | 026874784 | $796 | 20,200 | 0.0% |
| B Riley Finl Inc(RILY) | COM | 05580M108 | $780 | 54,920 | 0.0% |
| Iridium Communications Inc(IRDM)Put | COM | 46269C102 | $745 | 40,400 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM)Call | COM | 75508B104 | $681 | 63,900 | 0.0% |
| Babcock & Wilcox Enterpris I(BWEUR) | COM | 05614L100 | $681 | 1,743,496 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $615 | 60,259 | 0.0% |
| Hess Corp(HES)Call | COM | 42809H107 | $608 | 15,000 | 0.0% |