Q4 2018 Holdings
Filed 2019-02-12 | 130 holdings | $19.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $18.1M | 1,622,539 | 94.1% |
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $857.0K | 127,900 | 4.4% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $22.0K | 379,600 | 0.1% |
| Twenty First Centy FOX Inc | CL A | 90130A101 | $20.3K | 421,500 | 0.1% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $12.1K | 411,809 | 0.1% |
| DUN & Bradstreet Corp del NE | COM | 26483E100 | $11.5K | 80,308 | 0.1% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $10.6K | 952,420 | 0.1% |
| Nevsun RES LTD | COM | 64156L101 | $9.5K | 2,160,000 | 0.0% |
| Aspen Insurance Holdings LTD | SHS | G05384105 | $7.8K | 184,699 | 0.0% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $7.3K | 700,000 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $6.9K | 796,689 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $6.4K | 223,829 | 0.0% |
| U S G Corp | COM NEW | 903293405 | $6.3K | 148,343 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $6.1K | 600,000 | 0.0% |
| Orbotech LTD | ORD | M75253100 | $5.9K | 104,232 | 0.0% |
| Gigcapital Inc | UNIT 03/06/2025 | 37518N205 | $5.9K | 555,000 | 0.0% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $4.9K | 107,167 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $4.8K | 66,061 | 0.0% |
| RED HAT Inc | COM | 756577102 | $4.7K | 26,700 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $4.1K | 400,000 | 0.0% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $4.1K | 400,000 | 0.0% |
| Discovery Inc(DISCKUSD) | COM SER C | 25470F302 | $4.1K | 176,153 | 0.0% |
| CM Seven Star Acquisition Co | SHS | G2345N102 | $4.0K | 400,000 | 0.0% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $4.0K | 21,918 | 0.0% |
| Black Ridge Acquisition Corp | COM | 09216T107 | $4.0K | 396,000 | 0.0% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $3.8K | 371,868 | 0.0% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $3.8K | 372,000 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $3.7K | 360,000 | 0.0% |
| Nuveen Taxable Municpl Incm(NBB) | COM | 67074C103 | $3.6K | 186,772 | 0.0% |
| Shire PLC | SPONSORED ADR | 82481R106 | $3.5K | 19,972 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $3.4K | 292,137 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $3.0K | 22,000 | 0.0% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $2.8K | 270,000 | 0.0% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $2.5K | 250,000 | 0.0% |
| Union Acquisition Corp | SHS | G9366W101 | $2.5K | 251,200 | 0.0% |
| Loews Corp(L) | COM | 540424108 | $2.4K | 53,398 | 0.0% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $2.4K | 240,000 | 0.0% |
| Stewart Information Svcs COR(STC) | COM | 860372101 | $2.4K | 57,247 | 0.0% |
| Arris Intl Inc | SHS | G0551A103 | $2.3K | 73,860 | 0.0% |
| Leisure Acquisition Corp | COM | 52539T107 | $2.2K | 222,000 | 0.0% |
| Schultze SPL Purp Acquisitio | UNIT 12/31/2023 | 80821R208 | $2.1K | 213,333 | 0.0% |
| Athenahealth Inc | COM | 04685W103 | $2.1K | 16,000 | 0.0% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $2.1K | 200,000 | 0.0% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $2.1K | 200,000 | 0.0% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $2.0K | 200,000 | 0.0% |
| FCB Finl Hldgs Inc | CL A | 30255G103 | $1.8K | 52,287 | 0.0% |
| Tortoise MLP FD Inc | COM | 89148B101 | $1.7K | 140,197 | 0.0% |
| BIG Rock Partners Acquisi Co | COM | 089482103 | $1.7K | 165,000 | 0.0% |
| Morgan Stanley India Invs FD(IIF) | COM | 61745C105 | $1.6K | 80,177 | 0.0% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $1.6K | 160,000 | 0.0% |