Q1 2019 Holdings
Filed 2019-04-08 | 98 holdings | $3.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bluelinx Hldgs Inc(BXC) | COM NEW | 09624H208 | $3.0M | 111,653 | 85.1% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $110.9K | 120,988 | 3.2% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $43.4K | 237,600 | 1.2% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $41.3K | 34,895 | 1.2% |
| Citrix SYS Inc | NOTE 0.500% 4/1 | 177376AD2 | $40.0K | $28,227,000 | 1.1% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $29.2K | 276,594 | 0.8% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $22.6K | 719,134 | 0.6% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $20.4K | $5,416,000 | 0.6% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $18.2K | $10,000,000 | 0.5% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $17.1K | 173,658 | 0.5% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $17.1K | 128,262 | 0.5% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $13.7K | $11,010,000 | 0.4% |
| Energizer Hldgs Inc New | 7.5 MCNV PFD A | 29272W208 | $11.1K | 113,570 | 0.3% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $10.7K | 192,900 | 0.3% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $8.3K | $3,330,000 | 0.2% |
| Euronet Worldwide Inc | NOTE 1.500%10/0 | 298736AH2 | $7.6K | $3,850,000 | 0.2% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $6.9K | 111,140 | 0.2% |
| Rayonier Advanced Matls Inc(RYAM)Put | COM | 75508B104 | $6.5K | 479,400 | 0.2% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $6.2K | 5,849 | 0.2% |
| Live Nation Entertainment in | NOTE 2.500% 5/1 | 538034AJ8 | $5.9K | $3,222,000 | 0.2% |
| South Jersey Inds Inc | UNIT 99/99/9999 | 838518116 | $5.8K | 111,591 | 0.2% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $5.4K | 108,588 | 0.2% |
| Mercadolibre Inc(MELI)Put | COM | 58733R102 | $5.3K | 10,400 | 0.2% |
| Dominion Energy Inc(D)Call | COM | 25746U109 | $4.6K | 59,900 | 0.1% |
| EPR Pptys(EPR)Call | COM SH BEN INT | 26884U109 | $3.8K | 49,100 | 0.1% |
| Rexnord Corp NewPut | COM | 76169B102 | $3.7K | 147,100 | 0.1% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $3.4K | 90,762 | 0.1% |
| Nabors Industries LTD | 6% PFD CNV SR A | G6359F129 | $3.3K | 122,109 | 0.1% |
| Danaher Corporation(DHR) | COM | 235851102 | $3.3K | 25,020 | 0.1% |
| American Elec PWR Co Inc | UNIT 03/15/2022 | 025537127 | $3.1K | 60,920 | 0.1% |
| Centerpoint Energy Inc | DEP RP PFD CV B | 15189T503 | $3.1K | 59,058 | 0.1% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.6K | $2,500,000 | 0.1% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $2.5K | $2,525,000 | 0.1% |
| B Riley Finl Inc(RILY) | COM | 05580M108 | $2.2K | 131,891 | 0.1% |
| RH(RH)Put | COM | 74967X103 | $2.0K | 19,000 | 0.1% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $1.9K | $1,462,000 | 0.1% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.7K | 1,305,931 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $1.6K | $3,802,000 | 0.0% |
| Hc2 Hldgs Inc | COM | 404139107 | $1.4K | 580,592 | 0.0% |
| Babcock & Wilcox Enterpris I(BWEUR) | COM | 05614L100 | $1.4K | 3,398,401 | 0.0% |
| Becton Dickinson & Co(BDX)Put | COM | 075887109 | $1.2K | 4,700 | 0.0% |
| National Holdings Corp | COM NEW | 636375206 | $1.1K | 382,538 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM)Call | COM | 75508B104 | $1.1K | 83,900 | 0.0% |
| American Intl Group Inc(AIG)Put | COM NEW | 026874784 | $1.1K | 25,300 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $1.1K | 194,467 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $892 | 158,951 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $879 | $800,000 | 0.0% |
| Kraft Heinz Co(KHC) | COM | 500754106 | $803 | 24,600 | 0.0% |
| Dominion Energy Inc(D)Put | COM | 25746U109 | $774 | 10,100 | 0.0% |
| NIO Inc(NIO)Put | SPON ADS | 62914V106 | $749 | 146,800 | 0.0% |