Q3 2019 Holdings
Filed 2019-10-29 | 140 holdings | $5.8M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-11-01) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bluelinx Hldgs Inc(BXC)A | COM NEW | 09624H208 | $2.7M | 82,047 | 45.8% |
| Crown Castle Intl Corp New(CCI)A | COM | 22822V101 | $2.3M | 16,663 | 40.0% |
| Darling Ingredients Inc(DAR)A | COM | 237266101 | $349.0K | 18,256 | 6.0% |
| DTE Energy CoA | UNIT 99/99/9999 | 233331883 | $84.0K | 1,447,244 | 1.4% |
| Babcock & Wilcox Enterpris I(BW)A | COM | 05614L209 | $50.0K | 10,452 | 0.9% |
| Sempra EnergyA | 6% PFD CONV A | 816851406 | $26.6K | 225,394 | 0.5% |
| Dominion Energy IncA | UNIT 99/99/9999 | 25746U133 | $20.7K | 195,803 | 0.4% |
| Clarivate Analytics PLC(CLVT)A | *W EXP 11/09/201 | G21810117 | $19.5K | 3,315,976 | 0.3% |
| American Intl Group IncA | *W EXP 01/19/202 | 026874156 | $19.2K | 1,344,206 | 0.3% |
| Colfax CorpA | UNIT 01/15/2022T | 194014205 | $19.0K | 145,338 | 0.3% |
| Fortive CorpA | 5% PFD CNV SER A | 34959J207 | $16.6K | 18,360 | 0.3% |
| Change Healthcare IncA | UNIT 99/99/9999 | 15912K209 | $13.5K | 282,407 | 0.2% |
| South Jersey Inds IncA | UNIT 99/99/9999 | 838518116 | $12.0K | 231,645 | 0.2% |
| Novellus SYS IncA | NOTE 2.625% 5/1 | 670008AD3 | $11.4K | $1,592,000 | 0.2% |
| Avantor IncA | 6.25 PFD CNV SR | 05352A209 | $10.4K | 193,855 | 0.2% |
| Southern CoA | UNIT 08/01/2022 | 842587602 | $9.5K | 177,107 | 0.2% |
| Nextera Energy IncA | UNIT 09/01/2022S | 65339F796 | $9.1K | 182,381 | 0.2% |
| Energizer Hldgs Inc NewA | 7.5 MCNV PFD A | 29272W208 | $9.0K | 94,978 | 0.2% |
| Coupa Software IncA | NOTE 0.375% 1/1 | 22266LAB2 | $8.7K | $3,000,000 | 0.2% |
| NXP Semiconductors N VA | NOTE 1.000%12/0 | 62952QAB6 | $7.1K | $6,500,000 | 0.1% |
| ANI Pharmaceuticals IncA | NOTE 3.000%12/0 | 00182CAA1 | $7.0K | $6,414,000 | 0.1% |
| Silver STD RES IncA | NOTE 2.875% 2/0 | 82823LAC0 | $6.7K | $6,545,000 | 0.1% |
| Pros Holdings IncA | NOTE 2.000%12/0 | 74346YAB9 | $6.4K | $3,616,000 | 0.1% |
| Liberty Media CorpA | DEB 3.500% 1/1 | 530715AN1 | $6.3K | $12,350,000 | 0.1% |
| Medicines CoA | NOTE 2.500% 1/1 | 584688AE5 | $5.8K | $3,849,000 | 0.1% |
| EPR PptysA | PFD C CNV 5.75% | 26884U208 | $5.2K | 156,576 | 0.1% |
| Centerpoint Energy IncA | DEP RP PFD CV B | 15189T503 | $4.7K | 89,757 | 0.1% |
| Envestnet IncA | NOTE 1.750%12/1 | 29404KAA4 | $4.5K | $4,480,000 | 0.1% |
| Micron Technology IncA | NOTE 2.125% 2/1 | 595112AV5 | $4.3K | $1,100,000 | 0.1% |
| Encore Cap Group IncA | NOTE 3.000% 7/0 | 292554AF9 | $4.2K | $4,127,000 | 0.1% |
| Molina Healthcare IncA | NOTE 1.125% 1/1 | 60855RAC4 | $4.2K | $1,547,000 | 0.1% |
| American Intl Group Inc(AIG)PutA | COM NEW | 026874784 | $4.1K | 74,100 | 0.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $3.6K | $2,712,000 | 0.1% |
| NXP Semiconductors N V(NXPI)CallA | COM | N6596X109 | $3.6K | 33,100 | 0.1% |
| Rexnord Corp NewPutA | COM | 76169B102 | $3.6K | 131,600 | 0.1% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $3.3K | 1,922,991 | 0.1% |
| EPR Pptys(EPR)CallA | COM SH BEN INT | 26884U109 | $3.0K | 39,400 | 0.1% |
| Restoration Hardware Hldgs IA | DBCV 7/1 | 761283AC4 | $3.0K | $2,000,000 | 0.1% |
| Assurant IncA | 6.50% CONV PFD D | 04621X207 | $2.8K | 22,524 | 0.0% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $2.7K | $2,787,000 | 0.0% |
| Danaher CorporationA | 4.75 MND CV PFD | 235851300 | $2.6K | 2,317 | 0.0% |
| Fortive Corp(FTV)PutA | COM | 34959J108 | $2.6K | 37,300 | 0.0% |
| B Riley Finl Inc(RILY)A | COM | 05580M108 | $2.4K | 100,267 | 0.0% |
| International Flavors&fragraA | UNIT 09/15/2021 | 459506309 | $2.4K | 50,238 | 0.0% |
| First Majestic Silver CorpA | NOTE 1.875% 3/0 | 32076VAB9 | $2.3K | $2,000,000 | 0.0% |
| Hc2 Hldgs IncA | COM | 404139107 | $2.2K | 945,583 | 0.0% |
| Aqua America Inc | UNIT 04/30/2022 | 03836W202 | $2.1K | 34,522 | 0.0% |
| Rexnord Corp NewCallA | COM | 76169B102 | $2.1K | 76,000 | 0.0% |
| Alexandria Real Estate EQ inA | PFD CONV SER D | 015271505 | $2.0K | 50,571 | 0.0% |
| Dexcom IncA | NOTE 0.750% 5/1 | 252131AF4 | $1.6K | $1,000,000 | 0.0% |