Q3 2019 Holdings
Filed 2019-11-13 | 149 holdings | $16.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $13.2M | 1,157,611 | 80.0% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $1.7M | 10,000 | 10.2% |
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $969.0K | 127,900 | 5.9% |
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $319.0K | 80,246 | 1.9% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $21.9K | 1,124,436 | 0.1% |
| Celgene Corp(CELG) | COM | 151020104 | $19.9K | 200,820 | 0.1% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $19.1K | 463,750 | 0.1% |
| Allergan PLC | SHS | G0177J108 | $14.5K | 85,865 | 0.1% |
| Mellanox Technologies LTD | SHS | M51363113 | $10.2K | 92,900 | 0.1% |
| Zayo Group Hldgs Inc | COM | 98919V105 | $9.8K | 289,940 | 0.1% |
| Wabco Hldgs Inc(WBC1EUR) | COM | 92927K102 | $9.5K | 70,861 | 0.1% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $9.5K | 835,243 | 0.1% |
| Versum Matls Inc | COM | 92532W103 | $8.5K | 160,750 | 0.1% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $8.2K | 744,116 | 0.0% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $7.5K | 34,350 | 0.0% |
| Pure Acquisition Corp | CL A | 74621Q106 | $7.2K | 699,998 | 0.0% |
| Discovery Inc(DISCKUSD) | COM SER C | 25470F302 | $7.0K | 284,192 | 0.0% |
| Nexpoint Strategic Oportunt(NXDT) | COM NEW | 65340G205 | $6.6K | 370,718 | 0.0% |
| Yatra Online Inc(YTRA) | ORD SHS | G98338109 | $6.0K | 1,447,940 | 0.0% |
| Advanced Disp Svcs Inc del(ADSW) | COM | 00790X101 | $5.8K | 178,942 | 0.0% |
| Genesee & WYO Inc | CL A | 371559105 | $5.1K | 46,515 | 0.0% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $5.0K | 500,000 | 0.0% |
| Gigcapital Inc | COM | 37518N106 | $4.3K | 408,750 | 0.0% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $4.2K | 411,315 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $4.2K | 400,000 | 0.0% |
| Monocle Acquisition Corp | UNIT 99/99/9999 | 609754205 | $4.2K | 400,000 | 0.0% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $3.9K | 371,868 | 0.0% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $3.8K | 372,000 | 0.0% |
| DNB Finl Corp(DNBF) | COM | 233237106 | $3.4K | 75,444 | 0.0% |
| Stewart Information Svcs COR(STC) | COM | 860372101 | $3.1K | 80,566 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $3.0K | 127,233 | 0.0% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $2.8K | 270,000 | 0.0% |
| Proficient Alpha Acqustn COR | UNIT 04/30/2026 | 74317H204 | $2.8K | 275,000 | 0.0% |
| Occidental Pete Corp(OXY) | COM | 674599105 | $2.7K | 59,999 | 0.0% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $2.6K | 250,000 | 0.0% |
| Elanco Animal Health Inc(ELAN) | COM | 28414H103 | $2.5K | 95,757 | 0.0% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $2.5K | 247,080 | 0.0% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $2.5K | 240,000 | 0.0% |
| NII Hldgs Inc | COM PAR | 62913F508 | $2.4K | 1,244,708 | 0.0% |
| Tuscan Holdings Corp | UNIT 99/99/9999 | 90069K203 | $2.4K | 225,000 | 0.0% |
| Spark Therapeutics Inc | COM | 84652J103 | $2.4K | 24,400 | 0.0% |
| Leisure Acquisition Corp | COM | 52539T107 | $2.3K | 222,000 | 0.0% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $2.3K | 200,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | UNIT 12/31/2023 | 80821R208 | $2.2K | 213,333 | 0.0% |
| EL Paso Elec Co | COM NEW | 283677854 | $2.2K | 32,714 | 0.0% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $2.1K | 200,000 | 0.0% |
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $2.1K | 200,000 | 0.0% |
| GX Acquisition Corp | UNIT 05/24/2026 | 36251A206 | $2.1K | 187,000 | 0.0% |
| FOX Corp(FOXA) | CL A COM | 35137L105 | $2.0K | 64,272 | 0.0% |
| Loews Corp(L) | COM | 540424108 | $2.0K | 38,398 | 0.0% |