Q3 2019 Holdings
Filed 2019-11-13 | 149 holdings | $16.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $467 | 55,326 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $510 | 86,068 | 0.0% |
| Haymaker Acquisition Corp II | UNIT 10/31/2026 | 42087L200 | $517 | 50,000 | 0.0% |
| Longevity Acquisition Corp | UNIT 08/29/2024 | G56372108 | $544 | 50,000 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $624 | 81,579 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $630 | 54,334 | 0.0% |
| Aberdeen Emrg Mrkts EQT INM(AEF) | COM | 00301W105 | $655 | 94,041 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $660 | 47,932 | 0.0% |
| Rivernorth Marketplace Lendi(XRSFX) | COM | 76882B108 | $663 | 34,761 | 0.0% |
| Cypress Semiconductor Corp(CYEUR) | COM | 232806109 | $700 | 30,000 | 0.0% |
| Insurance Acquisition Corp | UNIT 03/31/2024 | 457867307 | $782 | 75,000 | 0.0% |
| Condor Hospitality TR Inc(CDORGBP) | COM NEW | 20676Y403 | $805 | 72,883 | 0.0% |
| Carrizo Oil & Gas Inc(CRZOEUR) | COM | 144577103 | $907 | 105,677 | 0.0% |
| New Providence Acquisitin Co | UNIT 09/01/2024 | 64822P205 | $909 | 90,100 | 0.0% |
| Clough Global Divnd and Inc(GLV) | COM | 18913Y103 | $928 | 85,571 | 0.0% |
| Alliance Data Systems Corp(BFH) | COM | 018581108 | $930 | 7,258 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $936 | 100,520 | 0.0% |
| Gabelli Divd & Income TR(XGDVX) | COM | 36242H104 | $966 | 44,900 | 0.0% |
| Chaserg Technlgy Acquisitn C | UNIT 09/30/2023 | 16166A202 | $970 | 91,060 | 0.0% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $1.0K | 98,051 | 0.0% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $1.0K | 100,500 | 0.0% |
| Pivotal Invt Corp II | UNIT 06/01/2025 | 72582K209 | $1.0K | 100,000 | 0.0% |
| Gannett Co Inc(GCI1EUR) | COM | 36473H104 | $1.0K | 96,000 | 0.0% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.0K | 100,000 | 0.0% |
| ACT II Global Acquisition Co | UNIT 04/30/2026 | G0080J112 | $1.0K | 100,000 | 0.0% |
| Dova Pharmaceuticals Inc(DOVA) | COM | 25985T102 | $1.1K | 40,000 | 0.0% |
| Morgan Stanley India Invs FD(IIF) | COM | 61745C105 | $1.2K | 62,977 | 0.0% |
| Opes Acquisition Corp | COM | 68373P100 | $1.3K | 120,730 | 0.0% |
| Milacron Hldgs Corp(MCRN) | COM | 59870L106 | $1.3K | 76,489 | 0.0% |
| Forum Merger II Corp | UNIT 09/30/2025 | 34986F202 | $1.3K | 120,000 | 0.0% |
| Cushing Renaissance FD | COM | 231647108 | $1.3K | 98,505 | 0.0% |
| Pivotal Acquisition Corp | CL A COM | 72583A101 | $1.3K | 129,000 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $1.3K | 35,129 | 0.0% |
| MSG Network Inc(MSGN) | CL A | 553573106 | $1.4K | 81,000 | 0.0% |
| Health INS Innovations Inc | COM CL A | 42225K106 | $1.4K | 57,739 | 0.0% |
| Hertz Global Hldgs Inc | COM | 42806J106 | $1.5K | 106,506 | 0.0% |
| Stewardship Finl Corp | COM | 860326107 | $1.5K | 97,000 | 0.0% |
| Thunder Brdg Acquistion II L | UNIT 99/99/9999 | G8857S124 | $1.5K | 150,000 | 0.0% |
| HL Acquisitions Corp | UNIT 06/21/2023 | G4603R114 | $1.5K | 144,000 | 0.0% |
| Greenland Acquisitin Corpora | SHS | G40981139 | $1.6K | 149,718 | 0.0% |
| Nielsen Hldgs PLC | SHS EUR | G6518L108 | $1.6K | 75,000 | 0.0% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.6K | 150,000 | 0.0% |
| Trine Acquisition Corp | UNIT 03/31/2021 | 89628U207 | $1.7K | 160,000 | 0.0% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $1.7K | 160,000 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B101 | $1.7K | 140,197 | 0.0% |
| BIG Rock Partners Acquisi Co | COM | 089482103 | $1.7K | 165,000 | 0.0% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $1.8K | 48,027 | 0.0% |
| Entegra Finl Corp(ENFCUSD) | COM | 29363J108 | $1.8K | 59,111 | 0.0% |
| Alder Biopharmaceuticals Inc(ALDR1EUR) | COM | 014339105 | $1.9K | 100,500 | 0.0% |
| Loews Corp(L) | COM | 540424108 | $2.0K | 38,398 | 0.0% |