Q4 2019 Holdings
Filed 2020-02-14 | 44 holdings | $8.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $5.5M | 341,636 | 66.3% |
| Caredx Inc(CDNA) | COM | 14167L103 | $2.2M | 100,000 | 26.2% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $100.6K | 26,476,546 | 1.2% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $67.9K | 475,000 | 0.8% |
| DCP Midstream LP | COM UT LTD PTN | 23311P100 | $67.3K | 2,748,805 | 0.8% |
| Xerox Holdings Corp(XRX) | COM NEW | 98421M106 | $61.7K | 1,673,600 | 0.7% |
| Arqule Inc(ARQLUSD) | COM | 04269E107 | $54.9K | 2,750,000 | 0.7% |
| Linde PLC(LIN) | SHS | G5494J103 | $41.0K | 192,627 | 0.5% |
| Intevac Inc | COM | 461148108 | $35.1K | 4,976,855 | 0.4% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $27.7K | 2,443,583 | 0.3% |
| Intellicheck Inc(IDN) | COM NEW | 45817G201 | $20.5K | 2,738,314 | 0.2% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $17.1K | 848,297 | 0.2% |
| Amag Pharmaceuticals Inc(AMAG) | COM | 00163U106 | $15.8K | 1,299,994 | 0.2% |
| Nustar Energy LP | UNIT COM | 67058H102 | $11.3K | 435,500 | 0.1% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $10.9K | 40,000 | 0.1% |
| Identiv Inc(INVE) | COM NEW | 45170X205 | $10.6K | 1,888,004 | 0.1% |
| Haymaker Acquisition Corp II | UNIT 10/31/2026 | 42087L200 | $10.5K | 1,000,000 | 0.1% |
| Liberty Media Corp Delaware(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $10.0K | 207,204 | 0.1% |
| American Express Co(AXP) | COM | 025816109 | $9.7K | 78,106 | 0.1% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $9.0K | 1,739,540 | 0.1% |
| Liberty Media Corp Delaware(LM03) | COM A SIRIUSXM | 531229409 | $5.0K | 103,602 | 0.1% |
| Independence Hldg Co New | COM NEW | 453440307 | $4.6K | 109,423 | 0.1% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $4.2K | 30,000 | 0.1% |
| CUI Global Inc | COM NEW | 126576206 | $4.1K | 3,700,542 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $3.6K | 126,301 | 0.0% |
| Ameriprise Finl Inc(AMP) | COM | 03076C106 | $3.6K | 21,324 | 0.0% |
| Ricebran Technologies | COM NEW | 762831204 | $2.9K | 2,003,334 | 0.0% |
| CUE Biopharma Inc(CUE) | COM | 22978P106 | $2.6K | 165,000 | 0.0% |
| Blackstone Group Inc(BX) | COM CL A | 09260D107 | $2.2K | 40,000 | 0.0% |
| Park City Group Inc(TRAK) | COM NEW | 700215304 | $2.2K | 436,445 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $1.5K | 69,618 | 0.0% |
| M & T BK Corp(MTB) | COM | 55261F104 | $1.2K | 7,032 | 0.0% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $899 | 6,000 | 0.0% |
| Liberty Media Corp Delaware(BATRKUSD) | COM C BRAVES GRP | 531229888 | $612 | 20,717 | 0.0% |
| Liberty Global PLC | SHS CL A | G5480U104 | $523 | 22,989 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $480 | 500,000 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD) | COM | 98420X103 | $382 | 35,730 | 0.0% |
| L3harris Technologies Inc(LHX) | COM | 502431109 | $317 | 1,600 | 0.0% |
| Liberty Media Corp Delaware(BATRAUSD) | COM A BRAVES GRP | 531229706 | $307 | 10,356 | 0.0% |
| Voyager Therapeutics Inc(VYGR) | COM | 92915B106 | $293 | 21,029 | 0.0% |
| Liberty Latin America LTD(LILAK) | COM CL C | G9001E128 | $237 | 12,166 | 0.0% |
| Lions Gate Entmnt Corp(LGF/BEUR) | CL B NON VTG | 535919500 | $163 | 16,413 | 0.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $153 | 12,540 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM | 867328700 | $99 | 294,480 | 0.0% |