Q1 2020 Holdings
Filed 2020-05-14 | 57 holdings | $24.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-05-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Altice USA Inc(OPTU)A | CL A | 02156K103 | $13.5M | 603,600 | 55.5% |
| Codexis Inc(CDXS)A | COM | 192005106 | $6.2M | 559,836 | 25.8% |
| Caredx Inc(CDNA)A | COM | 14167L103 | $2.2M | 100,000 | 9.0% |
| Biolife Solutions Inc(BLFS)A | COM NEW | 09062W204 | $2.0M | 211,942 | 8.3% |
| Spdr Gold Trust(GLD)A | GOLD SHS | 78463V107 | $70.3K | 475,000 | 0.3% |
| Durect Corp(DRRXEUR)A | COM | 266605104 | $41.4K | 26,704,044 | 0.2% |
| Linde PLC(LIN)A | SHS | G5494J103 | $33.3K | 192,627 | 0.1% |
| Xerox Holdings Corp(XRX)A | COM NEW | 98421M106 | $31.7K | 1,673,600 | 0.1% |
| Intevac IncA | COM | 461148108 | $20.2K | 4,949,355 | 0.1% |
| DCP Midstream LPA | COM UT LTD PTN | 23311P100 | $11.6K | 2,848,805 | 0.0% |
| Brunswick Corp(BC)A | COM | 117043109 | $9.9K | 281,099 | 0.0% |
| S&P Global Inc(SPGI)A | COM | 78409V104 | $9.8K | 40,000 | 0.0% |
| Haymaker Acquisition Corp IIA | COM CL A | 42087L101 | $9.8K | 1,000,000 | 0.0% |
| Intellicheck Inc(IDN)A | COM NEW | 45817G201 | $9.3K | 2,738,314 | 0.0% |
| Shell Midstream Partners L PA | UNIT LTD INT | 822634101 | $8.7K | 873,297 | 0.0% |
| Amag Pharmaceuticals Inc(AMAG)A | COM | 00163U106 | $8.0K | 1,299,994 | 0.0% |
| Identiv Inc(INVE)A | COM NEW | 45170X205 | $7.4K | 2,196,389 | 0.0% |
| Grace W R & Co del NewA | COM | 38388F108 | $7.2K | 200,934 | 0.0% |
| Cassava Sciences Inc(SAVA)A | COM | 14817C107 | $7.2K | 1,739,540 | 0.0% |
| NGL Energy Partners LP(NGL)A | COM UNIT REPST | 62913M107 | $7.1K | 2,714,937 | 0.0% |
| Welltower Inc(WELL)A | COM | 95040Q104 | $6.7K | 146,398 | 0.0% |
| Liberty Media Corp del(LSXMKUSD)A | COM C SIRIUSXM | 531229607 | $6.6K | 207,204 | 0.0% |
| Liqtech Intl IncA | COM | 53632A201 | $5.2K | 1,202,511 | 0.0% |
| Thor Inds Inc(THO)A | COM | 885160101 | $4.6K | 109,753 | 0.0% |
| Nustar Energy LPA | UNIT COM | 67058H102 | $3.7K | 435,500 | 0.0% |
| Blackstone Group Inc(BX)A | COM CL A | 09260D107 | $3.6K | 80,000 | 0.0% |
| CUI Global IncA | COM NEW | 126576206 | $3.3K | 3,700,542 | 0.0% |
| JPMorgan Chase & Co(JPM)A | COM | 46625H100 | $2.7K | 30,000 | 0.0% |
| Marinus Pharmaceuticals IncA | COM | 56854Q101 | $2.5K | 1,250,000 | 0.0% |
| Independence Hldg Co NewA | COM NEW | 453440307 | $2.4K | 94,947 | 0.0% |
| CUE Biopharma Inc(CUE)A | COM | 22978P106 | $2.3K | 165,000 | 0.0% |
| Paypal Hldgs Inc(PYPL)A | COM | 70450Y103 | $2.2K | 22,500 | 0.0% |
| Duos Technologies Group Inc(DUOT)A | COM | 266042407 | $2.2K | 453,616 | 0.0% |
| American Express Co(AXP)A | COM | 025816109 | $2.1K | 25,000 | 0.0% |
| Ricebran TechnologiesA | COM NEW | 762831204 | $2.0K | 2,003,334 | 0.0% |
| Enterprise Prods Partners L(EPD)A | COM | 293792107 | $1.8K | 126,301 | 0.0% |
| Ameriprise Finl Inc(AMP)A | COM | 03076C106 | $1.6K | 15,993 | 0.0% |
| Magenta Therapeutics IncA | COM | 55910K108 | $1.6K | 251,875 | 0.0% |
| Dish Network Corporation(DISH)A | CL A | 25470M109 | $1.5K | 77,500 | 0.0% |
| Liberty Global PLCA | SHS CL C | G5480U120 | $1.1K | 69,618 | 0.0% |
| Gritstone Oncology Inc(2JQ)A | COM | 39868T105 | $984 | 169,039 | 0.0% |
| Orchard Therapeutics PLCA | ADS | 68570P101 | $943 | 125,200 | 0.0% |
| Raytheon Co(RTN1USD)A | COM NEW | 755111507 | $566 | 6,000 | 0.0% |
| M & T BK Corp(MTB)A | COM | 55261F104 | $545 | 5,274 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ)A | COM | 45665G303 | $419 | 500,000 | 0.0% |
| Liberty Global PLCA | SHS CL A | G5480U104 | $380 | 22,989 | 0.0% |
| X4 Pharmaceuticals Inc(ASNSUSD)A | COM | 98420X103 | $357 | 35,730 | 0.0% |
| Haymaker Acquisition Corp IIA | *W EXP 10/31/202 | 42087L119 | $350 | 333,333 | 0.0% |
| Park City Group Inc(TRAK)A | COM NEW | 700215304 | $315 | 82,787 | 0.0% |
| L3harris Technologies Inc(LHX)A | COM | 502431109 | $288 | 1,600 | 0.0% |