Q3 2020 Holdings
Filed 2020-10-13 | 168 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Babcock & Wilcox Enterprises(BW) | COM | 05614L209 | $360.0K | 155,366 | 26.8% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $235.1K | $39,512,000 | 17.5% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $112.0K | 261,000 | 8.3% |
| Bloom Energy Corp(BE) | COM CL A | 093712107 | $52.0K | 2,877 | 3.9% |
| Teladoc Health Inc | NOTE 3.000%12/1 | 87918AAB1 | $44.9K | $9,014,000 | 3.3% |
| Chegg Inc(CHGG) | COM | 163092109 | $40.0K | 560 | 3.0% |
| Tesla Inc(TSLA)Call | COM | 88160R101 | $38.7K | 90,200 | 2.9% |
| Liberty Media Corp del | DEB 3.500% 1/1 | 530715AN1 | $35.9K | $43,188,000 | 2.7% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $34.8K | $5,329,000 | 2.6% |
| American Intl Group Inc(AIG)Put | COM NEW | 026874784 | $30.5K | 1,108,100 | 2.3% |
| Sempra Energy(SRE)Put | COM | 816851109 | $23.6K | 199,200 | 1.8% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $23.3K | 15,776 | 1.7% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $21.3K | $2,044,000 | 1.6% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $16.7K | $18,063,000 | 1.2% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $16.5K | 168,631 | 1.2% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $15.0K | $7,637,165 | 1.1% |
| American Intl Group Inc(AIG)Call | COM NEW | 026874784 | $14.7K | 532,200 | 1.1% |
| Purple Innovation Inc | *W EXP 02/02/202 | 74640Y114 | $13.0K | 1,925,183 | 1.0% |
| Sempra Energy(SRE)Call | COM | 816851109 | $11.0K | 92,700 | 0.8% |
| GFL Environmental Inc | UNIT 99/99/9999T | 36168Q120 | $10.4K | 194,439 | 0.8% |
| QTS Rlty TR Inc | 6.50% CON PFD B | 74736A301 | $10.2K | 71,808 | 0.8% |
| Change Healthcare Inc | UNIT 99/99/9999 | 15912K209 | $9.8K | 184,077 | 0.7% |
| Blink Charging Co | *W EXP 01/31/202 | 09354A118 | $9.0K | 1,489,724 | 0.7% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $8.3K | 675,600 | 0.6% |
| UTZ Brands Inc | *W EXP 08/28/202 | 918090119 | $7.8K | 1,194,152 | 0.6% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $7.3K | 26,400 | 0.5% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F739 | $7.3K | 152,124 | 0.5% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $7.3K | 134,037 | 0.5% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $6.3K | $1,750,000 | 0.5% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $6.3K | $3,912,000 | 0.5% |
| NIO Inc | NOTE 4.500% 2/0 | 62914VAB2 | $6.0K | $2,500,000 | 0.4% |
| Carnival Corp(CCL)Put | UNIT 99/99/9999 | 143658300 | $5.2K | 341,800 | 0.4% |
| Carnival Corp(CCL)Call | UNIT 99/99/9999 | 143658300 | $5.1K | 337,100 | 0.4% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F770 | $4.5K | 95,349 | 0.3% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $4.3K | 12,721 | 0.3% |
| Carnival Corp(CCL) | UNIT 99/99/9999 | 143658300 | $4.2K | 275,019 | 0.3% |
| Norwegian Cruise Line Hldg L(NCLH)Put | SHS | G66721104 | $3.8K | 223,100 | 0.3% |
| Pinduoduo Inc | NOTE 10/0 | 722304AB8 | $3.6K | $2,000,000 | 0.3% |
| Sempra Energy | 6% PFD CONV A | 816851406 | $3.5K | 35,435 | 0.3% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $3.3K | 10,000 | 0.2% |
| Encore Cap Group Inc | NOTE 2.875% 3/1 | 292554AH5 | $3.0K | $3,000,000 | 0.2% |
| Teladoc Health Inc(TDOC)Put | COM | 87918A105 | $3.0K | 13,600 | 0.2% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $2.9K | 21,861 | 0.2% |
| Vivint Smart Home Inc | *W EXP 01/17/202 | 928542117 | $2.8K | 435,100 | 0.2% |
| Virgin Galactic Holdings Inc(IPOAGBP)Call | COM | 92766K106 | $2.7K | 140,300 | 0.2% |
| Nabors Industries LTD(NBR)Call | SHS | G6359F137 | $2.6K | 106,900 | 0.2% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $2.5K | 3,031,183 | 0.2% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $2.5K | $1,500,000 | 0.2% |
| Southern Co(SO)Put | COM | 842587107 | $2.4K | 44,200 | 0.2% |
| Southern Co | UNIT 08/01/2022 | 842587602 | $2.3K | 50,084 | 0.2% |