Q3 2020 Holdings
Filed 2020-11-12 | 75 holdings | $28.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Altice USA Inc(OPTU) | CL A | 02156K103 | $15.7M | 603,600 | 55.9% |
| Codexis Inc(CDXS) | COM | 192005106 | $6.8M | 579,116 | 24.2% |
| Caredx Inc(CDNA) | COM | 14167L103 | $4.7M | 125,000 | 16.9% |
| Carrier Global Corporation(CARR) | COM | 14448C104 | $183.0K | 6,000 | 0.7% |
| Spdr Gold TR(GLD) | GOLD SHS | 78463V107 | $84.1K | 475,000 | 0.3% |
| Cadence Design System Inc(CDNS) | COM | 127387108 | $56.0K | 525 | 0.2% |
| Royalty Pharma PLC(RPRX) | SHS CL A | G7709Q104 | $46.9K | 1,115,980 | 0.2% |
| Linde PLC(LIN) | SHS | G5494J103 | $45.9K | 192,627 | 0.2% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $45.2K | 26,414,656 | 0.2% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $45.0K | 515 | 0.2% |
| DCP Midstream LP | COM UT LTD PTN | 23311P100 | $31.8K | 2,848,805 | 0.1% |
| Xerox Holdings Corp(XRX) | COM NEW | 98421M106 | $31.5K | 1,676,225 | 0.1% |
| Intevac Inc | COM | 461148108 | $27.3K | 4,949,355 | 0.1% |
| Intellicheck Inc(IDN) | COM NEW | 45817G201 | $18.3K | 2,738,314 | 0.1% |
| Liqtech Intl Inc | COM | 53632A201 | $18.2K | 2,158,448 | 0.1% |
| Brunswick Corp(BC) | COM | 117043109 | $18.0K | 306,099 | 0.1% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $14.4K | 40,000 | 0.1% |
| Identiv Inc(INVE) | COM NEW | 45170X205 | $13.7K | 2,196,389 | 0.0% |
| Amag Pharmaceuticals Inc(AMAG) | COM | 00163U106 | $12.2K | 1,299,994 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $10.8K | 2,714,937 | 0.0% |
| Thor Inds Inc(THO) | COM | 885160101 | $10.5K | 109,753 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $8.6K | 913,347 | 0.0% |
| Grace W R & Co del New | COM | 38388F108 | $8.1K | 200,934 | 0.0% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $7.9K | 684,503 | 0.0% |
| Liberty Media Corp del(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $7.8K | 236,396 | 0.0% |
| Marinus Pharmaceuticals Inc(MRNS*) | COM NEW | 56854Q200 | $7.5K | 580,462 | 0.0% |
| B Riley Prin Merger Corp II | CL A | 05600U106 | $5.0K | 500,000 | 0.0% |
| FG New Amer Acquisition Corp | UNIT 08/31/2027 | 30259V205 | $5.0K | 500,000 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $4.6K | 435,500 | 0.0% |
| Blackstone Group Inc(BX) | COM CL A | 09260D107 | $4.2K | 80,000 | 0.0% |
| Fate Therapeutics Inc(FATE) | COM | 31189P102 | $4.0K | 100,000 | 0.0% |
| Liberty Media Corp del(LM03) | COM A SIRIUSXM | 531229409 | $3.4K | 103,602 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $2.9K | 30,000 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $2.5K | 25,000 | 0.0% |
| Ameriprise Finl Inc(AMP) | COM | 03076C106 | $2.5K | 15,993 | 0.0% |
| Magenta Therapeutics Inc | COM | 55910K108 | $2.4K | 351,875 | 0.0% |
| Orbital Energy Group Inc | COM | 68559A109 | $2.3K | 3,700,542 | 0.0% |
| CUE Biopharma Inc(CUE) | COM | 22978P106 | $2.3K | 150,000 | 0.0% |
| Dish Network Corporation(DISH) | CL A | 25470M109 | $2.3K | 77,500 | 0.0% |
| Independence Hldg Co New | COM NEW | 453440307 | $2.1K | 54,711 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $2.0K | 126,301 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $1.9K | 70,000 | 0.0% |
| Duos Technologies Group Inc(DUOT) | COM | 266042407 | $1.7K | 453,616 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $1.5K | 150,000 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $1.4K | 69,618 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $1.3K | 25,000 | 0.0% |
| Orchard Therapeutics PLC | ADS | 68570P101 | $1.0K | 250,000 | 0.0% |
| Paypal Hldgs Inc(PYPL) | COM | 70450Y103 | $985 | 5,000 | 0.0% |
| Ricebran Technologies | COM NEW | 762831204 | $715 | 1,703,334 | 0.0% |
| Liberty Global PLC | SHS CL A | G5480U104 | $483 | 22,989 | 0.0% |