Q1 2021 Holdings
Filed 2021-05-14 | 101 holdings | $14.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Adaptive Biotechnologies COR(ADPT) | COM | 00650F109 | $6.4M | 159,100 | 44.9% |
| Aemetis Inc(AMTX) | COM NEW | 00770K202 | $2.2M | 90,000 | 15.5% |
| Adapthealth Corp(AHCO) | COM CL A | 00653Q102 | $1.3M | 36,000 | 9.3% |
| Builders Firstsource Inc(BLDR) | COM | 12008R107 | $1.0M | 22,500 | 7.3% |
| Bilibili Inc(BILI) | SPONS ADS REP Z | 090040106 | $867.0K | 8,100 | 6.1% |
| Bentley SYS Inc(BSY) | COM CL B | 08265T208 | $845.0K | 18,000 | 5.9% |
| Chesapeake Energy Corp(EXE) | COM | 165167735 | $756.0K | 17,424 | 5.3% |
| Bridgebio Pharma Inc(BBIO) | COM | 10806X102 | $226.0K | 3,668 | 1.6% |
| Ardelyx Inc(ARDX) | COM | 039697107 | $184.0K | 27,764 | 1.3% |
| Ishares TRPut | PUT | 464287955 | $182.9K | 828,000 | 1.3% |
| Spdr SER TRPut | PUT | 78468R956 | $29.3K | 360,000 | 0.2% |
| Bloom Energy Corp(BE) | COM CL A | 093712107 | $27.0K | 1,000 | 0.2% |
| Green Plains Inc(GPRE) | COM | 393222104 | $25.9K | 958,553 | 0.2% |
| Sunnova Energy Intl Inc.Put | PUT | 86745K954 | $11.4K | 279,000 | 0.1% |
| Sunnova Energy Intl Inc.(NOVAQ) | COM | 86745K104 | $9.7K | 238,129 | 0.1% |
| ARK ETF TRPut | PUT | 00214Q954 | $8.6K | 72,000 | 0.1% |
| Adaptive Biotechnologies CORPut | PUT | 00650F959 | $7.2K | 180,000 | 0.1% |
| Invitae Corp(NVTA1EUR) | COM | 46185L103 | $6.6K | 172,863 | 0.0% |
| Green Plains IncCall | CALL | 393222904 | $6.3K | 234,000 | 0.0% |
| Invesco Exch Traded FD TR IICall | CALL | 46138G906 | $6.2K | 67,500 | 0.0% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $5.4K | 4,500,000 | 0.0% |
| Green Plains IncPut | PUT | 393222954 | $5.3K | 195,700 | 0.0% |
| General Mtrs CoCall | CALL | 37045V900 | $4.7K | 81,000 | 0.0% |
| Delta AIR Lines Inc delPut | PUT | 247361952 | $4.3K | 90,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%12/0 | 651718AE8 | $3.7K | 3,750,000 | 0.0% |
| Amazon COM IncCall | CALL | 023135906 | $2.8K | 900 | 0.0% |
| Ehealth IncCall | CALL | 28238P909 | $2.6K | 36,000 | 0.0% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $2.5K | 1,500,000 | 0.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $2.5K | 2,414,000 | 0.0% |
| Invitae CorpPut | PUT | 46185L953 | $2.4K | 62,500 | 0.0% |
| Colony Cap Inc New(CLNSEUR) | CL A COM | 19626G108 | $2.0K | 303,000 | 0.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $1.9K | 2,000,000 | 0.0% |
| Ballys Corporation(TRWHEUR) | COM | 05875B106 | $1.8K | 28,064 | 0.0% |
| Whiting Pete Corp New(WLL) | COM NEW | 966387508 | $1.8K | 51,316 | 0.0% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $1.7K | 1,500,000 | 0.0% |
| R1 RCM Inc | COM | 749397105 | $1.5K | 62,262 | 0.0% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $1.5K | 1,250,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $1.5K | 1,800,000 | 0.0% |
| Championx Corporation(APY1EUR) | COM | 15872M104 | $1.4K | 65,688 | 0.0% |
| SEA LTD(SE) | SPONSORD ADS | 81141R100 | $1.4K | 6,300 | 0.0% |
| L Brands IncCall | CALL | 501797904 | $1.4K | 22,500 | 0.0% |
| Devon Energy Corp NewCall | CALL | 25179M903 | $1.4K | 63,000 | 0.0% |
| Invitae CorpCall | CALL | 46185L903 | $1.4K | 36,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $1.4K | 1,350,000 | 0.0% |
| Tempur Sealy Intl Inc(SGI) | COM | 88023U101 | $1.3K | 36,000 | 0.0% |
| RCI Hospitality Hldgs Inc(RICK) | COM | 74934Q108 | $1.3K | 20,700 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $1.2K | 1,507,000 | 0.0% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $1.2K | 1,000,000 | 0.0% |
| L Brands Inc | COM | 501797104 | $1.2K | 18,900 | 0.0% |
| Ezcorp Inc | NOTE 2.875% 7/0 | 302301AF3 | $1.2K | 1,250,000 | 0.0% |