Q1 2021 Holdings
Filed 2021-05-17 | 81 holdings | $37.8M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-06-03) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Altice USA Inc(OPTU) | CL A | 02156K103 | $22.9M | 703,600 | 60.6% |
| Codexis Inc(CDXS) | COM | 192005106 | $13.3M | 579,116 | 35.1% |
| Celcuity Inc(CELC) | COM | 15102K100 | $717.0K | 50,000 | 1.9% |
| Carrier Global Corporation(CARR) | COM | 14448C104 | $253.0K | 6,000 | 0.7% |
| Spdr Gold TR(GLD) | GOLD SHS | 78463V107 | $76.0K | 475,000 | 0.2% |
| Cadence Design System Inc(CDNS) | COM | 127387108 | $72.0K | 525 | 0.2% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $56.0K | 515 | 0.1% |
| Linde PLC(LIN) | SHS | G5494J103 | $54.0K | 192,627 | 0.1% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $52.3K | 26,414,656 | 0.1% |
| Brunswick Corp(BC) | COM | 117043109 | $47.7K | 500,000 | 0.1% |
| Intevac Inc | COM | 461148108 | $35.4K | 4,949,355 | 0.1% |
| Identiv Inc(INVE) | COM NEW | 45170X205 | $25.2K | 2,196,389 | 0.1% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $22.5K | 500,000 | 0.1% |
| Liqtech Intl Inc | COM | 53632A201 | $17.5K | 2,158,448 | 0.0% |
| Intellicheck Inc(IDN) | COM NEW | 45817G201 | $17.4K | 2,073,583 | 0.0% |
| Thor Inds Inc(THO) | COM | 885160101 | $14.8K | 109,753 | 0.0% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $14.1K | 40,000 | 0.0% |
| Finch Therapeutics Group IncA | COM | 31773D101 | $13.1K | 810,416 | 0.0% |
| Marinus Pharmaceuticals Inc(MRNS*) | COM NEW | 56854Q200 | $12.8K | 829,910 | 0.0% |
| Shell Midstream Partners L P | UNIT LTD INT | 822634101 | $12.2K | 913,347 | 0.0% |
| Grace W R & Co del New | COM | 38388F108 | $12.0K | 200,934 | 0.0% |
| Liberty Media Corp del(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $10.4K | 236,396 | 0.0% |
| Isleworth Healthcare Acqu Co | COM | 46468P102 | $9.7K | 1,000,000 | 0.0% |
| Royalty Pharma PLC(RPRX) | SHS CLASS A | G7709Q104 | $8.7K | 200,000 | 0.0% |
| Fate Therapeutics Inc(FATE) | COM | 31189P102 | $8.2K | 100,000 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $7.4K | 435,500 | 0.0% |
| Blackstone Group Inc(BX) | COM | 09260D107 | $6.0K | 80,000 | 0.0% |
| Magenta Therapeutics Inc | COM | 55910K108 | $5.1K | 434,400 | 0.0% |
| Duos Technologies Group Inc(DUOT) | COM | 266042407 | $5.0K | 453,616 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $4.6K | 30,000 | 0.0% |
| Liberty Media Corp del(LM03) | COM A SIRIUSXM | 531229409 | $4.6K | 103,602 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $4.3K | 2,112,695 | 0.0% |
| Constellation Pharmceticls I(CNST) | COM | 210373106 | $4.3K | 182,500 | 0.0% |
| Global Blood Therapeutics in | COM | 37890U108 | $4.1K | 100,000 | 0.0% |
| Adara Acquisition Corp | UNIT 99/99/9999 | 00653H201 | $4.0K | 400,000 | 0.0% |
| Ameriprise Finl Inc(AMP) | COM | 03076C106 | $3.7K | 15,993 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $3.5K | 25,000 | 0.0% |
| Curis Inc(CRISEUR) | COM NEW | 231269200 | $3.5K | 311,978 | 0.0% |
| Dish Network Corporation(DISH) | CL A | 25470M109 | $2.8K | 77,500 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $2.8K | 126,301 | 0.0% |
| Sonos Inc(SONO) | COM | 83570H108 | $2.4K | 65,000 | 0.0% |
| B Riley Principal 150 Merger | UNIT 99/99/9999 | 05601V202 | $2.3K | 225,000 | 0.0% |
| Independence Hldg Co New | COM NEW | 453440307 | $2.2K | 54,711 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $1.8K | 69,618 | 0.0% |
| Ricebran Technologies | COM NEW | 762831204 | $1.7K | 1,703,334 | 0.0% |
| CM Life Sciences Inc | COM CL A | 18978W109 | $1.5K | 100,000 | 0.0% |
| Healthcare Services Acqu COR | COM CL A | 42227K104 | $1.5K | 150,000 | 0.0% |
| Paypal Hldgs Inc(PYPL) | COM | 70450Y103 | $1.2K | 5,000 | 0.0% |
| Hc2 Hldgs Inc | COM | 404139107 | $1.1K | 274,799 | 0.0% |
| Qumu Corp | COM | 749063103 | $978 | 144,726 | 0.0% |