Q3 2021 Holdings
Filed 2021-11-15 | 97 holdings | $35.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $13.5M | 579,116 | 38.4% |
| CUE Health Inc(HLTHQ) | COM | 229790100 | $11.8M | 1,000,000 | 33.7% |
| Altice USA Inc(OPTU) | CL A | 02156K103 | $7.8M | 378,600 | 22.4% |
| Celcuity Inc(CELC) | COM | 15102K100 | $900.0K | 50,000 | 2.6% |
| Carrier Global Corporation(CARR) | COM | 14448C104 | $311.0K | 6,000 | 0.9% |
| Cadence Design System Inc(CDNS) | COM | 127387108 | $80.0K | 525 | 0.2% |
| Spdr Gold TR(GLD) | GOLD SHS | 78463V107 | $78.0K | 475,000 | 0.2% |
| Linde PLC(LIN) | SHS | G5494J103 | $56.5K | 192,627 | 0.2% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $56.0K | 515 | 0.2% |
| Brunswick Corp(BC) | COM | 117043109 | $47.6K | 500,000 | 0.1% |
| Identiv Inc(INVE) | COM NEW | 45170X205 | $41.4K | 2,196,389 | 0.1% |
| Royalty Pharma PLC(RPRX) | SHS CLASS A | G7709Q104 | $40.3K | 1,115,980 | 0.1% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $33.8K | 26,414,656 | 0.1% |
| Intevac Inc | COM | 461148108 | $23.7K | 4,949,355 | 0.1% |
| Pioneer Merger Corp | CL A SHS | G7S24C103 | $21.1K | 2,125,000 | 0.1% |
| S&P Global Inc(SPGI) | COM | 78409V104 | $17.0K | 40,000 | 0.0% |
| Intellicheck Inc(IDN) | COM NEW | 45817G201 | $17.0K | 2,073,583 | 0.0% |
| Thor Inds Inc(THO) | COM | 885160101 | $13.5K | 109,753 | 0.0% |
| Corsair Partnering Corp | SHS CL A | G2540H108 | $12.3K | 1,250,000 | 0.0% |
| Marinus Pharmaceuticals Inc(MRNS*) | COM NEW | 56854Q200 | $12.1K | 1,062,500 | 0.0% |
| Liqtech Intl Inc | COM | 53632A201 | $11.9K | 2,170,948 | 0.0% |
| Liberty Media Corp del(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $11.2K | 236,396 | 0.0% |
| Finch Therapeutics Group Inc | COM | 31773D101 | $10.5K | 810,416 | 0.0% |
| CM Life Sciences III Inc | CLASS A COM | 125841106 | $9.9K | 1,000,000 | 0.0% |
| Isleworth Healthcare Acqu Co | COM | 46468P102 | $9.8K | 1,000,000 | 0.0% |
| Blackstone Inc(BX) | COM | 09260D107 | $9.3K | 80,000 | 0.0% |
| Sonos Inc(SONO) | COM | 83570H108 | $7.0K | 216,400 | 0.0% |
| Tricida Inc(1T7) | COM | 89610F101 | $6.0K | 1,300,000 | 0.0% |
| SOC Telemed Inc | COM CL A | 78472F101 | $5.0K | 2,214,900 | 0.0% |
| Stride Inc(LRN) | COM | 86333M108 | $4.9K | 137,052 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $4.9K | 30,000 | 0.0% |
| Liberty Media Corp del(LM03) | COM A SIRIUSXM | 531229409 | $4.9K | 103,602 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $4.2K | 25,000 | 0.0% |
| Adara Acquisition Corp | COM CL A | 00653H102 | $3.9K | 400,000 | 0.0% |
| Ispecimen Inc | COM | 45032V108 | $3.6K | 618,180 | 0.0% |
| Vivint Smart Home Inc | COM CL A | 928542109 | $3.6K | 379,200 | 0.0% |
| Irobot Corp(IRBTQ) | COM | 462726100 | $3.3K | 42,450 | 0.0% |
| Global Blood Therapeutics in | COM | 37890U108 | $3.2K | 125,000 | 0.0% |
| Magenta Therapeutics Inc | COM | 55910K108 | $3.2K | 434,400 | 0.0% |
| Maxcyte Inc(MXCT) | COM | 57777K106 | $3.0K | 250,000 | 0.0% |
| ATI Physical Therapy Inc | COM CL A | 00216W109 | $2.9K | 754,083 | 0.0% |
| Duos Technologies Group Inc(DUOT) | COM | 266042407 | $2.8K | 453,616 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $2.7K | 126,301 | 0.0% |
| Independence Holdings Corp | CLASS A ORD SHS | G4761A101 | $2.7K | 54,711 | 0.0% |
| CUE Biopharma Inc(CUE) | COM | 22978P106 | $2.6K | 175,000 | 0.0% |
| Curis Inc(CRISEUR) | COM NEW | 231269200 | $2.4K | 311,978 | 0.0% |
| B Riley Principal 150 Merger | COM CL A | 05601V103 | $2.2K | 225,000 | 0.0% |
| B Riley Prin 250 Merger Corp | CLASS A COM | 05602L104 | $2.2K | 225,000 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $2.1K | 69,618 | 0.0% |
| Grupo Televisa S A B(TLV) | SPON ADR REP ORD | 40049J206 | $1.6K | 150,000 | 0.0% |