Q1 2022 Holdings
Filed 2022-06-10 | 128 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| AST Spacemobile Inc(ASTS) | COM CL A | 00217D100 | $420.0K | 42,080 | 25.9% |
| Aeye Inc(LIDRW) | *W EXP 09/30/202 | 008183113 | $231.0K | 206,255 | 14.2% |
| Antero Resources Corp(AR) | COM | 03674X106 | $214.0K | 7,000 | 13.2% |
| Clover Health Investments Co(CLOV) | COM CL A | 18914F103 | $114.0K | 32,079 | 7.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $83.2K | 2,361,811 | 5.1% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $38.9K | 376,138 | 2.4% |
| Broadcom Inc | 8% MCNV PFD SR A | 11135F200 | $36.9K | 18,773 | 2.3% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $35.0K | $11,990,000 | 2.2% |
| Change Healthcare Inc | MTNF 6.000% 6/3 | 15912K209 | $34.5K | 488,182 | 2.1% |
| Carnival Corp | NOTE 5.750% 4/0 | 143658BE1 | $33.9K | $16,218,000 | 2.1% |
| Aptiv PLC(APTV) | 5.5% CNV PFD A | G6095L117 | $28.2K | 206,695 | 1.7% |
| Sabre Corp | 6.50% CONV PFD A | 78573M203 | $27.0K | 185,884 | 1.7% |
| II-VI Inc | 6% CONV PFD A | 902104306 | $22.9K | 77,453 | 1.4% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $21.3K | 344,627 | 1.3% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F770 | $19.9K | 382,331 | 1.2% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $17.2K | $9,665,000 | 1.1% |
| Algonquin PWR Utils Corp | UNIT 99/99/9999 | 015857873 | $17.2K | 347,837 | 1.1% |
| PG&E Corp | UNIT 99/99/9999 | 69331C140 | $17.2K | 152,990 | 1.1% |
| Chesapeake Energy Corp(EXEEZ) | *W EXP 02/09/202 | 165167172 | $16.3K | 273,184 | 1.0% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $14.9K | $7,592,000 | 0.9% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $14.2K | $10,220,000 | 0.9% |
| Clarivate PLC(CLVT) | 5.25% PFD CONV A | G21810208 | $12.7K | 187,731 | 0.8% |
| Chesapeake Energy Corp(EXEEW) | *W EXP 02/09/202 | 165167164 | $12.5K | 195,596 | 0.8% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $12.1K | 470,190 | 0.7% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F739 | $9.6K | 182,430 | 0.6% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $9.0K | 90,384 | 0.6% |
| Danaher Corporation | 4.75 MND CV PFD | 235851300 | $8.4K | 4,132 | 0.5% |
| Chesapeake Energy Corp(EXEEL) | *W EXP 02/09/202 | 165167180 | $8.3K | 148,650 | 0.5% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $8.2K | $6,000,000 | 0.5% |
| Garrett Motion Inc | PFD CONV SER A | 366505204 | $7.3K | 877,022 | 0.4% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $6.5K | $4,200,000 | 0.4% |
| RPT Realty | 7.25 PFD D CONV | 74971D200 | $5.4K | 90,306 | 0.3% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $4.5K | $3,950,000 | 0.3% |
| Two Harbors Inventment Corpo | NOTE 6.250% 1/1 | 90187BAB7 | $3.8K | $3,804,000 | 0.2% |
| NCL Corp LTD | NOTE 5.375% 8/0 | 62886HAX9 | $3.6K | $2,500,000 | 0.2% |
| Wisdomtree Invts Inc | NOTE 4.250% 6/1 | 97717PAB0 | $3.4K | $3,000,000 | 0.2% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $3.3K | $2,000,000 | 0.2% |
| Great Ajax Corp | 7.25 CV SR NT 24 | 38983D409 | $3.1K | 125,279 | 0.2% |
| AST Spacemobile Inc | *W EXP 04/06/202 | 00217D118 | $3.1K | 928,536 | 0.2% |
| Zynga Inc | NOTE 12/1 | 98986TAD0 | $3.1K | $3,000,000 | 0.2% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $2.6K | $2,113,000 | 0.2% |
| GFL Environmental Inc | UNIT 99/99/9999T | 36168Q120 | $2.5K | 33,107 | 0.2% |
| Arbor Realty Trust Inc | NOTE 4.750%11/0 | 038923AP3 | $2.4K | $2,328,000 | 0.1% |
| Ford MTR Co del | NOTE 3/1 | 345370CZ1 | $2.4K | $2,000,000 | 0.1% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $1.9K | $2,350,000 | 0.1% |
| Blackstone Mortgage Trust in | NOTE 5.500% 3/1 | 09257WAE0 | $1.8K | $1,780,000 | 0.1% |
| Lendingtree Inc | NOTE 0.625% 6/0 | 52603BAA5 | $1.7K | $1,725,000 | 0.1% |
| Copa Holdings SA | NOTE 4.500% 4/1 | 21720AAB8 | $1.6K | $900,000 | 0.1% |
| Encore Cap Europe FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | $1.5K | $1,000,000 | 0.1% |
| Faraday Futre Intlgt Elctr I | *W EXP 03/20/202 | 307359117 | $1.5K | 1,655,168 | 0.1% |