Q3 2022 Holdings
Filed 2022-11-10 | 113 holdings | $708.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Antero Resources Corp(AR) | COM | 03674X106 | $214.0K | 7,000 | 30.2% |
| AST Spacemobile Inc(ASTS) | COM CL A | 00217D100 | $149.0K | 20,689 | 21.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $102.3K | 2,582,398 | 14.4% |
| Clover Health Investments Co(CLOV) | COM CL A | 18914F103 | $55.0K | 32,079 | 7.8% |
| GFL Environmental Inc | UNIT 03/15/2023 | 36168Q120 | $27.9K | 483,043 | 3.9% |
| Spirit Airls Inc | NOTE 4.750% 5/1 | 848577AA0 | $13.2K | $7,592,000 | 1.9% |
| United States STL Corp | NOTE 5.000%11/0 | 912909AT5 | $12.1K | $7,901,000 | 1.7% |
| Nextera Energy Inc | UNIT 09/01/2023 | 65339F739 | $10.1K | 207,754 | 1.4% |
| EPR Pptys | PFD C CV 5.75% | 26884U208 | $9.8K | 569,249 | 1.4% |
| American Airlines Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $7.1K | $7,000,000 | 1.0% |
| Nextera Energy Inc | UNIT 03/01/2023 | 65339F770 | $7.1K | 141,828 | 1.0% |
| Garrett Motion Inc | PFD CONV SER A | 366505204 | $6.6K | 928,863 | 0.9% |
| Chesapeake Energy Corp(EXEEZ) | *W EXP 02/09/202 | 165167172 | $6.2K | 80,936 | 0.9% |
| NIO Inc | NOTE 4.500% 2/0 | 62914VAB2 | $5.4K | $3,000,000 | 0.8% |
| Algonquin PWR Utils Corp | UNIT 06/15/2024 | 015857873 | $5.3K | 139,905 | 0.7% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $5.0K | $4,000,000 | 0.7% |
| Sabre Corp | 6.50% CONV PFD A | 78573M203 | $4.9K | 69,020 | 0.7% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $4.6K | $3,891,000 | 0.6% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $4.5K | $2,300,000 | 0.6% |
| Coherent Corp | 6% CONV PFD A | 19247G206 | $4.5K | 28,672 | 0.6% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $4.5K | $4,008,000 | 0.6% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $4.3K | 41,361 | 0.6% |
| Carnival Corp | NOTE 5.750%10/0 | 143658BT8 | $4.0K | $4,000,000 | 0.6% |
| PG&E Corp | UNIT 08/16/2023 | 69331C140 | $3.9K | 34,525 | 0.6% |
| Dicks Sporting Goods Inc | NOTE 3.250% 4/1 | 253393AD4 | $3.3K | $1,000,000 | 0.5% |
| KKR & Co Inc | 6% MCONV PFD C | 48251W401 | $2.9K | 52,629 | 0.4% |
| AST Spacemobile Inc | *W EXP 04/06/202 | 00217D118 | $2.9K | 1,003,826 | 0.4% |
| Aptiv PLC(APTV) | 5.5% CNV PFD A | G6095L117 | $2.6K | 26,944 | 0.4% |
| RPT Realty | 7.25 PFD D CONV | 74971D200 | $2.4K | 54,959 | 0.3% |
| Cinemark Hldgs Inc | NOTE 4.500% 8/1 | 17243VAB8 | $2.2K | $2,000,000 | 0.3% |
| Ready Capital Corp | 7% CN SR NT 2023 | 75574U200 | $2.2K | 89,342 | 0.3% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $2.2K | $2,920,000 | 0.3% |
| A Spac II Acquisition Corp | ORD SHS CL A | G0543H109 | $2.0K | 199,565 | 0.3% |
| Dynavax Technologies Corp | NOTE 2.500% 5/1 | 268158AD4 | $1.8K | $1,400,000 | 0.2% |
| Sunnova Energy Intl Inc. | NOTE 0.250%12/0 | 86745KAF1 | $1.7K | $2,000,000 | 0.2% |
| Q2 Hldgs Inc | NOTE 0.750% 2/1 | 74736LAB5 | $1.6K | $2,113,000 | 0.2% |
| American Eagle Outfitters in | NOTE 3.750% 4/1 | 02553EAB2 | $1.4K | $1,000,000 | 0.2% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $1.0K | $1,000,000 | 0.1% |
| Freyr Battery | *W EXP 10/31/202 | L4135L118 | $779 | 139,415 | 0.1% |
| Altus Power Inc | *W EXP 12/09/202 | 02217A110 | $736 | 242,126 | 0.1% |
| Shuaa Partners Acquistn Corp | CLASS A ORD SHS | G81173109 | $681 | 67,227 | 0.1% |
| Sofi Technologies Inc(SOFI) | COM | 83406F102 | $631 | 129,300 | 0.1% |
| Clarivate PLC(CLVT) | 5.25% PFD CONV A | G21810208 | $542 | 12,722 | 0.1% |
| Target Hospitality Corp | *W EXP 03/15/202 | 87615L115 | $436 | 112,378 | 0.1% |
| Faraday Futre Intlgt Elctr I | *W EXP 03/20/202 | 307359117 | $385 | 2,600,113 | 0.1% |
| Blink Charging Co | *W EXP 01/31/202 | 09354A118 | $330 | 23,545 | 0.0% |
| Royal Caribbean Group(RCL) | COM | V7780T103 | $330 | 8,700 | 0.0% |
| GSR II Meteora Acquisitn COR | CLASS A COM | 36263W105 | $215 | 21,595 | 0.0% |
| Faze Holdings Inc | *W EXP 03/01/202 | 31423J110 | $214 | 388,635 | 0.0% |
| Cartesian Growth Corp II | CLASS A ORD | G19305112 | $199 | 19,900 | 0.0% |