Q4 2016 Holdings
Filed 2017-02-10 | 72 holdings | $5.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Finl Inc(ALLY) | COM | 02005N100 | $2.6M | 136,450 | 49.7% |
| D R Horton Inc(DHI) | COM | 23331A109 | $2.0M | 73,350 | 38.4% |
| Royal BK Scotland Group PLC | NOTE 8.625%12/3 | 780097BB6 | $94.3K | $92,950,000 | 1.8% |
| HSBC Hldgs PLC | NOTE 6.875%12/3 | 404280BC2 | $86.0K | $81,400,000 | 1.6% |
| Royal BK of Scotland PLC | DEBT 7.500%12/3 | 780099CJ4 | $44.4K | $46,800,000 | 0.8% |
| ING Groep N V | DBCV 6.500%12/3 | 456837AF0 | $33.5K | $34,750,000 | 0.6% |
| Royal BK of Scotland PLC | NOTE 8.000%12/3 | 780099CK1 | $32.9K | $34,200,000 | 0.6% |
| Societe Generale | DEBT 8.250%12/3 | F849BQAA2 | $31.9K | $30,590,000 | 0.6% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $30.1K | $28,800,000 | 0.6% |
| Spdr Series Trust(KRE)Put | S&P REGL BKG | 78464A698 | $23.9K | 430,500 | 0.5% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $20.7K | 590,000 | 0.4% |
| Royal BK Scotland Group PLC | SP ADR PREF S | 780097739 | $19.2K | 766,641 | 0.4% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $16.5K | $16,997,000 | 0.3% |
| Select Sector Spdr TR(XLF)Put | SBI INT-FINL | 81369Y605 | $15.2K | 655,000 | 0.3% |
| Wells Fargo & Co New(WFC) | COM | 949746101 | $12.6K | 228,848 | 0.2% |
| Barclays PLC | NOTE 6.625%12/3 | 06738EAB1 | $10.8K | $11,500,000 | 0.2% |
| Legg Mason Inc(LMEUR) | COM | 524901105 | $10.1K | 338,100 | 0.2% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $9.7K | 359,150 | 0.2% |
| Citigroup Inc(C) | COM NEW | 172967424 | $7.8K | 131,038 | 0.1% |
| Bank Amer Corp(BAC) | COM | 060505104 | $7.5K | 340,838 | 0.1% |
| Ameriprise Finl Inc(AMP) | COM | 03076C106 | $7.0K | 62,881 | 0.1% |
| Ishares TR(EEM)Put | MSCI EMG MKT ETF | 464287234 | $6.0K | 170,000 | 0.1% |
| Select Sector Spdr TR(XLP)Put | SBI CONS STPLS | 81369Y308 | $5.2K | 100,000 | 0.1% |
| Fortress Investment Group LL | CL A | 34958B106 | $5.1K | 1,055,297 | 0.1% |
| Discover Finl Svcs(DFSEUR) | COM | 254709108 | $5.1K | 70,800 | 0.1% |
| Voya Finl Inc(VOYA) | COM | 929089100 | $5.0K | 127,650 | 0.1% |
| CDN Imperial BK Comm Toronto(CM)Put | COM | 136069101 | $4.9K | 60,000 | 0.1% |
| Wells Fargo & Co New(WFC) | *W EXP 10/28/201 | 949746804 | $4.8K | 4,000 | 0.1% |
| KKR & Co L P del | COM UNITS | 48248M102 | $4.2K | 271,550 | 0.1% |
| Manulife Finl Corp(MFC) | COM | 56501R106 | $4.1K | 230,700 | 0.1% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $4.0K | 36,500 | 0.1% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $4.0K | 206,640 | 0.1% |
| Carlyle Group L P | COM UTS LTD PTN | 14309L102 | $3.8K | 246,753 | 0.1% |
| Prudential Finl Inc(PRU) | COM | 744320102 | $3.4K | 32,794 | 0.1% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $3.0K | 78,800 | 0.1% |
| Affiliated Managers Group(AMG) | COM | 008252108 | $3.0K | 20,300 | 0.1% |
| Cohen & Steers Inc(CNS) | COM | 19247A100 | $2.8K | 82,228 | 0.1% |
| Blackstone Group L P(BXUSD)Call | COM UNIT LTD | 09253U108 | $2.7K | 100,000 | 0.1% |
| CNO Finl Group Inc(CNO) | COM | 12621E103 | $2.7K | 141,007 | 0.1% |
| Astoria Finl Corp | COM | 046265104 | $2.6K | 139,200 | 0.0% |
| Metlife Inc(MET) | COM | 59156R108 | $2.4K | 45,421 | 0.0% |
| Goldman Sachs Group Inc(GS)Put | COM | 38141G104 | $2.4K | 10,000 | 0.0% |
| Santander Consumer USA HDG I(SC) | COM | 80283M101 | $2.3K | 169,400 | 0.0% |
| ING Groep N V | DBCV 6.000%12/3 | 456837AE3 | $2.2K | $2,250,000 | 0.0% |
| Comerica Inc(CMA)Put | COM | 200340107 | $2.0K | 30,000 | 0.0% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $2.0K | 90,000 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $1.9K | 278,000 | 0.0% |
| Invesco LTD(IVZ) | SHS | G491BT108 | $1.7K | 56,400 | 0.0% |
| TCF Finl Corp | COM | 872275102 | $1.7K | 86,020 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $1.7K | 19,194 | 0.0% |