| Hemispherx Biopharma Inc COM | COM | 42366C103 | $3 | 17,000 | 0.0% |
| Aastrom Biosciences Inc COM New | COM | 00253U305 | $5 | 13,100 | 0.0% |
| Plug PWR Inc COM New(PLUG) | COM | 72919P202 | $5 | 14,067 | 0.0% |
| Western Copper & Gold Corp COM Isin#ca95805v1085(WRN) | COM | 95805V108 | $6 | 12,000 | 0.0% |
| Mgic Invt Corp WIS SR NT Conv Fixed RT 5.000% 05/01/17 B/E DTD 04/26/10 | COM | 552848AD5 | $10 | 10,000 | 0.0% |
| Quantum Fuel SYS Technologies Worldwide Inc COM New | COM | 74765E208 | $14 | 25,820 | 0.0% |
| Chesapeake Energy Corp Contingent SR NT Conv 2.750% 11/15/35 B/E DTD 11/08/05 CLB PUT | COM | 165167BW6 | $14 | 15,000 | 0.0% |
| Coinstar Inc SR NT Conv 4.000% 09/01/14 B/E DTD 09/16/09 | COM | 19259PAF9 | $15 | 11,000 | 0.0% |
| Hologic Inc SR NT Conv 2.000% 12/15/37 B/E DTD 12/10/07 CLB PUT | COM | 436440AA9 | $15 | 15,000 | 0.0% |
| Agco Corp SR SUB NT Conv 1.250% 12/15/36 B/E DTD 11/28/06 CLB PUT | COM | 001084AM4 | $16 | 13,000 | 0.0% |
| Celsion Corp COM New | COM | 15117N305 | $16 | 16,200 | 0.0% |
| Paramount Gold & Silver Corp COM | COM | 69924P102 | $16 | 13,900 | 0.0% |
| Stone Energy Corp SR NT Conv 1.750% 03/01/17 B/E DTD 03/06/12 | COM | 861642AN6 | $17 | 19,000 | 0.0% |
| E M C Corp Mass SR NT Conv 1.750% 12/01/13 B/E DTD 11/17/06 | COM | 268648AM4 | $17 | 12,000 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $17 | 13,000 | 0.0% |
| Take-Two Interactive Software Inc Fixed RT Convertible SR NT 1.000% 07/01/18 B/E DTD 06/18/13 | COM | 874054AD1 | $18 | 19,000 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $18 | 17,000 | 0.0% |
| Cell Therapeutics Inc COM NO PAR New 2012 | COM | 150934883 | $20 | 19,600 | 0.0% |
| Massey Energy Co SR NT Conv 3.250% 08/01/15 B/E DTD 08/12/08 | COM | 576203AJ2 | $22 | 25,000 | 0.0% |
| Sterlite Inds India LTD NTS Isin#us859737ab48 4.000% 10/30/14 B/E DTD 10/29/09 CLB | COM | 859737AB4 | $24 | 25,000 | 0.0% |
| D R Horton Inc Convertible Senior Notes 2.000% 05/15/14 B/E DTD 05/13/09 | COM | 23331ABB4 | $28 | 17,000 | 0.0% |
| Cemex S A B de C V SUB NT Conv Isin#us151290av52 4.875% 03/15/15 B/E DTD 03/30/10 CLB | COM | 151290AV5 | $28 | 25,000 | 0.0% |
| Ryland Group Inc GTD Convertible FXD RT 0.250% 06/01/19 B/E DTD 05/20/13 | COM | 783764AS2 | $31 | 35,000 | 0.0% |
| Novagold RES Inc COM New(NG) | COM | 66987E206 | $32 | 15,400 | 0.0% |
| Neptune Technologies & Biosources Inc COM Isin#ca64077p1080 | COM | 64077P108 | $32 | 10,000 | 0.0% |
| Barnes Group Inc SR SUB NT Conv 3.375% 03/15/27 B/E DTD 03/12/07 CLB PUT | COM | 067806AD1 | $32 | 29,000 | 0.0% |
| Endeavour Silver Corp COM Isin#ca29258y1034(EXK) | COM | 29258Y103 | $34 | 10,000 | 0.0% |
| Tellabs Inc COM | COM | 879664100 | $35 | 18,101 | 0.0% |
| Annaly Cap Mgmt Inc Convertible Senior Notes 5.000% 05/15/15 B/E DTD 05/14/12 | COM | 035710AB8 | $35 | 35,000 | 0.0% |
| Wave SYS Corp CL A New | COM | 943526301 | $39 | 131,300 | 0.0% |
| Steel Dynamics Inc SR NT Conv 5.125% 06/15/14 B/E DTD 06/09/09 CLB | COM | 858119AP5 | $40 | 38,000 | 0.0% |
| Teekay Tankers LTD CL A Isin#mhy8565n1022 | COM | Y8565N102 | $41 | 15,698 | 0.0% |
| Fuelcell Energy Inc COM | COM | 35952H106 | $41 | 32,400 | 0.0% |
| BOX Ships Inc SHS Isin#mhy096751026 | COM | Y09675102 | $42 | 11,195 | 0.0% |
| Novavax Inc COM | COM | 670002104 | $44 | 21,950 | 0.0% |
| Hornbeck Offshore Svcs Inc New SR NT 1.625% 11/15/26 B/E DTD 11/13/06 CLB PUT | COM | 440543AE6 | $46 | 40,000 | 0.0% |
| Peregrine Pharmaceuticals Inc COM New | COM | 713661304 | $47 | 37,000 | 0.0% |
| Maui LD & Pineapple Inc COM(MLP) | COM | 577345101 | $48 | 12,047 | 0.0% |
| Nuance Communications Inc Fixed RT SR DEB Conv 2.750% 11/01/31 B/E DTD 10/24/11 CLB PUT | COM | 67020YAF7 | $50 | 49,000 | 0.0% |
| Renren Inc Sponsored ADR Resptg CL A Isin#us7598921028 | COM | 759892102 | $50 | 16,750 | 0.0% |
| Stemcells Inc COM New | COM | 85857R204 | $52 | 32,025 | 0.0% |
| AK STL Hldg Corp COM(AKS1EUR) | COM | 001547108 | $54 | 17,950 | 0.0% |
| Horsehead Hldg Corp SR NT Conv 3.800% 07/01/17 B/E DTD 07/27/11 | COM | 440694AB3 | $55 | 52,000 | 0.0% |
| Extreme Networks Inc COM(EXTR) | COM | 30226D106 | $55 | 16,000 | 0.0% |
| Putnam Premier Income Trust Shares of Beneficial INT(PPT) | COM | 746853100 | $56 | 10,632 | 0.0% |
| Northgate Minerals Corp SR NT Conv Isin#us666416ab86 3.500% 10/01/16 B/E DTD 10/05/10 CLB | COM | 666416AB8 | $60 | 64,000 | 0.0% |
| Dendreon Corp COM | COM | 24823Q107 | $63 | 15,300 | 0.0% |
| Advanced Micro Devices Inc COM(AMD) | COM | 007903107 | $63 | 15,676 | 0.0% |
| Pengrowth Energy Corp COM Isin#ca70706p1045 | COM | 70706P104 | $65 | 13,277 | 0.0% |
| Dryships Inc SR NT Conv 5.000% 12/01/14 B/E DTD 11/25/09 | COM | 262498AB4 | $66 | 75,000 | 0.0% |