| Hemispherx Biopharma Inc COM | COM | 42366C103 | $3 | 17,000 | 0.0% |
| Western Copper & Gold Corp COM Isin#ca95805v1085(WRN) | COM | 95805V108 | $8 | 12,000 | 0.0% |
| Mgic Invt Corp WIS SR NT Conv Fixed RT 5.000% 05/01/17 B/E DTD 04/26/10 | COM | 552848AD5 | $10 | 10,000 | 0.0% |
| Plug PWR Inc COM New(PLUG) | COM | 72919P202 | $12 | 16,517 | 0.0% |
| Aastrom Biosciences Inc COM New | COM | 00253U305 | $13 | 49,550 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $13 | 13,900 | 0.0% |
| Celsion Corp COM New | COM | 15117N305 | $13 | 11,500 | 0.0% |
| Coinstar Inc SR NT Conv 4.000% 09/01/14 B/E DTD 09/16/09 | COM | 19259PAF9 | $13 | 11,000 | 0.0% |
| Hologic Inc SR NT Conv 2.000% 12/15/37 B/E DTD 12/10/07 CLB PUT | COM | 436440AA9 | $15 | 15,000 | 0.0% |
| Chesapeake Energy Corp Contingent SR NT Conv 2.750% 11/15/35 B/E DTD 11/08/05 CLB PUT | COM | 165167BW6 | $15 | 15,000 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $17 | 17,000 | 0.0% |
| E M C Corp Mass SR NT Conv 1.750% 12/01/13 B/E DTD 11/17/06 | COM | 268648AM4 | $19 | 12,000 | 0.0% |
| Paramount Gold & Silver Corp COM | COM | 69924P102 | $19 | 14,900 | 0.0% |
| Agco Corp SR SUB NT Conv 1.250% 12/15/36 B/E DTD 11/28/06 CLB PUT | COM | 001084AM4 | $19 | 13,000 | 0.0% |
| Cell Therapeutics Inc COM NO PAR New 2012 | COM | 150934883 | $20 | 12,850 | 0.0% |
| Chesapeake Energy Corp Contingent SR NT Conv 2.500% 05/15/37 B/E DTD 05/15/07 CLB PUT | COM | 165167BZ9 | $21 | 22,000 | 0.0% |
| Jefferies Group Inc New SR DEB Conv 3.875% 11/01/29 B/E DTD 10/26/09 CLB PUT | COM | 472319AG7 | $22 | 21,000 | 0.0% |
| Massey Energy Co SR NT Conv 3.250% 08/01/15 B/E DTD 08/12/08 | COM | 576203AJ2 | $23 | 25,000 | 0.0% |
| Sterlite Inds India LTD NTS Isin#us859737ab48 4.000% 10/30/14 B/E DTD 10/29/09 CLB | COM | 859737AB4 | $24 | 25,000 | 0.0% |
| D R Horton Inc Convertible Senior Notes 2.000% 05/15/14 B/E DTD 05/13/09 | COM | 23331ABB4 | $25 | 17,000 | 0.0% |
| Cemex S A B de C V SUB NT Conv Isin#us151290av52 4.875% 03/15/15 B/E DTD 03/30/10 CLB | COM | 151290AV5 | $29 | 25,000 | 0.0% |
| Neptune Technologies & Biosources Inc COM Isin#ca64077p1080 | COM | 64077P108 | $31 | 10,000 | 0.0% |
| Alaska Communications SYS Group Inc COM(ALSK) | COM | 01167P101 | $31 | 12,150 | 0.0% |
| Teekay Tankers LTD CL A Isin#mhy8565n1022 | COM | Y8565N102 | $34 | 13,069 | 0.0% |
| American Rlty Cap Pptys Inc Fixed RT SR NT Conv 3.000% 08/01/18 B/E DTD 07/29/13 | COM | 02917TAA2 | $34 | 36,000 | 0.0% |
| Novagold RES Inc COM New(NG) | COM | 66987E206 | $35 | 15,400 | 0.0% |
| Annaly Cap Mgmt Inc Convertible Senior Notes 5.000% 05/15/15 B/E DTD 05/14/12 | COM | 035710AB8 | $35 | 35,000 | 0.0% |
| Barnes Group Inc SR SUB NT Conv 3.375% 03/15/27 B/E DTD 03/12/07 CLB PUT | COM | 067806AD1 | $36 | 29,000 | 0.0% |
| Steel Dynamics Inc SR NT Conv 5.125% 06/15/14 B/E DTD 06/09/09 CLB | COM | 858119AP5 | $41 | 38,000 | 0.0% |
| AK STL Hldg Corp COM(AKS1EUR) | COM | 001547108 | $42 | 11,300 | 0.0% |
| BOX Ships Inc SHS Isin#mhy096751026 | COM | Y09675102 | $45 | 11,195 | 0.0% |
| Alpine Total Dynamic Divid FD COM SHS BEN INT | COM | 021060108 | $45 | 11,362 | 0.0% |
| Fuelcell Energy Inc COM | COM | 35952H106 | $45 | 35,550 | 0.0% |
| Endeavour Silver Corp COM Isin#ca29258y1034(EXK) | COM | 29258Y103 | $47 | 11,150 | 0.0% |
| Novavax Inc COM | COM | 670002104 | $50 | 16,100 | 0.0% |
| Take-Two Interactive Software Inc Fixed RT Convertible SR NT 1.000% 07/01/18 B/E DTD 06/18/13 | COM | 874054AD1 | $51 | 47,000 | 0.0% |
| Peregrine Pharmaceuticals Inc COM New | COM | 713661304 | $51 | 37,038 | 0.0% |
| Microvision Inc del COM New(MVIS) | COM | 594960304 | $54 | 31,363 | 0.0% |
| Advanced Micro Devices Inc COM(AMD) | COM | 007903107 | $54 | 14,326 | 0.0% |
| Tellabs Inc COM | COM | 879664100 | $55 | 24,601 | 0.0% |
| Putnam Premier Income Trust Shares of Beneficial INT(PPT) | COM | 746853100 | $56 | 10,718 | 0.0% |
| Horsehead Hldg Corp SR NT Conv 3.800% 07/01/17 B/E DTD 07/27/11 | COM | 440694AB3 | $56 | 52,000 | 0.0% |
| Renren Inc Sponsored ADR Resptg CL A Isin#us7598921028 | COM | 759892102 | $56 | 16,750 | 0.0% |
| Stemcells Inc COM New | COM | 85857R204 | $60 | 36,210 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $60 | 29,800 | 0.0% |
| Equinix Inc SUB NT Conv 3.000% 10/15/14 B/E DTD 09/26/07 | COM | 29444UAG1 | $66 | 40,000 | 0.0% |
| Dendreon Corp COM | COM | 24823Q107 | $67 | 23,000 | 0.0% |
| Dreyfus High Yield Strategies FD SH BEN INT | COM | 26200S101 | $69 | 17,400 | 0.0% |
| Quantum Fuel SYS Technologies Worldwide Inc COM PAR $0.02 | COM | 74765E307 | $71 | 22,380 | 0.0% |
| Dryships Inc SR NT Conv 5.000% 12/01/14 B/E DTD 11/25/09 | COM | 262498AB4 | $72 | 75,000 | 0.0% |