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Q3 2013 Holdings

Filed 2013-11-06 | 832 holdings | $5.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Flaherty & Crumrine PFD Income Oppty FD Inc COM(PFO)COM33848E106$20820,3880.0%
Raytheon Co COM New(RTN1USD)COM755111507$2082,7060.0%
Northeast UtilitiesCOM664397106$2125,1430.0%
Schlumberger LTD COM Isin#an8068571086(SLB)COM806857108$2152,4340.0%
Chart Inds Inc SR SUB NT Conv 2.000% 08/01/18 B/E DTD 08/03/11COM16115QAC4$215116,0000.0%
Etfs Platinum TR SHS BEN INTCOM26922V101$2161,5800.0%
Altra Hldgs Inc SR NT Conv 2.750% 03/01/31 B/E DTD 03/07/11 CLB PUTCOM02208RAE6$216182,0000.0%
Express Scripts Hldg Co COMCOM30219G108$2173,5160.0%
Market Vectors ETF TR JR Gold Miners ETF NewCOM57061R544$2175,3470.0%
Clorox Co COM(CLX)COM189054109$2172,6570.0%
Legacy Reserves LP Unit LTD Partnership INTCOM524707304$2188,1360.0%
Vanguard Index FDS S&P 500 ETF SHSCOM922908413$2182,8420.0%
Coach Inc COMCOM189754104$2183,9990.0%
Xilinx Inc COM(XLNXEUR)COM983919101$2184,6680.0%
Royal Bank of Scotland Group PLC Sponsored ADR SER F Repstg Pref F 7.650% CLB @ 3/31/07 @ 25.00COM780097804$2188,7950.0%
Petsmart IncCOM716768106$2192,8760.0%
Photronics Inc SR NT Conv 3.250% 04/01/16 B/E DTD 03/28/11COM719405AH5$221199,0000.0%
BlackRock Muniholdings Quality Investment FD COMCOM09254P108$22116,9040.0%
Access Midstream Partners LP UnitCOM00434L109$2224,6070.0%
Phillips 66 COM(PSX)COM718546104$2243,8800.0%
Actavis Inc COM C/A EFF 10/1/13 1 Old/1 CU G0083d108 Actavis PLCCOM00507K103$2261,5770.0%
Ishares TR Barclays 20+ YR Treas BD ETF(TLT)COM464287432$2262,1250.0%
First TR Exchange Traded FD VI Multi Asset Diversified Income Index FD(MDIV)COM33738R100$22811,0400.0%
Ishares TR Russell 1000 Growth ETF(IWF)COM464287614$2282,9180.0%
RPM Intl Inc(RPM)COM749685103$2296,3500.0%
General Mtrs Co COM(GM)COM37045V100$2296,4170.0%
Peoples UTD Finl Inc COM(PBCTEUR)COM712704105$22915,9880.0%
Hershey Co COM(HSY)COM427866108$2302,4920.0%
Ishares TR Msci USA Minimum Volatility ETF(USMV)COM46429B697$2316,9570.0%
Kayne Anderson MLP Invt Co COM(KYN)COM486606106$2316,4570.0%
Market Vectors ETF TR Gold Miners ETF FDCOM57060U100$2329,2800.0%
Exelon Corp COM(EXC)COM30161N101$2337,8640.0%
Cubist Pharmaceuticals Inc SR NT Conv 2.500% 11/01/17 B/E DTD 10/25/10COM229678AD9$233104,0000.0%
Penn West Pete LTD New COM Isin#ca7078871059COM707887105$23320,9720.0%
Perrigo Co COMCOM714290103$2341,9090.0%
M/I Homes Inc SR SUB NT Conv 3.000% 03/01/18 B/E DTD 03/11/13 CLBCOM55292PAB1$234231,0000.0%
Cohen & Steers Quality Income Rlty FD Inc COM(RQI)COM19247L106$23524,1320.0%
Ishares TR Morningstar Large-Cap Growth ETF(ILCG)COM464287119$2362,6340.0%
PPG Industries Inc(PPG)COM693506107$2381,4280.0%
Vale S A ADR Isin#us91912e1055(VALE)COM91912E105$23915,3470.0%
Suburban Propane Partners L P Unit LTD Partnership INT(SPH)COM864482104$2405,1510.0%
Spdr SER TR Barclays Conv Secs ETF(CWB)COM78464A359$2405,3170.0%
First TR / Aberdeen Global Opportunity Income FD COM SHSCOM337319107$24216,6850.0%
Ishares TR S&P 100 ETF(OEF)COM464287101$2423,2400.0%
Centurylink Inc COM(CTLEUR)COM156700106$2437,7680.0%
Eaton Vance MUN BD FD II COMCOM27827K109$24321,7050.0%
Gannett Company IncCOM364730101$2449,1300.0%
Royal Gold Inc Convertible SR NT 2.875% 06/15/19 B/E DTD 06/20/12 CLBCOM780287AA6$252263,0000.0%
Goldman Sachs Group Inc COM(GS)COM38141G104$2531,6020.0%
Vanguard BD Index FD Inc Intermediate Term BD ETF(BIV)COM921937819$2533,0360.0%
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