| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $2 | 25,250 | 0.0% |
| Hemispherx Biopharma Inc COM | COM | 42366C103 | $2 | 10,000 | 0.0% |
| Torchlight Energy RES Inc COM | COM | 89102U103 | $3 | 12,000 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $8 | 19,900 | 0.0% |
| Center Coast MLP & Infrastructure FD Subscription RT EXP 04/17/15 | COM | 151461118 | $8 | 15,377 | 0.0% |
| Citigroup Inc New C Tracks Exch Traded NT Based on Citi Volatility Index EXP 11/12/20 | COM | 17318Q475 | $9 | 11,111 | 0.0% |
| Dryships Inc COM SHS | COM | Y2109Q101 | $11 | 15,544 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $14 | 14,250 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $15 | 24,300 | 0.0% |
| Finisar Corp SR NT Conv 0.500% 12/15/33 B/E DTD 12/15/14 | COM | 31787AAM3 | $15 | 15,000 | 0.0% |
| Toll Bros FIN Corp GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUT | COM | 88947EAM2 | $16 | 16,000 | 0.0% |
| Blue Earth Inc COM | COM | 095428108 | $17 | 19,800 | 0.0% |
| LAM Resh Corp SR NT Conv 1.250% 05/15/18 B/E DTD 05/11/11 | COM | 512807AL2 | $18 | 14,000 | 0.0% |
| Dragonwave Inc COM Isin#ca26144m1032 | COM | 26144M103 | $18 | 33,100 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $19 | 10,531 | 0.0% |
| Endeavour Silver Corp COM Isin#ca29258y1034(EXK) | COM | 29258Y103 | $20 | 10,650 | 0.0% |
| Massey Energy Co SR NT Conv 3.250% 08/01/15 B/E DTD 08/12/08 | COM | 576203AJ2 | $24 | 25,000 | 0.0% |
| Sandisk Corp SR NT Conv 0.500% 10/15/20 B/E DTD 10/29/13 | COM | 80004CAF8 | $24 | 24,000 | 0.0% |
| BOX Ships Inc SHS Isin#mhy096751026 | COM | Y09675102 | $24 | 27,575 | 0.0% |
| Unwired Planet Inc New COM | COM | 91531F103 | $25 | 45,150 | 0.0% |
| Goldman Sachs Group Inc Medium Term NTS Callable Exchangeable Equity 0.000% 02/19/21 B/E DTD 02/19/14 CLB | COM | 38147QLX2 | $26 | 29,000 | 0.0% |
| Ballard PWR SYS Inc New COM Isin#ca0585861085(BLDP) | COM | 058586108 | $26 | 12,600 | 0.0% |
| Teleflex Inc SR SUB NT Conv 3.875% 08/01/17 B/E DTD 08/09/10 | COM | 879369AA4 | $29 | 15,000 | 0.0% |
| Novagold RES Inc COM New(NG) | COM | 66987E206 | $30 | 10,350 | 0.0% |
| Kohlberg Cap Corp SR NT Conv 8.750% 03/15/16 B/E DTD 03/16/11 | COM | 500233AB7 | $30 | 28,000 | 0.0% |
| JDS Uniphase Corp FXD RT SR DEB 0.625% 08/15/33 B/E DTD 08/21/13 CLB PUT | COM | 46612JAF8 | $31 | 31,000 | 0.0% |
| Penn West Pete LTD New COM Isin#ca7078871059 | COM | 707887105 | $35 | 21,535 | 0.0% |
| Enersys SR NT Conv 3.375% 06/01/38 B/E DTD 05/28/08 CLB PUT | COM | 29275YAA0 | $36 | 23,000 | 0.0% |
| Verso Corp COM | COM | 92531L108 | $36 | 20,000 | 0.0% |
| Sandridge Energy Inc COM | COM | 80007P307 | $37 | 20,941 | 0.0% |
| Vericel Corp COM(VCEL) | COM | 92346J108 | $37 | 10,063 | 0.0% |
| CTI Biopharma Corp COM | COM | 12648L106 | $37 | 20,900 | 0.0% |
| Stemcells Inc COM New | COM | 85857R204 | $39 | 38,250 | 0.0% |
| Versar Inc COM | COM | 925297103 | $39 | 12,700 | 0.0% |
| Macquarie Infrastructure Co LLC FXD RT SR NT Conv 2.875% 07/15/19 B/E DTD 07/15/14 | COM | 55608BAA3 | $39 | 34,000 | 0.0% |
| Silvercorp Metals Inc COM Isin#ca82835p1036(SVM) | COM | 82835P103 | $40 | 34,072 | 0.0% |
| Echelon Corp Oc-Com | COM | 27874N105 | $42 | 44,500 | 0.0% |
| Advanced Micro Devices Inc COM(AMD) | COM | 007903107 | $45 | 17,100 | 0.0% |
| Westell Technologies Inc CL A | COM | 957541105 | $45 | 34,482 | 0.0% |
| Mentor Graphics Corp SUB DEB Conv 4.000% 04/01/31 B/E DTD 04/04/11 CLB PUT | COM | 587200AK2 | $49 | 40,000 | 0.0% |
| AAR Corp SR NT Conv 2.250% 03/01/16 B/E DTD 02/11/08 | COM | 000361AM7 | $53 | 51,000 | 0.0% |
| Idera Pharmaceuticals Inc COM New | COM | 45168K306 | $55 | 15,000 | 0.0% |
| Wave SYS Corp CL A PAR $0.01 | COM | 943526400 | $56 | 82,462 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $56 | 54,000 | 0.0% |
| Newpark Resources Inc Newpark RES Inc Conv Fixed RT SR NTS 4.000% 10/01/17 B/E DTD 10/04/10 | COM | 651718AC2 | $57 | 51,000 | 0.0% |
| ZIX Corp COM(ZIXI) | COM | 98974P100 | $58 | 14,800 | 0.0% |
| Teekay Tankers LTD CL A Isin#mhy8565n1022 | COM | Y8565N102 | $59 | 10,448 | 0.0% |
| Encore Cap Group Inc GTD FXD RT Conv 3.000% 07/01/20 B/E DTD 06/24/13 | COM | 292554AF9 | $60 | 56,000 | 0.0% |
| Adept Technology Inc COM New | COM | 006854202 | $63 | 10,250 | 0.0% |
| Portfolio Recovery Assocs Inc SR NT Conv 3.000% 08/01/20 B/E DTD 08/13/13 | COM | 73640QAB1 | $65 | 61,000 | 0.0% |