| Hemispherx Biopharma Inc COM | COM | 42366C103 | $2 | 10,000 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $5 | 15,990 | 0.0% |
| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $7 | 25,250 | 0.0% |
| Massey Energy Co SR NT Conv 3.250% 08/01/15 B/E DTD 08/12/08 | COM | 576203AJ2 | $8 | 25,000 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $12 | 10,531 | 0.0% |
| Verso Corp COM | COM | 92531L108 | $13 | 20,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $14 | 25,600 | 0.0% |
| Toll Bros FIN Corp GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUT | COM | 88947EAM2 | $16 | 16,000 | 0.0% |
| HCI Group Inc SR NT Conv 3.875% 03/15/19 B/E DTD 12/11/13 | COM | 40416EAB9 | $16 | 17,000 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $16 | 14,250 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $17 | 10,000 | 0.0% |
| Sandridge Energy Inc COM | COM | 80007P307 | $18 | 21,571 | 0.0% |
| LAM Resh Corp SR NT Conv 1.250% 05/15/18 B/E DTD 05/11/11 | COM | 512807AL2 | $19 | 14,000 | 0.0% |
| Prospect Capital Corp Conv 4.750% 04/15/20 B/E DTD 04/11/14 | COM | 74348TAQ5 | $20 | 22,000 | 0.0% |
| Dragonwave Inc COM Isin#ca26144m1032 | COM | 26144M103 | $21 | 40,850 | 0.0% |
| Emergent Biosolutions Inc SR NT 2.875% 01/15/21 B/E DTD 01/29/14 CLB | COM | 29089QAB1 | $22 | 18,000 | 0.0% |
| Ballard PWR SYS Inc New COM Isin#ca0585861085(BLDP) | COM | 058586108 | $26 | 12,600 | 0.0% |
| Goldman Sachs Group Inc Medium Term NTS Callable Exchangeable Equity 0.000% 02/19/21 B/E DTD 02/19/14 CLB | COM | 38147QLX2 | $26 | 29,000 | 0.0% |
| Finisar Corp SR NT Conv 0.500% 12/15/33 B/E DTD 12/15/14 | COM | 31787AAM3 | $28 | 29,000 | 0.0% |
| Torchlight Energy RES Inc COM | COM | 89102U103 | $28 | 12,500 | 0.0% |
| CTI Biopharma Corp COM | COM | 12648L106 | $29 | 15,000 | 0.0% |
| Echelon Corp Oc-Com | COM | 27874N105 | $32 | 40,250 | 0.0% |
| Teleflex Inc SR SUB NT Conv 3.875% 08/01/17 B/E DTD 08/09/10 | COM | 879369AA4 | $33 | 15,000 | 0.0% |
| Silvercorp Metals Inc COM Isin#ca82835p1036(SVM) | COM | 82835P103 | $34 | 31,517 | 0.0% |
| Westell Technologies Inc CL A | COM | 957541105 | $34 | 34,482 | 0.0% |
| Penn West Pete LTD New COM Isin#ca7078871059 | COM | 707887105 | $36 | 21,339 | 0.0% |
| Yamana Gold Inc COM Isin#ca98462y1007 | COM | 98462Y100 | $38 | 12,676 | 0.0% |
| Encore Cap Group Inc GTD SR NT Conv 2.875% 03/15/21 B/E DTD 03/11/14 | COM | 292554AH5 | $38 | 41,000 | 0.0% |
| Fuelcell Energy Inc COM | COM | 35952H106 | $40 | 41,700 | 0.0% |
| MFS High Yield Muni TR SH BEN INT(CMU) | COM | 59318E102 | $41 | 10,000 | 0.0% |
| Encore Cap Group Inc GTD FXD RT Conv 3.000% 07/01/20 B/E DTD 06/24/13 | COM | 292554AF9 | $42 | 40,000 | 0.0% |
| Mentor Graphics Corp SUB DEB Conv 4.000% 04/01/31 B/E DTD 04/04/11 CLB PUT | COM | 587200AK2 | $43 | 32,000 | 0.0% |
| KB Home SR NT Conv 1.375% 02/01/19 B/E DTD 01/29/13 CLB | COM | 48666KAS8 | $49 | 51,000 | 0.0% |
| Unwired Planet Inc New COM | COM | 91531F103 | $50 | 81,900 | 0.0% |
| AAR Corp SR NT Conv 2.250% 03/01/16 B/E DTD 02/11/08 | COM | 000361AM7 | $53 | 51,000 | 0.0% |
| Extreme Networks Inc COM(EXTR) | COM | 30226D106 | $53 | 20,000 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $55 | 54,000 | 0.0% |
| Student Transn Inc COM Isin#ca86388a1084 | COM | 86388A108 | $57 | 12,530 | 0.0% |
| Hecla Mining Company(HL) | COM | 422704106 | $58 | 22,332 | 0.0% |
| Wave SYS Corp CL A PAR $0.01 | COM | 943526400 | $61 | 104,962 | 0.0% |
| China Ming Yang Wind PWR Group LTD Spons ADR Isin#us16951c1080 | COM | 16951C108 | $62 | 22,150 | 0.0% |
| Quantum Fuel SYS Technologies Worldwide Inc COM PAR $0.02 | COM | 74765E307 | $64 | 29,250 | 0.0% |
| Precision Drilling Corp COM 2010 Isin#ca7022d3085 | COM | 74022D308 | $70 | 10,466 | 0.0% |
| Echo Global Logistics Inc SR NT Conv 2.500% 05/01/20 B/E DTD 05/05/15 | COM | 27875TAA9 | $70 | 66,000 | 0.0% |
| Rosetta Genomics LTD SHS New NIS 0.6 Isin#il0011026494 | COM | M82183126 | $70 | 20,750 | 0.0% |
| ZIX Corp COM(ZIXI) | COM | 98974P100 | $73 | 14,300 | 0.0% |
| Idera Pharmaceuticals Inc COM New | COM | 45168K306 | $74 | 20,000 | 0.0% |
| Newpark Resources Inc Newpark RES Inc Conv Fixed RT SR NTS 4.000% 10/01/17 B/E DTD 10/04/10 | COM | 651718AC2 | $74 | 71,000 | 0.0% |
| Invesco SR Income TR COM(VVR) | COM | 46131H107 | $75 | 16,990 | 0.0% |
| Alliancebernstein Income FD Inc COM | COM | 01881E101 | $77 | 10,370 | 0.0% |