| Hemispherx Biopharma Inc COM | COM | 42366C103 | $1 | 10,000 | 0.0% |
| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $1 | 25,250 | 0.0% |
| Sandridge Energy Inc COM | COM | 80007P307 | $3 | 11,606 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $4 | 15,990 | 0.0% |
| Denison Mines Corp COM Isin#ca2483561072(DNN) | COM | 248356107 | $4 | 10,850 | 0.0% |
| Dragonwave Inc SHS Isin#ca26144m1032 | COM | 26144M103 | $8 | 39,850 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $9 | 12,531 | 0.0% |
| Penn West Pete LTD New COM Isin#ca7078871059 | COM | 707887105 | $9 | 20,520 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $10 | 25,600 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $12 | 11,250 | 0.0% |
| Wave SYS Corp CL A PAR $0.01 | COM | 943526400 | $12 | 78,712 | 0.0% |
| CTI Biopharma Corp COM | COM | 12648L106 | $14 | 10,000 | 0.0% |
| HCI Group Inc SR NT Conv 3.875% 03/15/19 B/E DTD 12/11/13 | COM | 40416EAB9 | $15 | 17,000 | 0.0% |
| 22ND Centy Group Inc COM | COM | 90137F103 | $16 | 20,000 | 0.0% |
| Toll Bros FIN Corp GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUT | COM | 88947EAM2 | $16 | 16,000 | 0.0% |
| Echelon Corp Oc-Com | COM | 27874N105 | $17 | 30,000 | 0.0% |
| LAM Resh Corp SR NT Conv 1.250% 05/15/18 B/E DTD 05/11/11 | COM | 512807AL2 | $17 | 14,000 | 0.0% |
| Whiting USA TR II TR Unit | COM | 966388100 | $18 | 14,053 | 0.0% |
| Prospect Capital Corp Conv 4.750% 04/15/20 B/E DTD 04/11/14 | COM | 74348TAQ5 | $19 | 22,000 | 0.0% |
| Emergent Biosolutions Inc SR NT 2.875% 01/15/21 REG DTD 01/29/14 CLB | COM | 29089QAB1 | $20 | 18,000 | 0.0% |
| Signal Genetics Inc COM | COM | 826640104 | $20 | 22,250 | 0.0% |
| Torchlight Energy RES Inc COM | COM | 89102U103 | $22 | 13,500 | 0.0% |
| Yamana Gold Inc COM Isin#ca98462y1007 | COM | 98462Y100 | $24 | 14,282 | 0.0% |
| Goldman Sachs Group Inc Medium Term NTS Callable Exchangeable Equity 0.000% 02/19/21 B/E DTD 02/19/14 CLB | COM | 38147QLX2 | $28 | 29,000 | 0.0% |
| Fuelcell Energy Inc COM | COM | 35952H106 | $28 | 38,150 | 0.0% |
| Finisar Corp SR NT Conv 0.500% 12/15/33 B/E DTD 12/15/14 | COM | 31787AAM3 | $29 | 33,000 | 0.0% |
| Geron Corp COM(GERN) | COM | 374163103 | $29 | 10,650 | 0.0% |
| Teleflex Inc SR SUB NT Conv 3.875% 08/01/17 B/E DTD 08/09/10 | COM | 879369AA4 | $30 | 15,000 | 0.0% |
| Encore Cap Group Inc GTD FXD RT Conv 3.000% 07/01/20 B/E DTD 06/24/13 | COM | 292554AF9 | $32 | 33,000 | 0.0% |
| Quantum Fuel SYS Technologies Worldwide Inc COM PAR $0.02 | COM | 74765E307 | $32 | 29,250 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $32 | 20,000 | 0.0% |
| Horsehead Hldg Corp COM | COM | 440694305 | $33 | 10,900 | 0.0% |
| Idera Pharmaceuticals Inc COM New | COM | 45168K306 | $33 | 10,000 | 0.0% |
| Rosetta Genomics LTD SHS New NIS 0.6 Isin#il0011026494 | COM | M82183126 | $37 | 15,000 | 0.0% |
| Westell Technologies Inc CL A | COM | 957541105 | $39 | 34,482 | 0.0% |
| ZIX Corp COM(ZIXI) | COM | 98974P100 | $42 | 10,150 | 0.0% |
| MFS High Yield Muni TR SH BEN INT(CMU) | COM | 59318E102 | $43 | 10,000 | 0.0% |
| Hecla Mining Company(HL) | COM | 422704106 | $43 | 22,332 | 0.0% |
| Precision Drilling Corp COM 2010 Isin#ca7022d3085 | COM | 74022D308 | $46 | 12,616 | 0.0% |
| KB Home SR NT Conv 1.375% 02/01/19 B/E DTD 01/29/13 CLB | COM | 48666KAS8 | $47 | 51,000 | 0.0% |
| AAR Corp SR NT Conv 2.250% 03/01/16 B/E DTD 02/11/08 | COM | 000361AM7 | $48 | 51,000 | 0.0% |
| Extreme Networks Inc COM(EXTR) | COM | 30226D106 | $48 | 14,500 | 0.0% |
| Student Transn Inc COM Isin#ca86388a1084 | COM | 86388A108 | $51 | 12,684 | 0.0% |
| Newpark Resources Inc Newpark RES Inc Conv Fixed RT SR NTS 4.000% 10/01/17 B/E DTD 10/04/10 | COM | 651718AC2 | $51 | 55,000 | 0.0% |
| Chesapeake Granite Wash TR COM SH BEN INT | COM | 165185109 | $53 | 11,271 | 0.0% |
| China Ming Yang Wind PWR Group LTD Spons ADR Isin#us16951c1080 | COM | 16951C108 | $54 | 27,650 | 0.0% |
| Unwired Planet Inc New COM | COM | 91531F103 | $55 | 75,900 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $55 | 54,000 | 0.0% |
| Exelixis Inc COM(EXEL) | COM | 30161Q104 | $56 | 10,000 | 0.0% |
| Fortuna Silver Mines Inc COM Isin#ca3499151080(FVICHF) | COM | 349915108 | $56 | 25,800 | 0.0% |