| Hemispherx Biopharma Inc COM | COM | 42366C103 | $0 | 10,000 | 0.0% |
| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $0 | 25,250 | 0.0% |
| Dragonwave Inc SHS Isin#ca26144m1032 | COM | 26144M103 | $1 | 14,350 | 0.0% |
| Sandridge Energy Inc COM | COM | 80007P307 | $2 | 11,606 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $3 | 15,990 | 0.0% |
| Denison Mines Corp COM Isin#ca2483561072(DNN) | COM | 248356107 | $5 | 10,850 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $6 | 11,250 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $8 | 25,600 | 0.0% |
| Whiting USA TR II TR Unit | COM | 966388100 | $9 | 13,028 | 0.0% |
| Synchronoss Technologies Inc SR NT Conv 0.750% 08/15/19 B/E DTD 08/12/14 | COM | 87157BAA1 | $13 | 13,000 | 0.0% |
| Rosetta Genomics LTD SHS New NIS 0.6 Isin#il0011026494 | COM | M82183126 | $13 | 11,000 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $14 | 11,331 | 0.0% |
| HCI Group Inc SR NT Conv 3.875% 03/15/19 B/E DTD 12/11/13 | COM | 40416EAB9 | $14 | 17,000 | 0.0% |
| Penn West Pete LTD New COM Isin#ca7078871059 | COM | 707887105 | $15 | 18,021 | 0.0% |
| Toll Bros FIN Corp GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUT | COM | 88947EAM2 | $15 | 16,000 | 0.0% |
| 22ND Centy Group Inc COM | COM | 90137F103 | $19 | 14,000 | 0.0% |
| Ballard PWR SYS Inc New COM Isin#ca0585861085(BLDP) | COM | 058586108 | $19 | 12,600 | 0.0% |
| Quantum Fuel SYS Technologies Worldwide Inc COM PAR $0.02 | COM | 74765E307 | $19 | 26,100 | 0.0% |
| Parker Drilling Co COM | COM | 701081101 | $19 | 10,650 | 0.0% |
| Emergent Biosolutions Inc SR NT 2.875% 01/15/21 REG DTD 01/29/14 CLB | COM | 29089QAB1 | $24 | 18,000 | 0.0% |
| Yamana Gold Inc COM Isin#ca98462y1007 | COM | 98462Y100 | $25 | 13,587 | 0.0% |
| Signal Genetics Inc COM | COM | 826640104 | $28 | 38,250 | 0.0% |
| Encore Cap Group Inc GTD FXD RT Conv 3.000% 07/01/20 B/E DTD 06/24/13 | COM | 292554AF9 | $28 | 33,000 | 0.0% |
| Encore Cap Group Inc GTD SR NT Conv 2.875% 03/15/21 B/E DTD 03/11/14 | COM | 292554AH5 | $30 | 41,000 | 0.0% |
| Goldman Sachs Group Inc Medium Term NTS Callable Exchangeable Equity 0.000% 02/19/21 B/E DTD 02/19/14 | COM | 38147QLX2 | $32 | 29,000 | 0.0% |
| Ocean RIG UDW Inc SHS Isin#mhy643542050 | COM | Y64354205 | $32 | 19,776 | 0.0% |
| Chesapeake Granite Wash TR COM SH BEN INT | COM | 165185109 | $34 | 11,302 | 0.0% |
| Versar Inc COM | COM | 925297103 | $34 | 11,201 | 0.0% |
| KB Home SR NT Conv 1.375% 02/01/19 B/E DTD 01/29/13 CLB | COM | 48666KAS8 | $36 | 41,000 | 0.0% |
| Finisar Corp SR NT Conv 0.500% 12/15/33 B/E DTD 12/15/14 | COM | 31787AAM3 | $38 | 41,000 | 0.0% |
| Prospect Capital Corp Conv 4.750% 04/15/20 B/E DTD 04/11/14 | COM | 74348TAQ5 | $39 | 46,000 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $40 | 40,000 | 0.0% |
| RCS Cap Corp COM CL A | COM | 74937W102 | $41 | 138,940 | 0.0% |
| Hecla Mining Company(HL) | COM | 422704106 | $42 | 22,432 | 0.0% |
| Westell Technologies Inc CL A | COM | 957541105 | $43 | 34,482 | 0.0% |
| Iconix Brand Group Inc SR SUB NT Conv 2.500% 06/01/16 B/E DTD 05/23/11 | COM | 451055AE7 | $44 | 50,000 | 0.0% |
| Unwired Planet Inc New Com_r/S EFF 01/05/16 1 Old/ 0.0833334 New CU 91531F202 Unwired Planet Inc PAR | COM | 91531F103 | $47 | 54,500 | 0.0% |
| Newpark Resources Inc Newpark RES Inc Conv Fixed RT SR NTS 4.000% 10/01/17 B/E DTD 10/04/10 | COM | 651718AC2 | $48 | 55,000 | 0.0% |
| Precision Drilling Corp COM 2010 Isin#ca7022d3085 | COM | 74022D308 | $48 | 12,416 | 0.0% |
| Industrial SVC Amer Inc | COM | 456314103 | $50 | 38,800 | 0.0% |
| AAR Corp SR NT Conv 2.250% 03/01/16 B/E DTD 02/11/08 | COM | 000361AM7 | $50 | 51,000 | 0.0% |
| Intelsat S A COM Isin#lu0914713705 | COM | L5140P101 | $57 | 13,768 | 0.0% |
| Fortuna Silver Mines Inc COM Isin#ca3499151080(FVICHF) | COM | 349915108 | $58 | 25,800 | 0.0% |
| Voya NAT RES Equity Income FD COM | COM | 92913C106 | $59 | 10,887 | 0.0% |
| China Ming Yang Wind PWR Group LTD Spons ADR Isin#us16951c1080 | COM | 16951C108 | $59 | 25,750 | 0.0% |
| Vale S A ADR Isin#us91912e1055(VALE) | COM | 91912E105 | $59 | 18,207 | 0.0% |
| Psivida Corp COM | COM | 74440J101 | $61 | 12,750 | 0.0% |
| MFA Finl Inc COM | COM | 55272X102 | $66 | 10,092 | 0.0% |
| Beasley Broadcast Group Inc CL A(BBGIEUR) | COM | 074014101 | $68 | 19,113 | 0.0% |
| Invesco SR Income TR COM(VVR) | COM | 46131H107 | $68 | 16,990 | 0.0% |