| United DEV FDG IV COM | COM | 910187103 | $0 | 124,173 | 0.0% |
| Hemispherx Biopharma Inc COM | COM | 42366C103 | $1 | 10,000 | 0.0% |
| Quantum Fuel SYS Technologies Worldwide Inc COM PAR $0.02 | COM | 74765E307 | $1 | 21,300 | 0.0% |
| Fieldpoint Pete Corp WT EXP | COM | 316570126 | $1 | 25,250 | 0.0% |
| Linn Energy LLC Unit Repstg LTD Liability Co Ints | COM | 536020100 | $3 | 10,178 | 0.0% |
| Fieldpoint Pete Corp COM(FPPP) | COM | 316570100 | $5 | 11,250 | 0.0% |
| Denison Mines Corp COM Isin#ca2483561072(DNN) | COM | 248356107 | $5 | 10,850 | 0.0% |
| Golden Minerals Co COM | COM | 381119106 | $6 | 14,500 | 0.0% |
| Ocean RIG UDW Inc SHS Isin#mhy643542050 | COM | Y64354205 | $9 | 11,926 | 0.0% |
| Exco RES Inc COM | COM | 269279402 | $10 | 10,831 | 0.0% |
| Rosetta Genomics LTD SHS New NIS 0.6 Isin#il0011026494 | COM | M82183126 | $12 | 11,800 | 0.0% |
| Pengrowth Energy Corp COM Isin#ca70706p1045 | COM | 70706P104 | $13 | 10,357 | 0.0% |
| HCI Group Inc SR NT Conv 3.875% 03/15/19 B/E DTD 12/11/13 | COM | 40416EAB9 | $14 | 17,000 | 0.0% |
| Yahoo Inc SR NT 0.000% 12/01/18 B/E DTD 11/26/13 | COM | 984332AF3 | $14 | 16,000 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $14 | 25,600 | 0.0% |
| Penn West Pete LTD New COM Isin#ca7078871059 | COM | 707887105 | $16 | 17,337 | 0.0% |
| Medidata Solutions Inc Conv SR NT 1.000% 08/01/18 B/E DTD 08/12/13 | COM | 58471AAB1 | $16 | 16,000 | 0.0% |
| Ballard PWR SYS Inc New COM Isin#ca0585861085(BLDP) | COM | 058586108 | $17 | 12,600 | 0.0% |
| Brocade Communications SYS Inc GTD SR NT Conv 1.375% 01/01/20 B/E DTD 01/14/15 | COM | 111621AQ1 | $17 | 18,000 | 0.0% |
| RWT Hldgs Inc GTD Exchangable SR NT 5.625% 11/15/19 B/E DTD 11/24/14 | COM | 749772AB5 | $18 | 20,000 | 0.0% |
| Signal Genetics Inc COM | COM | 826640104 | $20 | 39,250 | 0.0% |
| Integra Lifesciences Hldgs Corp SR NT Conv 1.625% 12/15/16 B/E DTD 06/15/11 | COM | 457985AK5 | $20 | 16,000 | 0.0% |
| 22ND Centy Group Inc COM | COM | 90137F103 | $21 | 27,250 | 0.0% |
| Prospect Cap Corp SR NT Conv 4.750% 04/15/20 B/E DTD 04/11/14 | COM | 74348TAQ5 | $23 | 27,000 | 0.0% |
| Emergent Biosolutions Inc SR NT 2.875% 01/15/21 B/E DTD 01/29/14 CLB | COM | 29089QAB1 | $23 | 18,000 | 0.0% |
| Akamai Technologies Inc SR NT Conv 0.000% 02/15/19 B/E DTD 02/20/14 | COM | 00971TAG6 | $24 | 26,000 | 0.0% |
| Encore Cap Group Inc GTD SR NT Conv 2.875% 03/15/21 B/E DTD 03/11/14 | COM | 292554AH5 | $25 | 37,000 | 0.0% |
| Encore Cap Group Inc GTD FXD RT Conv 3.000% 07/01/20 B/E DTD 06/24/13 | COM | 292554AF9 | $25 | 33,000 | 0.0% |
| Chesapeake Granite Wash TR COM SH BEN INT | COM | 165185109 | $30 | 11,343 | 0.0% |
| Goldman Sachs Group Inc Medium Term NTS Callable Exchangeable Equity 0.000% 02/19/21 B/E DTD 02/19/14 | COM | 38147QLX2 | $31 | 29,000 | 0.0% |
| Navios Maritime Partners LP Unit LTD Partnership INT Isin#mhy622671029 | COM | Y62267102 | $31 | 25,210 | 0.0% |
| Toll Bros FIN Corp GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUT | COM | 88947EAM2 | $33 | 35,000 | 0.0% |
| Electronics for Imaging Inc SR NT Conv 0.750% 09/01/19 B/E DTD 09/09/14 | COM | 286082AC6 | $34 | 33,000 | 0.0% |
| Finisar Corp SR NT Conv 0.500% 12/15/33 B/E DTD 12/15/14 | COM | 31787AAM3 | $35 | 36,000 | 0.0% |
| Genworth Finl Inc COM CL A(GNW) | COM | 37247D106 | $36 | 13,679 | 0.0% |
| KB Home SR NT Conv 1.375% 02/01/19 B/E DTD 01/29/13 CLB | COM | 48666KAS8 | $37 | 41,000 | 0.0% |
| Yamana Gold Inc COM Isin#ca98462y1007 | COM | 98462Y100 | $37 | 12,493 | 0.0% |
| Newpark Resources Inc Newpark RES Inc Conv Fixed RT SR NTS 4.000% 10/01/17 B/E DTD 10/04/10 | COM | 651718AC2 | $40 | 47,000 | 0.0% |
| Westell Technologies Inc CL A | COM | 957541105 | $40 | 34,482 | 0.0% |
| Synchronoss Technologies Inc SR NT Conv 0.750% 08/15/19 B/E DTD 08/12/14 | COM | 87157BAA1 | $40 | 42,000 | 0.0% |
| Ares Cap Corp SR NT Conv 4.875% 03/15/17 B/E DTD 03/14/12 | COM | 04010LAG8 | $40 | 40,000 | 0.0% |
| Sequenom Inc COM New | COM | 817337405 | $45 | 31,950 | 0.0% |
| Seadrill Limted SHS Isin#bmg7945e1057 | COM | G7945E105 | $45 | 13,815 | 0.0% |
| Rand Capital Corp COM | COM | 752185108 | $45 | 10,000 | 0.0% |
| Iconix Brand Group Inc SR SUB NT Conv 2.500% 06/01/16 B/E DTD 05/23/11 | COM | 451055AE7 | $49 | 50,000 | 0.0% |
| Precision Drilling Corp COM 2010 Isin#ca7022d3085 | COM | 74022D308 | $52 | 12,416 | 0.0% |
| Hutchinson Technology Inc | COM | 448407106 | $59 | 16,226 | 0.0% |
| Ares Cap Corp SR NT Conv 5.125% 06/01/16 B/E DTD 12/01/11 | COM | 04010LAD5 | $60 | 60,000 | 0.0% |
| Greenbrier COS Inc SR NT Conv 3.500% 04/01/18 B/E DTD 04/05/11 | COM | 393657AH4 | $61 | 58,000 | 0.0% |
| New MTN FIN Corp SR NT Conv 5.000% 06/15/19 B/E DTD 06/03/14 | COM | 647551AB6 | $61 | 64,000 | 0.0% |