Q4 2017 Holdings
Filed 2018-02-14 | 10370 holdings | $974.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| LM FDG Amer Inc | *W EXP 10/31/202 | 502074115 | $0 | 14,679 | 0.0% |
| Energy Fuels Inc | *W EXP 09/20/202 | 292671179 | $0 | 277,777 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $0 | 38,685 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $0 | 46,497 | 0.0% |
| Descartes SYS Group Inc(DSGX) | COM | 249906108 | $0 | 574,336 | 0.0% |
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $0 | 750,000 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $1 | 47,065 | 0.0% |
| Ricebran Technologies | *W EXP 12/18/201 | 762831113 | $2 | 19,565 | 0.0% |
| Immunocellular Therapeutics | *W EXP 08/12/202 | 452536121 | $2 | 43,100 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $2 | 93,748 | 0.0% |
| Oxbridge RE Hldgs LTD | *W EXP 03/26/201 | G6856M114 | $2 | 24,494 | 0.0% |
| Eyegate Pharmaceuticals Inc | *W EXP 08/05/202 | 30233M115 | $2 | 12,900 | 0.0% |
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $4 | 29,907 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $4 | 43,942 | 0.0% |
| Navidea Biopharmaceuticals IPut | COM | 63937X103 | $4 | 11,000 | 0.0% |
| Mynd Analytics Inc | *W EXP 06/29/202 | 62857N111 | $4 | 13,700 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $5 | 13,984 | 0.0% |
| Monster Digital Inc | *W EXP 99/99/999 | 61174L113 | $5 | 95,772 | 0.0% |
| EV Energy Partners LPPut | COM UNITS | 26926V107 | $5 | 10,600 | 0.0% |
| Xtant MED Hldgs Inc | COM | 98420P100 | $6 | 10,241 | 0.0% |
| Galena Biopharma IncPut | COM NEW | 363256504 | $6 | 23,900 | 0.0% |
| Avinger Inc | COM | 053734109 | $6 | 34,400 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $6 | 19,111 | 0.0% |
| Biolase Inc | COM | 090911108 | $8 | 19,501 | 0.0% |
| Contravir Pharmaceuticals in | COM | 21234W103 | $8 | 20,879 | 0.0% |
| Immune Pharmaceuticals Inc | COM NEW | 45254C200 | $8 | 14,251 | 0.0% |
| Opgen Inc | COM | 68373L109 | $9 | 49,529 | 0.0% |
| Walter Invt Mgmt Corp | COM | 93317W102 | $9 | 11,064 | 0.0% |
| Inuvo Inc | COM NEW | 46122W204 | $9 | 11,137 | 0.0% |
| Vaalco Energy Inc(EGY) | COM NEW | 91851C201 | $9 | 12,251 | 0.0% |
| EV Energy Partners LPCall | COM UNITS | 26926V107 | $10 | 18,900 | 0.0% |
| Radisys CorpCall | COM | 750459109 | $10 | 10,300 | 0.0% |
| Pengrowth Energy CorpPut | COM | 70706P104 | $11 | 14,100 | 0.0% |
| JMU LTD | SPONSORED ADR | 46647L105 | $11 | 11,192 | 0.0% |
| Cerecor Inc | *W EXP 10/20/201 | 15671L117 | $11 | 35,409 | 0.0% |
| Concordia International Corp | COM | 20653P102 | $11 | 16,765 | 0.0% |
| Aemetis Inc(AMTX) | COM NEW | 00770K202 | $11 | 20,726 | 0.0% |
| Mosys Inc | COM NEW | 619718208 | $11 | 10,095 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $12 | 13,275 | 0.0% |
| Camber Energy Inc | COM | 13200M102 | $12 | 95,560 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $12 | 31,407 | 0.0% |
| Seanergy Maritime Hldgs Corp | SHS NEW | Y73760137 | $12 | 11,421 | 0.0% |
| Fibrocell Science IncCall | COM PAR | 315721308 | $12 | 18,600 | 0.0% |
| Galena Biopharma Inc | COM NEW | 363256504 | $13 | 50,929 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $13 | 14,613 | 0.0% |
| Retractable Technologies Inc(RVP) | COM | 76129W105 | $14 | 19,969 | 0.0% |
| Fuel Tech Inc(FTEK) | COM | 359523107 | $14 | 12,334 | 0.0% |
| Arca Biopharma Inc | COM PAR$.001 | 00211Y407 | $14 | 10,273 | 0.0% |
| Chinanet Online Hldgs Inc(CNETEUR) | COM NEW | 16949H201 | $14 | 12,601 | 0.0% |
| Essa Pharma Inc | COM | 29668H104 | $15 | 68,622 | 0.0% |