Q4 2017 Holdings
Filed 2018-02-14 | 10370 holdings | $974.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vical IncCall | COM NEW | 925602203 | $35 | 19,000 | 0.0% |
| Teligent Inc NewCall | COM | 87960W104 | $36 | 10,000 | 0.0% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $36 | 15,088 | 0.0% |
| Safe Bulkers Inc(SB)Call | COM | Y7388L103 | $36 | 11,300 | 0.0% |
| Concordia International CorpPut | COM | 20653P102 | $36 | 55,000 | 0.0% |
| Bioscrip Inc(BIOSEUR) | COM | 09069N108 | $36 | 12,430 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM NEW | 761640200 | $37 | 18,228 | 0.0% |
| Network 1 Technologies Inc(NTIP) | COM | 64121N109 | $37 | 15,288 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $37 | 12,007 | 0.0% |
| Proteon Therapeutics Inc | COM | 74371L109 | $37 | 19,728 | 0.0% |
| Teligent Inc NewPut | COM | 87960W104 | $37 | 10,200 | 0.0% |
| China New Borun Corp | ADR | 16890T105 | $37 | 29,247 | 0.0% |
| China Recycling Energy Corp | COM NEW | 168913200 | $37 | 13,169 | 0.0% |
| Chanticleer Hldgs Inc | COM PAR | 15930P800 | $37 | 14,251 | 0.0% |
| Intellipharmaceutics Intl in | COM | 458173101 | $37 | 46,144 | 0.0% |
| CTI Biopharma Corp(CTIC1USD) | COM NEW | 12648L601 | $37 | 13,940 | 0.0% |
| Bioblast Pharma LTD | SHS NEW | M20156119 | $37 | 16,127 | 0.0% |
| Intellipharmaceutics Intl inPut | COM | 458173101 | $38 | 48,100 | 0.0% |
| Kitov Pharmaceuticals Hldgs | SPONSORED ADR | 49803V107 | $38 | 16,675 | 0.0% |
| Nexgen Energy LTD(NXE) | COM | 65340P106 | $38 | 15,000 | 0.0% |
| Ameri Hldgs Inc | COM | 02362F104 | $38 | 12,300 | 0.0% |
| Sunworks Inc | COM | 86803X105 | $38 | 35,759 | 0.0% |
| Neuralstem Inc | COM NEW | 64127R401 | $39 | 22,719 | 0.0% |
| Rand Logistics Inc | COM | 752182105 | $39 | 251,577 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $39 | 23,580 | 0.0% |
| Perma-Fix Environmental Svcs(PESI) | COM NEW | 714157203 | $39 | 10,727 | 0.0% |
| China Natural Resources Inc(CHNR) | COM | G2110U109 | $39 | 14,506 | 0.0% |
| Great Panther Silver LTDPut | COM | 39115V101 | $39 | 30,200 | 0.0% |
| China Information Technology | COM | G21174100 | $40 | 27,279 | 0.0% |
| Idera Pharmaceuticals IncPut | COM NEW | 45168K306 | $40 | 19,000 | 0.0% |
| Finjan Hldgs Inc(FNJNUSD) | COM NEW | 31788H303 | $40 | 18,509 | 0.0% |
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $40 | 358,242 | 0.0% |
| Versartis IncPut | COM | 92529L102 | $40 | 18,300 | 0.0% |
| Curis Inc | COM | 231269101 | $40 | 56,946 | 0.0% |
| Davidstea Inc(DTEAF)Call | COM | 238661102 | $41 | 10,600 | 0.0% |
| Yulong ECO Matls LTD | SHS | G98847208 | $41 | 15,249 | 0.0% |
| Klondex MNS LTDPut | COM | 498696103 | $41 | 15,800 | 0.0% |
| Fuelcell Energy IncCall | COM NEW | 35952H502 | $41 | 24,100 | 0.0% |
| Achillion Pharmaceuticals in(ACHNEUR)Call | COM | 00448Q201 | $41 | 14,100 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $41 | 37,688 | 0.0% |
| Kona Grill Inc | COM | 50047H201 | $42 | 24,068 | 0.0% |
| MEI Pharma IncPut | COM NEW | 55279B202 | $42 | 20,000 | 0.0% |
| Five Star Senior Living Inc | COM | 33832D106 | $42 | 27,955 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $42 | 10,591 | 0.0% |
| Zosano Pharma Corp | COM | 98979H103 | $42 | 80,195 | 0.0% |
| Pernix Therapeutics Hldgs inPut | COM NEW | 71426V306 | $42 | 17,700 | 0.0% |
| Smith Micro Software IncCall | COM NEW | 832154207 | $42 | 14,800 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $43 | 21,728 | 0.0% |
| Intersections IncPut | COM | 460981301 | $43 | 19,100 | 0.0% |
| Hovnanian Enterprises IncPut | CL A | 442487203 | $43 | 12,700 | 0.0% |