Q4 2017 Holdings
Filed 2018-02-14 | 10370 holdings | $974.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hovnanian Enterprises IncPut | CL A | 442487203 | $43 | 12,700 | 0.0% |
| Intersections IncPut | COM | 460981301 | $43 | 19,100 | 0.0% |
| Support COM Inc | COM NEW | 86858W200 | $43 | 17,725 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $44 | 10,327 | 0.0% |
| Versartis IncCall | COM | 92529L102 | $44 | 20,000 | 0.0% |
| Galena Biopharma IncCall | COM NEW | 363256504 | $44 | 169,500 | 0.0% |
| NII Hldgs Inc | COM PAR | 62913F508 | $44 | 104,547 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Put | COM | 036642106 | $45 | 22,500 | 0.0% |
| Castlight Health Inc(CSLT1EUR)Call | CL B | 14862Q100 | $45 | 12,000 | 0.0% |
| Rubicon Proj IncCall | COM | 78112V102 | $45 | 24,000 | 0.0% |
| Ophthotech CorpPut | COM | 683745103 | $45 | 14,400 | 0.0% |
| Parkervision Inc(PRKR) | COM NEW | 701354300 | $46 | 43,275 | 0.0% |
| Concordia International CorpCall | COM | 20653P102 | $46 | 69,400 | 0.0% |
| Verastem IncCall | COM | 92337C104 | $46 | 15,000 | 0.0% |
| Aeterna Zentaris Inc | COM PAR | 007975402 | $46 | 19,277 | 0.0% |
| Revolution Lighting TechnoloPut | COM NEW | 76155G206 | $46 | 14,100 | 0.0% |
| Navios Maritime Holdings IncPut | COM | Y62196103 | $46 | 38,700 | 0.0% |
| Lipocine Inc NewPut | COM | 53630X104 | $46 | 13,400 | 0.0% |
| Athersys Inc(ATHXEUR)Put | COM | 04744L106 | $47 | 25,900 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $47 | 36,091 | 0.0% |
| Peregrine Pharmaceuticals inPut | COM PAR | 713661502 | $47 | 12,100 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $47 | 24,638 | 0.0% |
| OHR Pharmaceutical Inc | COM NEW | 67778H200 | $47 | 25,248 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $47 | 10,995 | 0.0% |
| Novelion Therapeutics IncCall | COM NEW | 67001K202 | $47 | 15,100 | 0.0% |
| Oncocyte Corporation | COM | 68235C107 | $48 | 10,386 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $48 | 15,320 | 0.0% |
| Lrad Corp | COM | 50213V109 | $48 | 19,159 | 0.0% |
| Yogaworks Inc | COM | 986005106 | $48 | 17,029 | 0.0% |
| Smith Micro Software Inc | COM NEW | 832154207 | $48 | 16,815 | 0.0% |
| Hugoton RTY TR TEX | UNIT BEN INT | 444717102 | $48 | 34,027 | 0.0% |
| Catalyst Pharmaceuticals Inc(CPRX)Call | COM | 14888U101 | $49 | 12,600 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $49 | 14,548 | 0.0% |
| Coffee Hldgs Inc(JVA) | COM | 192176105 | $49 | 11,385 | 0.0% |
| Ophthotech CorpCall | COM | 683745103 | $49 | 15,600 | 0.0% |
| Clearsign Combustion Corp(CLIR)Call | COM | 185064102 | $49 | 13,700 | 0.0% |
| Cascadian Therapeutics IncCall | COM NEW | 14740B606 | $49 | 13,300 | 0.0% |
| Soligenix Inc | *W EXP 11/14/202 | 834223117 | $49 | 61,000 | 0.0% |
| Applied Genetic Technol Corp(2GT) | COM | 03820J100 | $49 | 13,496 | 0.0% |
| Altimmune Inc | COM | 02155H101 | $49 | 24,556 | 0.0% |
| XG Technology Inc | COM PAR | 98372A705 | $50 | 30,980 | 0.0% |
| Dragon Victory Intl LTD | SHS | G28365107 | $50 | 11,486 | 0.0% |
| Voxeljet AGCall | ADS | 92912L107 | $50 | 11,000 | 0.0% |
| Telaria Inc | COM | 879181105 | $51 | 12,592 | 0.0% |
| Sears Hometown & Outlet Stor | COM | 812362101 | $51 | 19,727 | 0.0% |
| Flex Pharma Inc | COM | 33938A105 | $52 | 14,943 | 0.0% |
| Isoray Inc | COM | 46489V104 | $52 | 130,843 | 0.0% |
| Global Eagle Entmt IncPut | COM | 37951D102 | $52 | 22,600 | 0.0% |
| Neptune Technologies BioresoCall | COM | 64077P108 | $53 | 22,400 | 0.0% |
| Sunesis Pharmaceuticals IncPut | COM PAR | 867328700 | $53 | 14,400 | 0.0% |