Q4 2021 Holdings
Filed 2022-02-10 | 109 holdings | $37.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CBL & Assoc Pptys Inc(CBL) | COMMON STOCK | 124830878 | $204 | 6,549 | 0.0% |
| Zillow Group Inc | NOTE 2.750% 5/1 | 98954MAH4 | $258 | $200,000 | 0.0% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $258 | $150,000 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $346 | 31,140 | 0.0% |
| Neogenomics Inc | NOTE 0.250% 1/1 | 64049MAB6 | $353 | $400,000 | 0.0% |
| Babylon Hldgs LTD | CL A SHS | G07031100 | $369 | 63,164 | 0.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $373 | $200,000 | 0.0% |
| Fisker Inc(SPAQUSD) | CL A COM STK | 33813J106 | $388 | 24,688 | 0.0% |
| Docusign Inc(DOCU) | COM | 256163106 | $426 | 2,797 | 0.0% |
| Diamondback Energy Inc(FANG) | COM | 25278X109 | $485 | 4,500 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $493 | 315,978 | 0.0% |
| Exact Sciences Corp | NOTE 0.375% 3/1 | 30063PAB1 | $510 | $500,000 | 0.0% |
| Liberty Media Corp del | NOTE 1.000% 1/3 | 531229AF9 | $518 | $300,000 | 0.0% |
| Peabody Engr Corp(BTU) | COM | 704551100 | $755 | 75,000 | 0.0% |
| Teladoc Health Inc(TDOC) | COM | 87918A105 | $798 | 8,681 | 0.0% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $848 | $900,000 | 0.0% |
| Pebblebrook Hotel TR | NOTE 1.750%12/1 | 70509VAA8 | $883 | $800,000 | 0.0% |
| Shopify Inc | NOTE 0.125%11/0 | 82509LAA5 | $991 | $800,000 | 0.0% |
| Pegasystems Inc | NOTE 0.750% 3/0 | 705573AB9 | $1.0K | $950,000 | 0.0% |
| Summit Midstream Partners LP | COM UNIT LTD | 866142409 | $1.3K | 56,653 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $1.3K | $1,100,000 | 0.0% |
| Euronav NV(CMBT) | SHS | B38564108 | $1.4K | 156,000 | 0.0% |
| Platinum Group Metals LTD(PLG) | COM | 72765Q882 | $1.4K | 883,365 | 0.0% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $1.4K | $1,100,000 | 0.0% |
| Coupa Software Inc | NOTE 0.375% 6/1 | 22266LAF3 | $1.5K | $1,550,000 | 0.0% |
| Pretium RES Inc | COM | 74139C102 | $1.5K | 106,926 | 0.0% |
| Middleby Corp | NOTE 1.000% 9/0 | 596278AB7 | $1.6K | $1,000,000 | 0.0% |
| EOG RES Inc(EOG) | COM | 26875P101 | $1.8K | 20,500 | 0.0% |
| Viacomcbs Inc(PARAA) | CL A | 92556H107 | $1.9K | 56,560 | 0.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $2.1K | $1,550,000 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T807 | $2.1K | 559,300 | 0.0% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $2.2K | $2,000,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $2.4K | 710,817 | 0.0% |
| Li-Cycle Holdings Corp(LICYUSD) | COMMON SHARES | 50202P105 | $2.4K | 240,000 | 0.0% |
| Hubspot Inc | NOTE 0.375% 6/0 | 443573AD2 | $2.6K | $1,077,000 | 0.0% |
| Grifols S A(GRFS) | SP ADR REP B NVT | 398438408 | $3.1K | 271,230 | 0.0% |
| MAG Silver Corp(MQ8) | COM | 55903Q104 | $3.2K | 204,000 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $3.4K | 441,997 | 0.0% |
| SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | $3.4K | $1,350,000 | 0.0% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $3.6K | 17,013 | 0.0% |
| Booking Holdings Inc | NOTE 0.750% 5/0 | 09857LAN8 | $4.0K | $2,700,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $4.2K | $3,800,000 | 0.0% |
| Chegg Inc | NOTE 9/0 | 163092AF6 | $4.4K | $5,300,000 | 0.0% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $4.5K | $2,950,000 | 0.0% |
| Quantumscape Corp(QS) | COM CL A | 74767V109 | $5.0K | 227,000 | 0.0% |
| Arena Pharmaceuticals Inc(ARNAEUR) | COM NEW | 040047607 | $5.2K | 56,250 | 0.0% |
| Block Inc | NOTE 0.250%11/0 | 852234AK9 | $5.3K | $5,000,000 | 0.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $5.4K | 13,451 | 0.0% |
| Dicks Sporting Goods Inc | NOTE 3.250% 4/1 | 253393AD4 | $5.7K | $1,600,000 | 0.0% |
| Livent Corp | NOTE 4.125% 7/1 | 53814LAB4 | $6.5K | $2,200,000 | 0.0% |