Q1 2020 Holdings
Filed 2020-05-15 | 156 holdings | $94.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nebula Acquisition Corp | *W EXP 03/12/202 | 629076118 | $11 | 13,333 | 0.0% |
| Andina Acquisition Corp III | *W EXP 07/31/202 | G04415124 | $44 | 400,000 | 0.0% |
| Target Hospitality Corp | *W EXP 03/15/202 | 87615L115 | $60 | 400,000 | 0.0% |
| Andina Acquisition Corp III | RIGHT 07/31/2020 | G04415132 | $70 | 400,000 | 0.0% |
| Hennessy Cap Acqustion Corp | *W EXP 09/05/202 | 42589C112 | $105 | 300,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $114 | 200,000 | 0.0% |
| RMG Acquisition Corp | *W EXP 02/21/202 | 749641114 | $145 | 233,333 | 0.0% |
| Tyme Technologies Inc | COM | 90238J103 | $165 | 150,000 | 0.0% |
| Savara in(SVRA) | COM | 805111101 | $212 | 100,000 | 0.0% |
| South MTN Merger Corp | *W EXP 06/20/202 | 838884112 | $235 | 250,000 | 0.0% |
| Beyondspring Inc(BYSI) | SHS | G10830100 | $256 | 20,000 | 0.0% |
| SC Health COR | *W EXP 99/99/999 | G78516401 | $287 | 300,000 | 0.0% |
| Haymaker Acquisition Corp II | *W EXP 10/31/202 | 42087L119 | $295 | 250,000 | 0.0% |
| Xeris Pharmaceuticals Inc | COM | 98422L107 | $341 | 175,000 | 0.0% |
| Minerva Neurosciences Inc(NERVGBP) | COM | 603380106 | $452 | 75,000 | 0.0% |
| DMY Technology Group Inc | UNIT 99/99/9999 | 233253202 | $521 | 53,000 | 0.0% |
| Fate Therapeutics Inc(FATE) | COM | 31189P102 | $535 | 24,100 | 0.0% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $748 | 25,000 | 0.0% |
| Vectoiq Acquisition Corp | *W EXP 05/11/202 | 92243N111 | $776 | 398,100 | 0.0% |
| Cameco Corp(CCJ) | COM | 13321L108 | $853 | 111,607 | 0.0% |
| Livongo Health Inc(LVGO) | COM | 539183103 | $856 | 30,000 | 0.0% |
| Snap Inc(SNAP) | CL A | 83304A106 | $892 | 75,001 | 0.0% |
| Greenlane Hldgs Inc | CL A | 395330103 | $916 | 532,275 | 0.0% |
| Theravance Biopharma Inc(TBPH) | COM | G8807B106 | $924 | 40,000 | 0.0% |
| Constellation Pharmceticls I(CNST) | COM | 210373106 | $943 | 30,000 | 0.0% |
| Diamond Eagle Acquisition Co | *W EXP 06/30/202 | 25258L117 | $953 | 333,333 | 0.0% |
| RA Pharmaceuticals IncPut | COM | 74933V108 | $960 | 20,000 | 0.0% |
| Diamondback Energy Inc(FANG)Call | COM | 25278X109 | $1.0K | 40,000 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $1.1K | 25,000 | 0.0% |
| Penske Automotive GRP Inc(PAG) | COM | 70959W103 | $1.1K | 38,000 | 0.0% |
| Summit Matls Inc(7SU) | CL A | 86614U100 | $1.2K | 80,064 | 0.0% |
| Scholar Rock Hldg Corp(SRRK) | COM | 80706P103 | $1.2K | 100,000 | 0.0% |
| Realogy Hldgs Corp | COM | 75605Y106 | $1.5K | 500,000 | 0.0% |
| Anglogold Ashanti LTD(AU3EUR) | SPONSORED ADR | 035128206 | $1.7K | 100,410 | 0.0% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $1.7K | 40,000 | 0.0% |
| Tilray Inc | NOTE 5.000%10/0 | 88688TAB6 | $1.8K | 5,500,000 | 0.0% |
| PTC Therapeutics Inc(PTCT) | COM | 69366J200 | $1.8K | 40,000 | 0.0% |
| EOG RES Inc(EOG)Call | COM | 26875P101 | $1.8K | 50,000 | 0.0% |
| United Parcel Service Inc(UPS) | CL B | 911312106 | $1.9K | 20,000 | 0.0% |
| Scvx Corp | UNIT 99/99/9999 | G79448109 | $2.0K | 200,000 | 0.0% |
| Roper Technologies Inc(ROP) | COM | 776696106 | $2.1K | 6,851 | 0.0% |
| L3harris Technologies Inc(LHX) | COM | 502431109 | $2.2K | 12,000 | 0.0% |
| Steel Dynamics Inc(STLD) | COM | 858119100 | $2.2K | 97,998 | 0.0% |
| Cincinnati Bell Inc New(CBB) | COM NEW | 171871502 | $2.3K | 154,400 | 0.0% |
| PAE Inc | COM CL A | 69290Y109 | $2.3K | 350,000 | 0.0% |
| Vaneck Vectors ETF TR(GDX)Call | GOLD MINERS ETF | 92189F106 | $2.3K | 100,000 | 0.0% |
| Commercial Metals Co(CMC) | COM | 201723103 | $2.4K | 149,241 | 0.0% |
| Xylem Inc(XYL) | COM | 98419M100 | $2.4K | 37,193 | 0.0% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $2.5K | 2,500,000 | 0.0% |
| DFP Healthcare Acquisitns Co | UNIT 03/31/2025 | 23343Q209 | $2.5K | 250,000 | 0.0% |