Q4 2017 Holdings
Filed 2018-02-15 | 844 holdings | $32.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $3.0K | $3,150,000 | 0.0% |
| Kansas City Southern | COM NEW | 485170302 | $3.2K | 29,938 | 0.0% |
| Prudential Finl Inc(PRU) | COM | 744320102 | $3.2K | 27,743 | 0.0% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $3.2K | 20,800 | 0.0% |
| Eagle Materials Inc(EXP) | COM | 26969P108 | $3.4K | 29,889 | 0.0% |
| Ishares TR(EEM)Put | MSCI EMG MKT ETF | 464287234 | $3.4K | 73,100 | 0.0% |
| Medtronic PLC(MDT) | SHS | G5960L103 | $3.5K | 43,003 | 0.0% |
| AIR Prods & Chems Inc(APD) | COM | 009158106 | $3.5K | 21,285 | 0.0% |
| Atlantica Yield PLC(ALDA) | SHS | G0751N103 | $3.7K | 172,306 | 0.0% |
| Bank of the Ozarks | COM | 063904106 | $3.7K | 76,322 | 0.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $3.8K | $3,475,000 | 0.0% |
| Priceline GRP Inc | COM NEW | 741503403 | $3.8K | 2,195 | 0.0% |
| KB Home(KBH) | COM | 48666K109 | $3.8K | 119,827 | 0.0% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $3.9K | 81,800 | 0.0% |
| Jacobs Engr Group Inc del(JECUSD) | COM | 469814107 | $4.0K | 59,996 | 0.0% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $4.0K | $4,000,000 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $4.1K | 26,800 | 0.0% |
| Westar Energy Inc | COM | 95709T100 | $4.1K | 78,357 | 0.0% |
| Sucampo Pharmaceuticals Inc | NOTE 3.250%12/1 | 864909AB2 | $4.3K | $3,500,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $4.4K | $3,700,000 | 0.0% |
| Mosaic Co New(MOS) | COM | 61945C103 | $4.6K | 178,955 | 0.0% |
| C H Robinson Worldwide Inc(CHRW) | COM NEW | 12541W209 | $4.6K | 51,586 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $4.6K | $5,150,000 | 0.0% |
| Yandex NV | NOTE 1.125%12/1 | 98474TAB3 | $4.7K | $4,700,000 | 0.0% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $4.8K | $4,775,000 | 0.0% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $4.9K | 38,293 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $4.9K | $4,719,000 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $5.1K | 124,931 | 0.0% |
| Solarcity Corp | NOTE 2.750%11/0 | 83416TAA8 | $5.1K | $5,150,000 | 0.0% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $5.2K | $1,500,000 | 0.0% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $5.2K | 58,716 | 0.0% |
| Impax Laboratories Inc | NOTE 2.000% 6/1 | 45256BAE1 | $5.2K | $5,350,000 | 0.0% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $5.2K | $4,000,000 | 0.0% |
| Aetna Inc New | COM | 00817Y108 | $5.5K | 30,650 | 0.0% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $5.6K | $6,000,000 | 0.0% |
| Ameren Corp(AEE) | COM | 023608102 | $5.6K | 94,950 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $5.9K | $5,653,000 | 0.0% |
| Cardinal Health Inc(CAH) | COM | 14149Y108 | $6.2K | 101,576 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $6.2K | $6,000,000 | 0.0% |
| Navistar Intl Corp New(NAV)Put | COM | 63934E108 | $6.4K | 150,000 | 0.0% |
| Array Biopharma Inc | NOTE 2.625%12/0 | 04269XAB1 | $6.8K | $6,000,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $7.3K | $7,035,000 | 0.0% |
| 51Job Inc | NOTE 3.250% 4/1 | 316827AC8 | $7.4K | $5,000,000 | 0.0% |
| Portland GEN Elec Co(POR) | COM NEW | 736508847 | $7.6K | 165,935 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $8.7K | $8,200,000 | 0.0% |
| Navistar Intl Corp New | NOTE 4.750% 4/1 | 63934EAS7 | $8.7K | $8,000,000 | 0.0% |
| NRG Energy Inc(NRG) | COM NEW | 629377508 | $9.0K | 316,196 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $9.0K | 33,800 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $9.4K | $9,327,000 | 0.0% |
| American Elec PWR Inc(AEP) | COM | 025537101 | $10.5K | 142,453 | 0.0% |