Q4 2018 Holdings
Filed 2019-02-14 | 811 holdings | $33.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.3K | $5,750,000 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $5.5K | $5,643,000 | 0.0% |
| Vanguard BD Index FD Inc(BIV) | INTERMED TERM | 921937819 | $5.5K | 68,022 | 0.0% |
| CVS Health Corp(CVS) | COM | 126650100 | $5.6K | 85,729 | 0.0% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $5.7K | $4,066,000 | 0.0% |
| Honeywell Intl Inc(HON) | COM | 438516106 | $5.7K | 43,195 | 0.0% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $5.9K | 17,700 | 0.0% |
| Qiagen NV | DEBT 0.375% 3/1 | N72482AA5 | $6.0K | $50,000 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $6.0K | $6,209,000 | 0.0% |
| Entergy Corp New(ETR) | COM | 29364G103 | $6.0K | 70,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $6.1K | 24,291 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $6.4K | $5,366,000 | 0.0% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $6.5K | $8,432,000 | 0.0% |
| Herbalife Nutrition LTD(HLF) | COM SHS | G4412G101 | $6.7K | 113,687 | 0.0% |
| Arris Intl IncCall | SHS | G0551A103 | $6.7K | 219,800 | 0.0% |
| Everbridge Inc | NOTE 1.500%11/0 | 29978AAA2 | $6.8K | $3,838,000 | 0.0% |
| Ishares TR(HYG)Call | IBOXX HI YD ETF | 464288513 | $6.9K | 85,000 | 0.0% |
| Philip Morris Intl Inc(PM) | COM | 718172109 | $6.9K | 103,602 | 0.0% |
| Array Biopharma Inc | NOTE 2.625%12/0 | 04269XAB1 | $7.1K | $5,880,000 | 0.0% |
| Rent A CTR Inc New(UPBD)Call | COM | 76009N100 | $7.2K | 443,700 | 0.0% |
| Firstenergy Corp(FE) | COM | 337932107 | $7.6K | 202,000 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $7.6K | 67,500 | 0.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $7.9K | $8,000,000 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $7.9K | 175,000 | 0.0% |
| Huron Consulting Group Inc | NOTE 1.250%10/0 | 447462AB8 | $8.0K | $8,124,000 | 0.0% |
| Duke Energy Corp New(DUK) | COM NEW | 26441C204 | $8.3K | 95,600 | 0.0% |
| Repligen Corp | NOTE 2.125% 6/0 | 759916AA7 | $8.8K | $5,171,000 | 0.0% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $9.0K | $6,354,000 | 0.0% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $9.1K | $6,750,000 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $9.3K | 95,749 | 0.0% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $10.4K | $8,723,000 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $10.5K | $9,748,000 | 0.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $11.2K | $10,867,000 | 0.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $11.5K | $13,347,000 | 0.0% |
| Ishares TR(IGSB) | SH TR CRPORT ETF | 464288646 | $11.9K | 231,200 | 0.0% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $12.2K | $12,948,000 | 0.0% |
| Cosan LTD(CSAN)Call | SHS A | G25343107 | $12.3K | 1,400,000 | 0.0% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $13.3K | $14,145,000 | 0.0% |
| Cigna Corp New(CI) | COM | 125523100 | $13.4K | 70,650 | 0.0% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $14.0K | $12,552,000 | 0.0% |
| Hubspot Inc | NOTE 0.250% 6/0 | 443573AB6 | $14.4K | $10,087,000 | 0.0% |
| Spdr Series Trust(SPSB) | PORTFOLIO SHORT | 78464A474 | $14.7K | 487,204 | 0.0% |
| Spdr Series Trust(SPAB) | PORTFOLIO AGRGTE | 78464A649 | $17.2K | 616,714 | 0.1% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $19.6K | $20,050,000 | 0.1% |
| Restoration Hardware Hldgs I | DBCV 7/1 | 761283AC4 | $20.0K | $17,131,000 | 0.1% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $20.3K | $18,002,000 | 0.1% |
| Blackberry LTD | DEBT 3.750%11/1 | C10268AC1 | $21.2K | 20,743,000 | 0.1% |
| Spdr Gold Trust(GLD)Put | GOLD SHS | 78463V107 | $24.8K | 204,300 | 0.1% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $25.6K | $23,761,000 | 0.1% |
| Lendingtree Inc New | NOTE 0.625% 6/0 | 52603BAA5 | $29.7K | $23,867,000 | 0.1% |