Q1 2020 Holdings
Filed 2020-05-15 | 591 holdings | $49.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $2.3K | 225,000 | 0.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $2.3K | $2,403,000 | 0.0% |
| Joyy Inc(JOYY) | ADS REPSTG COM A | 46591M109 | $2.4K | 44,467 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $2.4K | 9,358 | 0.0% |
| Legacy Acquisition Corp | COM CL A | 524643103 | $2.4K | 234,856 | 0.0% |
| Medtronic PLC(MDT) | SHS | G5960L103 | $2.5K | 27,307 | 0.0% |
| Forum Merger II Corp | CL A | 34986F103 | $2.5K | 242,969 | 0.0% |
| Norfolk Southern Corp(NSC)Put | COM | 655844108 | $2.6K | 17,500 | 0.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $2.6K | $2,324,000 | 0.0% |
| Zillow Group Inc(ZG) | CL A | 98954M101 | $2.6K | 76,198 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $2.6K | 255,002 | 0.0% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $2.6K | $3,232,000 | 0.0% |
| Evolent Health Inc | NOTE 1.500%10/1 | 30050BAD3 | $2.6K | $4,127,000 | 0.0% |
| Resmed Inc(RMD) | COM | 761152107 | $2.6K | 17,695 | 0.0% |
| Netfin Acquisition Corp | SHS CL A | G6455A107 | $2.6K | 264,353 | 0.0% |
| Tech Data Corp | COM | 878237106 | $2.6K | 20,013 | 0.0% |
| Pivotal Invt Corp II | COM CL A | 72582K100 | $2.6K | 266,679 | 0.0% |
| Norfolk Southern Corp(NSC) | COM | 655844108 | $2.6K | 18,120 | 0.0% |
| Spdr SER TR(XBI)Put | S&P BIOTECH | 78464A870 | $2.7K | 35,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $2.7K | 269,962 | 0.0% |
| Intercontinental Hotels Grou(IHG) | SPONSORED ADS | 45857P806 | $2.8K | 66,460 | 0.0% |
| Inovio Pharmaceuticals Inc | NOTE 6.500% 3/0 | 45773HAB8 | $2.8K | $1,873,000 | 0.0% |
| Elanco Animal Health Inc(ELAN) | COM | 28414H103 | $2.9K | 128,709 | 0.0% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $2.9K | 703,451 | 0.0% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $3.0K | 23,424 | 0.0% |
| Spdr SER TR(XRT)Put | S&P RETAIL ETF | 78464A714 | $3.0K | 100,000 | 0.0% |
| Gores Hldgs IV Inc | UNIT 02/01/2023 | 382865202 | $3.0K | 297,449 | 0.0% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $3.1K | $2,762,000 | 0.0% |
| LEO Holdings Corp | COM CL A | G5463L105 | $3.2K | 309,470 | 0.0% |
| Anthem Inc(ELV) | COM | 036752103 | $3.3K | 14,642 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $3.3K | 2,870 | 0.0% |
| Incyte Corp | NOTE 1.250%11/1 | 45337CAN2 | $3.4K | $2,295,000 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $3.4K | 17,500 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $3.4K | 1,752 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $3.5K | 30,209 | 0.0% |
| Pure Acquisition Corp | CL A | 74621Q106 | $3.5K | 336,380 | 0.0% |
| Trine Acquisition Corp | COM CL A | 89628U108 | $3.5K | 354,723 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $3.5K | $2,757,000 | 0.0% |
| Insulet Corp | NOTE 1.375%11/1 | 45784PAH4 | $3.6K | $1,946,000 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $3.7K | 23,324 | 0.0% |
| Krystal Biotech Inc(KRYS) | COM | 501147102 | $3.7K | 85,990 | 0.0% |
| Tech Data CorpCall | COM | 878237106 | $3.9K | 29,600 | 0.0% |
| Booking Hldgs Inc(BKNG) | COM | 09857L108 | $3.9K | 2,899 | 0.0% |
| Exact Sciences Corp | NOTE 1.000% 1/1 | 30063PAA3 | $4.1K | $3,720,000 | 0.0% |
| Wright MED Group N VPut | ORD SHS | N96617118 | $4.2K | 145,000 | 0.0% |
| Ishares TR(EFA)Put | MSCI EAFE ETF | 464287465 | $4.2K | 79,000 | 0.0% |
| Ishares TR(EFA)Call | MSCI EAFE ETF | 464287465 | $4.2K | 79,000 | 0.0% |
| Booking Hldgs Inc(BKNG)Put | COM | 09857L108 | $4.3K | 3,200 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $4.4K | 103,958 | 0.0% |
| T Mobile US Inc(TMUS)Call | COM | 872590104 | $4.4K | 52,200 | 0.0% |