Q4 2013 Holdings
Filed 2014-02-07 | 81 holdings | $9.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard BD Index FD(BND) | TOTAL BND MRKT | 921937835 | $2.5M | 31,817,407 | 27.6% |
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $1.6M | 16,181,596 | 16.8% |
| Vanguard Index FDS(VOO) | S&P 500 ETF SHS | 922908363 | $1.0M | 5,933,828 | 10.9% |
| Vanguard Intl Equity(VGK) | FTSE EUROPE ETF | 922042874 | $683.0K | 11,616,023 | 7.4% |
| Vanguard BD Index FD(BSV) | SHORT TRM BOND | 921937827 | $463.1K | 5,793,725 | 5.0% |
| Vanguard BD Index FD(BIV) | INTERMED TERM | 921937819 | $457.8K | 5,603,702 | 5.0% |
| Vanguard Intl Equity(VPL) | MEGA CAP GRO ETF | 922042866 | $441.3K | 7,199,806 | 4.8% |
| Vanguard Intl Equity(VWO) | FTSE EMR MKT ETF | 922042858 | $272.1K | 6,614,603 | 3.0% |
| Vanguard Index FDS(VXF) | EXTEND MKT ETF | 922908652 | $230.8K | 2,790,669 | 2.5% |
| Spdr Series Trust | BRC HGH YLD BD | 78464A417 | $226.0K | 5,571,563 | 2.5% |
| Vanguard Index FDS(VTV) | VALUE ETF | 922908744 | $186.5K | 2,441,801 | 2.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $185.7K | 1,996,137 | 2.0% |
| Ishares(HYG) | IBOXX HI YD ETF | 464288513 | $135.1K | 1,454,967 | 1.5% |
| Spdr SER TR(SJNK) | SHT TRM HGH YLD | 78468R408 | $134.2K | 4,348,592 | 1.5% |
| Vanguard TAX Managed(VEA) | FTSE DEV MKT ETF | 921943858 | $119.6K | 2,869,573 | 1.3% |
| Vanguard Scottsdale(VGSH) | SHTRM GVT BD ETF | 92206C102 | $78.0K | 1,281,452 | 0.8% |
| Spdr Index SHS FDS(RWX) | DJ INTL RL ETF | 78463X863 | $52.5K | 1,273,170 | 0.6% |
| Spdr Series Trust(CWB) | BRC CNV SECS ETF | 78464A359 | $51.8K | 1,108,948 | 0.6% |
| Ishares(LQD) | IBOXX INV CP ETF | 464287242 | $51.6K | 451,543 | 0.6% |
| Vanguard Index FDS(VB) | SMALL CP ETF | 922908751 | $48.8K | 443,583 | 0.5% |
| Vanguard Scottsdale(VMBS) | MORTG-BACK SEC | 92206C771 | $48.0K | 941,327 | 0.5% |
| Vanguard BD Index FD(BLV) | LONG TERM BOND | 921937793 | $26.0K | 319,020 | 0.3% |
| Dynegy Inc New del | COM | 26817R108 | $20.2K | 936,897 | 0.2% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $16.5K | $5,000,000 | 0.2% |
| Priceline COM Inc | NOTE 1.250% 3/1 | 741503AN6 | $14.4K | $3,775,000 | 0.2% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $12.3K | $5,500,000 | 0.1% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $12.2K | 11,000 | 0.1% |
| E M C Corp Mass | NOTE 1.750%12/0 | 268648AM4 | $10.8K | $7,300,000 | 0.1% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $9.0K | 266,684 | 0.1% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $8.8K | $6,500,000 | 0.1% |
| Teva Pharmaceutical | DBCV 0.250% 2/0 | 88163VAE9 | $8.0K | $7,500,000 | 0.1% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $7.3K | $6,500,000 | 0.1% |
| Archer Daniels Midla | NOTE 0.875% 2/1 | 039483AW2 | $6.9K | $6,500,000 | 0.1% |
| Prospect Capital COR | NOTE 6.250%12/1 | 74348TAC6 | $6.8K | $6,250,000 | 0.1% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $6.6K | $3,560,000 | 0.1% |
| United Technologies | UNIT 99/99/9999 | 913017117 | $5.2K | 80,000 | 0.1% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $5.1K | $3,750,000 | 0.1% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $4.4K | $1,750,000 | 0.0% |
| Allegheny Technologi | NOTE 4.250% 6/0 | 01741RAD4 | $3.6K | $3,500,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $3.6K | $3,500,000 | 0.0% |
| BlackRock Corpor HI(HYT) | COM | 09255P107 | $3.6K | 292,625 | 0.0% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $3.5K | 110,000 | 0.0% |
| Metlife Inc(MET) | COM | 59156R108 | $3.4K | 62,370 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $3.3K | $2,000,000 | 0.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $3.3K | $1,000,000 | 0.0% |
| Dominion RES Inc VA | UNIT 04/01/2013 | 25746U703 | $3.2K | 59,000 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $3.2K | $2,000,000 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $2.8K | 68,538 | 0.0% |
| Wells Fargo & Co New | *W EXP 10/28/201 | 949746119 | $2.6K | 160,460 | 0.0% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $1.7K | $1,500,000 | 0.0% |