Q3 2017 Holdings
Filed 2017-11-07 | 45 holdings | $518.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $195.0K | $1,566,561 | 37.6% |
| Lloyds Banking Group | DBCV 7.500%12/3 | 539439AG4 | $31.4K | $28,431,000 | 6.1% |
| HSBC Hldgs PLC | DBCV 6.375%12/3 | 404280AS8 | $26.1K | $24,875,000 | 5.0% |
| Barclays PLC | NOTE 6.625%12/3 | 06738EAB1 | $25.4K | $24,953,000 | 4.9% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $22.7K | $21,380,000 | 4.4% |
| Toronto Dominion BK | NOTE 3.625% 9/1 | 891160MJ9 | $15.6K | $15,680,000 | 3.0% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $15.5K | $175,444 | 3.0% |
| Royal BK Scotland GR | NOTE 8.625%12/3 | 780097BB6 | $15.5K | $14,200,000 | 3.0% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $14.2K | $5,500,000 | 2.7% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $13.7K | $3,275,000 | 2.6% |
| Spdr Series Trust | BLOOMBERG BRCLYS | 78464A417 | $13.2K | $355,846 | 2.6% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $11.7K | 8,915 | 2.3% |
| HSBC Hldgs PLC | DBCV 5.625%12/3 | 404280AR0 | $11.2K | $11,000,000 | 2.2% |
| Powershares ETF Trus | SENIOR LN PORT | 73936Q769 | $11.2K | $482,900 | 2.2% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $8.3K | $5,000,000 | 1.6% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $8.1K | $2,500,000 | 1.6% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $5.9K | $3,000,000 | 1.1% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $5.6K | $4,050,000 | 1.1% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $5.5K | $3,750,000 | 1.1% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $4.9K | 76,300 | 0.9% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $4.7K | 3,700 | 0.9% |
| SSgA Active ETF TR(SRLN) | BLKSTN GSOSRLN | 78467V608 | $4.6K | 96,000 | 0.9% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $4.5K | 90,000 | 0.9% |
| Teva Pharmaceutical | DBCV 0.250% 2/0 | 88163VAE9 | $4.3K | $4,000,000 | 0.8% |
| Becton Dickinson & C | PFD SHS CONV A | 075887208 | $4.2K | 75,000 | 0.8% |
| Fidelity National FI | NOTE 4.250% 8/1 | 31620RAE5 | $3.5K | $1,400,000 | 0.7% |
| Spdr SER TR(SJNK) | BLOOMBERG SRT TR | 78468R408 | $3.4K | $120,200 | 0.6% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $3.3K | 50,000 | 0.6% |
| Nextera Energy Inc | UNIT 09/01/2019 | 65339F820 | $2.7K | 50,000 | 0.5% |
| NXP Semiconductors N | DBCV 1.000%12/0 | 62952QAB6 | $2.4K | $2,000,000 | 0.5% |
| Clear Channel Outdoo | CL A | 18451C109 | $2.3K | 468,819 | 0.4% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $2.1K | $1,600,000 | 0.4% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $2.0K | 36,000 | 0.4% |
| Portmarnock Leasing | NOTE 1.741%10/2 | 736879AA5 | $1.9K | $1,945,861 | 0.4% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $1.9K | 2,150 | 0.4% |
| Spirit Rlty Cap Inc | NOTE 3.750% 5/1 | 84860WAB8 | $1.8K | $1,850,000 | 0.4% |
| BlackRock Debt Strat(DSU) | COM NEW | 09255R202 | $1.5K | 127,741 | 0.3% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $1.4K | $1,250,000 | 0.3% |
| Huntington Bancshare | PFD CONV SER A | 446150401 | $1.4K | 1,000 | 0.3% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $1.1K | $1,000,000 | 0.2% |
| Credit Suisse Group | DEBT 6.250%12/3 | H3698DAL8 | $1.1K | $1,000,000 | 0.2% |
| Wells Fargo Co New | *W EXP 10/28/201 | 949746119 | $560 | $25,210 | 0.1% |
| Royal BK of Scotland | NOTE 8.000%12/3 | 780099CK1 | $543 | $500,000 | 0.1% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $315 | 6,000 | 0.1% |
| Verizon Communicatio(VZ) | COM | 92343V104 | $313 | 7,000 | 0.1% |