Q3 2018 Holdings
Filed 2018-11-14 | 44 holdings | $335.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard Index FDS(VTI) | TOTAL STK MK | 922908769 | $195.2K | 1,304,480 | 58.2% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $13.8K | 10,698 | 4.1% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $13.3K | $3,525,000 | 4.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $11.5K | $5,000,000 | 3.4% |
| Bank Amer Corp(BAC) | 7.25%CNV PFD L | 060505682 | $10.8K | 8,360 | 3.2% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $10.0K | $2,180,000 | 3.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $7.5K | $4,050,000 | 2.2% |
| Danaher Corp del | DBCV 1/2 | 235851AF9 | $6.2K | $1,500,000 | 1.9% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $5.7K | $3,750,000 | 1.7% |
| SSgA Active ETF TR(SRLN) | BLKSTN GSOSRLN | 78467V608 | $5.0K | 105,300 | 1.5% |
| Invesco Exchng Trade(BKLN) | SR LN ETF | 46138G508 | $4.9K | 213,000 | 1.5% |
| Dominion Energy Inc | UNIT 08/15/2019 | 25746U836 | $4.3K | 90,000 | 1.3% |
| Avaya Hldgs Corp(AVYAUSD) | COM | 05351X101 | $4.1K | 186,644 | 1.2% |
| Becton Dickinson & C | PFD SHS CONV A | 075887208 | $4.1K | 63,000 | 1.2% |
| Spdr SER TR(SJNK) | BLOOMBERG SRT TR | 78468R408 | $3.7K | 134,100 | 1.1% |
| NXP Semiconductors N | NOTE 1.000%12/0 | 62952QAB6 | $3.6K | $3,500,000 | 1.1% |
| New Amer High Income(XXHYBXX) | COM NEW | 641876800 | $3.4K | 396,298 | 1.0% |
| Neuberger Berman HGH(NHS) | COM | 64128C106 | $2.9K | 265,626 | 0.9% |
| Nextera Energy Inc | UNIT 09/01/2019 | 65339F820 | $2.8K | 50,000 | 0.8% |
| BlackRock Corpor HI(HYT) | COM | 09255P107 | $2.8K | 265,549 | 0.8% |
| BlackRock Debt Strat(DSU) | COM NEW | 09255R202 | $2.5K | $225,247 | 0.7% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $1.9K | 36,000 | 0.6% |
| Stanley Black & Deck | UNIT 05/15/2020 | 854502887 | $1.9K | 17,000 | 0.6% |
| Pioneer DIV High Inc(XHNWX) | COM | 723653101 | $1.6K | $109,637 | 0.5% |
| American Rlty Cap PP | NOTE 3.750%12/1 | 02917TAB0 | $1.5K | $1,500,000 | 0.5% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $1.5K | $1,000,000 | 0.4% |
| Priceline GRP Inc | NOTE 0.900% 9/1 | 741503AX4 | $1.5K | $1,250,000 | 0.4% |
| Ascent Cap Group Inc(ASCMA) | COM SER A | 043632108 | $762 | 430,723 | 0.2% |
| Teva Pharmaceutical | DBCV 0.250% 2/0 | 88163VAE9 | $748 | $800,000 | 0.2% |
| Clear Channel Outdoo | CL A | 18451C109 | $688 | 115,612 | 0.2% |
| Integrated Device TE | NOTE 0.875%11/1 | 458118AC0 | $601 | $400,000 | 0.2% |
| BlackRock Float Rate(XFRAX) | COM | 09255X100 | $502 | 36,385 | 0.1% |
| Jazz Investments I L | NOTE 1.875% 8/1 | 472145AB7 | $481 | $450,000 | 0.1% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $469 | $400,000 | 0.1% |
| Silicon Laboratories | NOTE 1.375% 3/0 | 826919AB8 | $457 | $400,000 | 0.1% |
| ON Semiconductor COR | NOTE 1.625%10/1 | 682189AP0 | $449 | $400,000 | 0.1% |
| Meritor Inc | NOTE 3.250%10/1 | 59001KAF7 | $334 | $350,000 | 0.1% |
| Biomarin Pharmaceuti | NOTE 1.500%10/1 | 09061GAF8 | $300 | $250,000 | 0.1% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $294 | $300,000 | 0.1% |
| Ferrellgas Partners | UNIT LTD PART | 315293100 | $283 | 128,024 | 0.1% |
| Exact Sciences Corp | DBCV 1.000% 1/1 | 30063PAA3 | $247 | $200,000 | 0.1% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $230 | $250,000 | 0.1% |
| Isis Pharmaceuticals | NOTE 1.000%11/1 | 464337AJ3 | $210 | $200,000 | 0.1% |
| Whiting Pete Corp NE | NOTE 1.250% 4/0 | 966387AL6 | $85 | $89,000 | 0.0% |