Q4 2022 Holdings
Filed 2023-01-20 | 44 holdings | $173.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-05-25) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Vanguard Index FDS(VTI) | TOTAL STK MKT | 922908769 | $77.0M | 402,997 | 44.4% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $9.5M | 8,000 | 5.5% |
| BK of America Corp(BAC)A | 7.25%CNV PFD L | 060505682 | $9.2M | 7,950 | 5.3% |
| Nextera Energy Inc | UNIT 03/01/2023 | 65339F770 | $9.2M | 182,000 | 5.3% |
| Pioneer NAT RES Co | NOTE 0.250% 5/1 | 723787AP2 | $8.3M | $3,539,000 | 4.8% |
| Vanguard BD Index FDS(BND) | TOTAL BND MRKT | 921937835 | $7.9M | 110,598 | 4.6% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $6.5M | $5,375,000 | 3.7% |
| American Elec PWR Co Inc | UNIT 08/15/2023 | 02557T307 | $5.0M | 95,087 | 2.9% |
| KKR & Co Inc | 6% MCONV PFD C | 48251W401 | $4.9M | 85,200 | 2.8% |
| Nisource Inc | UNIT 12/01/2023 | 65473P121 | $4.5M | 42,684 | 2.6% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $3.4M | $3,545,000 | 1.9% |
| Booking Holdings Inc | NOTE 0.750% 5/0 | 09857LAN8 | $3.1M | $2,300,000 | 1.8% |
| EQT Corp | NOTE 1.750% 5/0 | 26884LAK5 | $3.0M | $1,300,000 | 1.7% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $2.3M | $2,420,000 | 1.3% |
| Expedia Group Inc | NOTE 2/1 | 30212PBE4 | $2.3M | $2,600,000 | 1.3% |
| CSI Compressco LP | COM UNIT | 12637A103 | $2.2M | 1,660,549 | 1.3% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $1.4M | $1,460,000 | 0.8% |
| CBL & Assoc Pptys Inc(CBL) | COMMON STOCK | 124830878 | $1.4M | 59,145 | 0.8% |
| SSgA Active ETF TR(SRLN) | BLACKSTONE SENR | 78467V608 | $1.3M | 32,142 | 0.8% |
| Ares Capital Corp | NOTE 4.625% 3/0 | 04010LAW3 | $1.1M | $1,070,000 | 0.7% |
| Invesco Exch Traded FD TR II(BKLN)A | SR LN ETF | 46138G508 | $1.0M | 50,600 | 0.6% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $1.0M | 263,964 | 0.6% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $996.3K | $1,000,000 | 0.6% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $819.5K | 73,894 | 0.5% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $706.1K | 64,544 | 0.4% |
| New MTN FIN CorpA | NOTE 5.750% 8/1 | 647551AC4 | $644.7K | $650,000 | 0.4% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $585.5K | 66,994 | 0.3% |
| Vanguard Scottsdale FDS(VCSH) | SHRT TRM CORP BD | 92206C409 | $464.4K | 6,177 | 0.3% |
| Summit Midstream Partners LP | COM UNIT LTD | 866142409 | $432.6K | 25,933 | 0.2% |
| BlackRock Debt Strategies FD(DSU) | COM NEW | 09255R202 | $304.9K | 33,144 | 0.2% |
| Iheartmedia Inc(IHRT) | COM CL A | 45174J509 | $298.1K | 48,624 | 0.2% |
| Clear Channel Outdoor Hldgs(CCO) | COM | 18453H106 | $295.7K | 281,621 | 0.2% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $287.4K | 43,538 | 0.2% |
| Spdr SER TR(SPSB) | PORTFOLIO SHORT | 78464A474 | $276.1K | 9,398 | 0.2% |
| First TR SR Fltg Rate Income(FCT) | COM | 33733U108 | $257.5K | 27,017 | 0.1% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $254.5K | $6,786,000 | 0.1% |
| Pgim High Yield Bond Fund in(ISD) | COM | 69346H100 | $248.7K | 20,953 | 0.1% |
| Vanguard BD Index FDS(BSV) | SHORT TRM BOND | 921937827 | $247.1K | 3,283 | 0.1% |
| Eaton Vance TAX Mnged BUY WR(ETB)A | COM | 27828X100 | $220.3K | 16,756 | 0.1% |
| Neuberger Berman High Yield(NHS) | COM | 64128C106 | $205.4K | 24,108 | 0.1% |
| Western Asset High Incom FD(HIX) | COM | 95766J102 | $204.3K | 42,209 | 0.1% |
| Pioneer Diversified High Inc(XHNWX) | COM | 723653101 | $194.1K | 19,260 | 0.1% |
| Pioneer Floating Rate Fund I(XPHDX) | COM | 72369J102 | $118.6K | 13,528 | 0.1% |
| National Cinemedia Inc | COM | 635309107 | $74.3K | 337,746 | 0.0% |