Q3 2016 Holdings
Filed 2016-11-15 | 277 holdings | $891.7K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-11-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Basic Energy Svcs Inc NewCallA | COM | 06985P100 | $8 | 10,000 | 0.0% |
| Globalstar Inc(GSATUSD)A | COM | 378973408 | $20 | 16,859 | 0.0% |
| Quinpario Acquisition Corp 2A | W EXP 01/01/202 | 74874U119 | $35 | 200,000 | 0.0% |
| Terrapin 3 Acquisition CorpA | W EXP 06/27/201 | 88104P112 | $42 | 229,600 | 0.0% |
| Pace Hldgs CorpA | W EXP 99/99/999 | G6865N111 | $42 | 99,000 | 0.0% |
| Asanko Gold Inc(AKG1EUR)CallA | COM | 04341Y105 | $54 | 12,800 | 0.0% |
| Electrum SPL Acquisition CORA | W EXP 99/99/999 | G3105C112 | $72 | 315,000 | 0.0% |
| Basic Energy Svcs Inc NewPutA | COM | 06985P100 | $75 | 90,900 | 0.0% |
| Iamgold Corp(IAG)CallA | COM | 450913108 | $77 | 19,000 | 0.0% |
| Iamgold Corp(IAG)PutA | COM | 450913108 | $89 | 22,000 | 0.0% |
| Aralez Pharmaceuticals IncA | COM | 03852X100 | $90 | 18,533 | 0.0% |
| GP Invts Acquisition CORA | W EXP 05/19/202 | G40357108 | $90 | 146,850 | 0.0% |
| Raptor Pharmaceutical CorpA | COM | 75382F106 | $90 | 10,000 | 0.0% |
| Asanko Gold Inc(AKG1EUR)PutA | COM | 04341Y105 | $95 | 22,500 | 0.0% |
| Hutchinson Technology IncA | COM | 448407106 | $106 | 26,629 | 0.0% |
| Gores Hldgs IncA | CL A | 382866101 | $108 | 10,000 | 0.0% |
| Diamondrock Hospitality Co(DRH)A | COM | 252784301 | $109 | 12,000 | 0.0% |
| Double Eagle Acquisition CORA | W EXP 09/16/202 | G28195116 | $118 | 294,917 | 0.0% |
| Emergent Cap Inc(EMGCUSD)A | COM | 29102N105 | $121 | 41,282 | 0.0% |
| Xenon Pharmaceuticals Inc(XENE)A | COM | 98420N105 | $122 | 15,000 | 0.0% |
| Dominion Diamond CorpCallA | COM | 257287102 | $124 | 12,700 | 0.0% |
| Nexeo Solutions IncA | W EXP 06/09/202 | 65342H110 | $136 | 218,817 | 0.0% |
| Rite AID CorpA | COM | 767754104 | $159 | 20,697 | 0.0% |
| New York REIT IncPutA | COM | 64976L109 | $174 | 19,000 | 0.0% |
| CF CorpA | W EXP 05/25/202 | G20307115 | $180 | 200,000 | 0.0% |
| Media GEN Inc NewA | COM | 58441K100 | $184 | 10,000 | 0.0% |
| Terrapin 3 Acquisition CorpA | UNIT 06/27/2019 | 88104P203 | $191 | 19,000 | 0.0% |
| Gores Hldgs IncA | W EXP 08/13/202 | 382866119 | $192 | 160,000 | 0.0% |
| Visa Inc(V)A | COM CL A | 92826C839 | $207 | 2,500 | 0.0% |
| Ishares TR(FXI)A | CHINA LG-CAP ETF | 464287184 | $209 | 5,501 | 0.0% |
| KLR Energy Acquisition CorpA | W EXP 09/16/202 | 49877M116 | $210 | 500,000 | 0.0% |
| CF CorpA | UNIT 99/99/9999E | G20307123 | $214 | 21,000 | 0.0% |
| Magna Intl Inc(MGA)CallA | COM | 559222401 | $215 | 5,000 | 0.0% |
| Ford MTR Co del(F)CallA | COM PAR 0.01 | 345370860 | $217 | 18,000 | 0.0% |
| BOB Evans Farms Inc(BOBEUSD)A | COM | 096761101 | $222 | 5,800 | 0.0% |
| Morningstar Inc(MORN)A | COM | 617700109 | $224 | 2,824 | 0.0% |
| Keycorp NewA | PFD 7.75 SR A | 493267405 | $225 | 1,646 | 0.0% |
| Broadsoft IncPutA | COM | 11133B409 | $233 | 5,000 | 0.0% |
| AVG Technologies N VA | SHS | N07831105 | $235 | 9,403 | 0.0% |
| Ringcentral Inc(RNG)PutA | CL A | 76680R206 | $237 | 10,000 | 0.0% |
| Groupe CGI IncCallA | CL A SUB VTG | 39945C109 | $238 | 5,000 | 0.0% |
| Federal Mogul Holdings CorpA | COM | 313549404 | $240 | 25,000 | 0.0% |
| Coeur MNG Inc(CDE)PutA | COM NEW | 192108504 | $241 | 20,400 | 0.0% |
| Mosaic Co New(MOS)A | COM | 61945C103 | $245 | 10,000 | 0.0% |
| RPX CorpCallA | COM | 74972G103 | $246 | 23,000 | 0.0% |
| Harmony Merger CorpA | W EXP 01/01/202 | 413247123 | $246 | 900,000 | 0.0% |
| Shoretel IncCallA | COM | 825211105 | $247 | 30,900 | 0.0% |
| Ishares Silver Trust(SLV)A | ISHARES | 46428Q109 | $255 | 14,000 | 0.0% |
| Arowana IncA | SHS | G05011104 | $274 | 26,885 | 0.0% |
| Axalta Coating SYS LTD(AXTA)A | COM | G0750C108 | $283 | 10,000 | 0.0% |