Q4 2016 Holdings
Filed 2017-02-09 | 2367 holdings | $279.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mitcham Inds Inc | COM | 606501104 | $44 | 10,595 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $49 | 11,000 | 0.0% |
| Fireeye Inc(FEYECHF)Call | COM | 31816Q101 | $49 | 41,400 | 0.0% |
| Encana CorpCall | COM | 292505104 | $50 | 26,100 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $51 | 24,022 | 0.0% |
| Lowes COS Inc(LOW)Call | COM | 548661107 | $51 | 19,500 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $51 | 17,417 | 0.0% |
| Northwest NAT Gas CoCall | COM | 667655104 | $51 | 19,800 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $52 | 22,000 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $54 | 38,379 | 0.0% |
| Organovo Hldgs Inc | COM | 68620A104 | $54 | 16,011 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $55 | 10,323 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $55 | 11,316 | 0.0% |
| Terravia Hldgs Inc | COM | 88105A106 | $56 | 48,686 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $57 | 22,300 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $57 | $42,000 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $58 | 46,430 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM PAR | 23254L405 | $58 | 10,958 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $59 | 46,000 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $60 | 16,218 | 0.0% |
| Immunomedics Inc(IMMU) | COM | 452907108 | $62 | 16,776 | 0.0% |
| Casi Pharmaceuticals Inc(CASIEUR) | COM | 14757U109 | $63 | 55,090 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $65 | 16,789 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO) | SHS CLASS -A - | G0457F107 | $65 | 11,990 | 0.0% |
| Sunpower Corp(SPWRQ) | COM | 867652406 | $67 | 10,195 | 0.0% |
| Intersections Inc | COM | 460981301 | $70 | 17,500 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $75 | 16,812 | 0.0% |
| Novavax Inc | COM | 670002104 | $75 | 59,697 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $77 | 103,953 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $77 | 11,684 | 0.0% |
| Endologix Inc | COM | 29266S106 | $78 | 13,631 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $79 | 26,155 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $81 | 10,585 | 0.0% |
| Celldex Therapeutics Inc New | COM | 15117B103 | $81 | 22,885 | 0.0% |
| Tiptree Finl Inc(TIPT) | CL A | 88822Q103 | $82 | 13,320 | 0.0% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $82 | 121,630 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $84 | 11,000 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $87 | 11,565 | 0.0% |
| Biomarin Pharmaceutical Inc(BMRN)Put | COM | 09061G101 | $88 | 23,300 | 0.0% |
| Biotime Inc(BTXUSD) | COM | 09066L105 | $88 | 24,260 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $90 | 43,556 | 0.0% |
| Second Sight MED Prods Inc | COM | 81362J100 | $92 | 46,600 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | COM | 03874P101 | $92 | 12,756 | 0.0% |
| Nuveen Multi MKT Income FD | COM | 67075J107 | $93 | 12,687 | 0.0% |
| Nimble Storage Inc | COM | 65440R101 | $93 | 11,750 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $94 | 14,988 | 0.0% |
| UQM Technologies Inc | COM | 903213106 | $96 | 224,266 | 0.0% |
| Kroger Co(KR)Put | COM | 501044101 | $96 | 59,400 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $97 | 12,500 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $98 | 29,085 | 0.0% |