Q4 2017 Holdings
Filed 2018-02-09 | 2550 holdings | $468.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $1 | 46,294 | 0.0% |
| Celgene Corp(CELG)Call | COM | 151020104 | $1 | 12,000 | 0.0% |
| Ishares Silver Trust(SLV)Call | ISHARES | 46428Q109 | $1 | 12,800 | 0.0% |
| Nike Inc(NKE)Call | CL B | 654106103 | $2 | 35,200 | 0.0% |
| Facebook Inc(META)Call | CL A | 30303M102 | $2 | 10,600 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $6 | 24,512 | 0.0% |
| Pfizer Inc(PFE)Call | COM | 717081103 | $6 | 10,500 | 0.0% |
| Ebay Inc(EBAY)Call | COM | 278642103 | $7 | 12,500 | 0.0% |
| Curis Inc | COM | 231269101 | $8 | 11,060 | 0.0% |
| Procter and Gamble Co(PG)Call | COM | 742718109 | $8 | 13,500 | 0.0% |
| Aviragen Therapeutics Inc | COM | 053761102 | $9 | 16,243 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $10 | 11,127 | 0.0% |
| RXI Pharmaceuticals Corp New | COM | 74979C501 | $11 | 20,433 | 0.0% |
| Navios Maritime Acquis Corp | SHS | Y62159101 | $12 | 10,403 | 0.0% |
| Isoray Inc | COM | 46489V104 | $12 | 30,000 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $12 | 11,061 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $13 | $14,000 | 0.0% |
| Monster Digital Inc | COM PAR NEW | 61174L501 | $13 | 21,819 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $13 | 14,815 | 0.0% |
| Wmih Corp | COM | 92936P100 | $14 | 16,604 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $14 | $14,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $14 | $14,000 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $14 | $13,000 | 0.0% |
| Delmar Pharmaceuticals Inc | COM NEW | 247078207 | $14 | 12,500 | 0.0% |
| Gilead Sciences Inc(GILD)Call | COM | 375558103 | $14 | 34,000 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM NEW | 46186M209 | $15 | 18,876 | 0.0% |
| Suntrust BKS IncCall | COM | 867914103 | $15 | 11,100 | 0.0% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $15 | $14,000 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $16 | $16,000 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $17 | 25,200 | 0.0% |
| Egalet Corp | COM | 28226B104 | $17 | 16,884 | 0.0% |
| AT&T Inc(T)Call | COM | 00206R102 | $17 | 15,700 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $17 | $17,000 | 0.0% |
| FGL Hldgs | *W EXP 11/30/202 | G3402M110 | $17 | 11,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $17 | $17,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $17 | $17,000 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $18 | 20,100 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $18 | $18,000 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $18 | $17,000 | 0.0% |
| Aethlon MED Inc | COM NEW | 00808Y208 | $18 | 16,100 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $18 | $16,000 | 0.0% |
| Cytrx Corp(CYTREUR) | COM PAR | 232828608 | $19 | 11,494 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $19 | $16,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $19 | $20,000 | 0.0% |
| Nexeo Solutions Inc | *W EXP 06/09/202 | 65342H110 | $19 | 30,000 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $19 | $17,000 | 0.0% |
| Quarterhill Inc(QTRHF) | COM | 747713105 | $19 | 10,111 | 0.0% |
| Willbros Group Inc del | COM | 969203108 | $19 | 13,194 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $20 | $19,000 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $22 | 10,247 | 0.0% |