Q4 2017 Holdings
Filed 2018-02-09 | 2550 holdings | $468.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $23 | $25,000 | 0.0% |
| Proteon Therapeutics Inc | COM | 74371L109 | $23 | 12,300 | 0.0% |
| Colgate Palmolive Co(CL)Call | COM | 194162103 | $24 | 16,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $24 | 13,000 | 0.0% |
| Eclipse RES Corp | COM | 27890G100 | $25 | 10,300 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $25 | 48,081 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $26 | $20,000 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $26 | 11,137 | 0.0% |
| NQ Mobile IncCall | ADR REPSTG CL A | 64118U108 | $26 | 58,100 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $27 | 27,000 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $27 | 11,948 | 0.0% |
| Fireeye Inc(FEYECHF)Call | COM | 31816Q101 | $28 | 24,600 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $29 | 71,527 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $29 | $17,000 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $29 | 14,135 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $30 | 149,276 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $31 | $32,000 | 0.0% |
| Transatlantic Petroleum LTD | SHS NEW | G89982113 | $31 | 22,205 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $31 | 15,319 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $32 | 11,350 | 0.0% |
| Coca Cola Co(KO)Call | COM | 191216100 | $34 | 28,800 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $34 | 12,240 | 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $36 | 11,755 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $36 | 15,603 | 0.0% |
| BP PLC(BP)Call | SPONSORED ADR | 055622104 | $36 | 59,700 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $37 | 28,000 | 0.0% |
| Senomyx Inc | COM | 81724Q107 | $38 | 29,500 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $39 | 11,537 | 0.0% |
| Enphase Energy Inc(ENPH) | COM | 29355A107 | $40 | 16,480 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $42 | 52,323 | 0.0% |
| Verizon Communications Inc(VZ)Call | COM | 92343V104 | $42 | 25,200 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $42 | $41,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $43 | $30,000 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $43 | 10,060 | 0.0% |
| Select Sector Spdr TR(XLF)Call | SBI INT-FINL | 81369Y605 | $43 | 13,900 | 0.0% |
| Intelsat S A | COM | L5140P101 | $44 | 12,950 | 0.0% |
| Office Depot Inc | COM | 676220106 | $44 | 12,290 | 0.0% |
| American Outdoor Brands Corp(AOBCEUR)Put | COM | 02874P103 | $45 | 19,500 | 0.0% |
| Alexco Resource Corp(AXU) | COM | 01535P106 | $46 | 28,900 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $46 | 14,428 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $47 | 16,402 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $47 | 20,062 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $47 | 28,000 | 0.0% |
| Cleveland Cliffs Inc(CLF)Call | COM | 185899101 | $48 | 31,500 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $50 | 13,412 | 0.0% |
| Vaneck Vectors ETF TR(GDX)Call | GOLD MINERS ETF | 92189F106 | $51 | 39,300 | 0.0% |
| Penney J C Inc | COM | 708160106 | $51 | 16,285 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $52 | 10,364 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM PAR | 23254L405 | $52 | 30,125 | 0.0% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $53 | 20,000 | 0.0% |