Q4 2017 Holdings
Filed 2018-02-09 | 2550 holdings | $468.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $97 | 14,952 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $98 | 24,000 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $99 | 11,000 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $100 | 10,010 | 0.0% |
| Synergy Pharmaceuticals del | COM NEW | 871639308 | $104 | 46,489 | 0.0% |
| Nuveen High Income Decmbr 20 | COM | 67076E107 | $105 | 10,500 | 0.0% |
| Powershares ETF Trust | DYN OIL SVCS | 73935X625 | $106 | 11,120 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $108 | 45,612 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $109 | 10,964 | 0.0% |
| Resource Cap Corp | NOTE 8.000% 1/1 | 76120WAB0 | $110 | $105,000 | 0.0% |
| Center Coast MLP & Infrstr F | COM SHS | 151461100 | $111 | 11,159 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $113 | 131,688 | 0.0% |
| Clipper Rlty Inc(CLPR) | COM | 18885T306 | $113 | 11,286 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $113 | 58,310 | 0.0% |
| AAC Hldgs Inc(AACH) | COM | 000307108 | $114 | 12,665 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $116 | 16,701 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $117 | 15,401 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $117 | 19,041 | 0.0% |
| Eaton Vance Calif MUN BD FD | COM | 27828C106 | $117 | 10,180 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $117 | 24,573 | 0.0% |
| Mcdermott Intl Inc | COM | 580037109 | $118 | 17,994 | 0.0% |
| Newlink Genetics Corp | COM | 651511107 | $118 | 14,522 | 0.0% |
| Emerson Elec Co(EMR)Call | COM | 291011104 | $120 | 23,600 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $121 | 18,006 | 0.0% |
| Alamos Gold Inc New(AGI) | COM CL A | 011532108 | $121 | 18,631 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $122 | 13,747 | 0.0% |
| Callon Pete Co del(CPE3EUR) | COM | 13123X102 | $124 | 10,180 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $126 | 23,200 | 0.0% |
| Arbor Rlty TR Inc(ABR) | COM | 038923108 | $126 | 14,611 | 0.0% |
| Invesco PA Value MUN Income(VPV) | COM | 46132K109 | $127 | 10,422 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $127 | 38,098 | 0.0% |
| Novavax Inc | COM | 670002104 | $129 | 104,197 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $130 | 30,118 | 0.0% |
| Nuveen Michigan QLT MUN Inc | COM | 670979103 | $134 | 10,127 | 0.0% |
| Biotime Inc(BTXUSD) | COM | 09066L105 | $137 | 63,720 | 0.0% |
| Student Transn Inc | COM | 86388A108 | $137 | 22,301 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $137 | 28,013 | 0.0% |
| Ishares TR(ICLN) | GL CLEAN ENE ETF | 464288224 | $141 | 15,127 | 0.0% |
| Calithera Biosciences Inc(CALAEUR) | COM | 13089P101 | $142 | 17,000 | 0.0% |
| Global X FDS | GLBL X MLP ETF | 37950E473 | $143 | 14,454 | 0.0% |
| MFS High Yield MUN TR(CMU) | SH BEN INT | 59318E102 | $143 | 31,000 | 0.0% |
| GSV Cap Corp | COM | 36191J101 | $143 | 26,232 | 0.0% |
| Eaton Vance OH Muni Income T | SH BEN INT | 27826G109 | $143 | 11,000 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $143 | 17,800 | 0.0% |
| Fairmount Santrol Hldgs Inc | COM | 30555Q108 | $143 | 27,300 | 0.0% |
| First TR Exchange Traded FD(FAN) | GBL WND ENRG ETF | 33736G106 | $145 | 10,932 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $145 | 25,633 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $146 | 15,000 | 0.0% |
| Bristow Group Inc(BRSEUR) | COM | 110394103 | $146 | 10,810 | 0.0% |
| Archrock Partners L P | COM UNITS REPSTG | 03957U100 | $148 | 12,419 | 0.0% |