Q1 2018 Holdings
Filed 2018-04-16 | 2567 holdings | $523.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Globalstar Inc(GSATUSD) | COM | 378973408 | $19 | 28,000 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $19 | $20,000 | 0.0% |
| FGL Hldgs | *W EXP 11/30/202 | G3402M110 | $20 | 11,000 | 0.0% |
| Zoetis Inc(ZTS)Call | CL A | 98978V103 | $21 | 21,000 | 0.0% |
| Renewable Energy Group Inc | NOTE 2.750% 6/1 | 75972AAA1 | $21 | $19,000 | 0.0% |
| Parkervision Inc(PRKR) | COM NEW | 701354300 | $22 | 27,413 | 0.0% |
| NII Hldgs Inc | COM PAR | 62913F508 | $22 | 10,500 | 0.0% |
| Marrone BIO Innovations Inc | COM | 57165B106 | $22 | 11,061 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $22 | 11,051 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $23 | 12,704 | 0.0% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $24 | 12,262 | 0.0% |
| Deere & Co(DE)Call | COM | 244199105 | $24 | 12,800 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $24 | 13,000 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $25 | $20,000 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $25 | 17,039 | 0.0% |
| Office Depot Inc | COM | 676220106 | $25 | 11,473 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $25 | 11,300 | 0.0% |
| Senomyx Inc | COM | 81724Q107 | $26 | 29,500 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $28 | 16,402 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $28 | 12,912 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $28 | $17,000 | 0.0% |
| Northern Oil & Gas Inc NEV | COM | 665531109 | $28 | 14,135 | 0.0% |
| Nike Inc(NKE)Call | CL B | 654106103 | $28 | 38,200 | 0.0% |
| Ford MTR Co del(F)Call | COM PAR $0.01 | 345370860 | $28 | 47,600 | 0.0% |
| General Electric CoPut | COM | 369604103 | $29 | 17,400 | 0.0% |
| Sandridge Permian TR | COM UNIT BEN INT | 80007A102 | $29 | 15,319 | 0.0% |
| Transatlantic Petroleum LTD | SHS NEW | G89982113 | $29 | 22,180 | 0.0% |
| Alexco Resource Corp(AXU) | COM | 01535P106 | $30 | 21,900 | 0.0% |
| Wmih Corp | COM | 92936P100 | $30 | 21,007 | 0.0% |
| BIO Path Holdings Inc | COM NEW | 09057N201 | $30 | 14,928 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $31 | 10,665 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $31 | 31,755 | 0.0% |
| Proteon Therapeutics Inc | COM | 74371L109 | $31 | 12,300 | 0.0% |
| United States STL Corp New(USX1)Put | COM | 912909108 | $31 | 18,500 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $32 | 10,132 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $33 | 11,715 | 0.0% |
| Seven Stars Cloud Group Inc | COM | 81789Y102 | $33 | 15,340 | 0.0% |
| Volt Information Sciences in | COM | 928703107 | $33 | 10,718 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $33 | 51,993 | 0.0% |
| Helios & Matheson Analytics | COM NEW | 42327L200 | $36 | 12,870 | 0.0% |
| Jason Inds Inc(JASNQ) | COM | 471172106 | $37 | 11,968 | 0.0% |
| Mitcham Inds Inc | COM | 606501104 | $39 | 12,028 | 0.0% |
| BP PLC(BP)Call | SPONSORED ADR | 055622104 | $39 | 73,000 | 0.0% |
| Gogo Inc | NOTE 3.750% 3/0 | 38046CAB5 | $40 | $45,000 | 0.0% |
| Facebook Inc(META)Call | CL A | 30303M102 | $40 | 11,800 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM PAR | 23254L405 | $41 | 30,125 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $41 | $38,000 | 0.0% |
| Link Motion Inc(LKM) | SPONSRD ADS CL A | 53577L105 | $42 | 25,150 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $42 | 23,075 | 0.0% |
| Fairmount Santrol Hldgs Inc | COM | 30555Q108 | $43 | 10,200 | 0.0% |