Q1 2020 Holdings
Filed 2020-04-21 | 2427 holdings | $571.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gogo Inc(GOGO) | COM | 38046C109 | $48 | 22,568 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $49 | 19,816 | 0.0% |
| AT Home Group Inc(HOME) | COM | 04650Y100 | $52 | 25,521 | 0.0% |
| Enlink Midstream LLC(0E41) | COM UNIT REP LTD | 29336T100 | $52 | 47,715 | 0.0% |
| Elevate Credit Inc(ELVTUSD) | COM | 28621V101 | $52 | 50,000 | 0.0% |
| VBI Vaccines Inc(VAC2USD) | COM NEW | 91822J103 | $52 | 55,000 | 0.0% |
| Platinum Group Metals LTD(PLG) | COM | 72765Q882 | $53 | 40,085 | 0.0% |
| Swedish Expt CR Corp | ROG TTL ETN 22 | 870297801 | $53 | 14,520 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $53 | $53,000 | 0.0% |
| Entasis Therapeutics Hldgs I | COM | 293614103 | $53 | 20,200 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $54 | 14,756 | 0.0% |
| Allianzgi Conv Income FD | COM | 018828103 | $56 | 14,927 | 0.0% |
| Realogy Hldgs Corp | COM | 75605Y106 | $57 | 18,965 | 0.0% |
| ION Geophysical Corp | COM NEW | 462044207 | $57 | 45,180 | 0.0% |
| SAN Juan Basin RTY TR(SJT) | UNIT BEN INT | 798241105 | $57 | 27,069 | 0.0% |
| Wells Fargo Global Dividend(EOD) | COM | 94987C103 | $58 | 15,625 | 0.0% |
| Alliance RES Partner L P(ARLP) | UT LTD PART | 01877R108 | $59 | 19,184 | 0.0% |
| Gamestop Corp New(GME) | CL A | 36467W109 | $59 | 16,918 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $59 | 26,000 | 0.0% |
| Colony Cap Inc New(CLNSEUR) | CL A COM | 19626G108 | $61 | 34,658 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $62 | 16,650 | 0.0% |
| Qurate Retail Inc(QVCAUSD) | COM SER A | 74915M100 | $62 | 10,200 | 0.0% |
| Briggs & Stratton Corp(BGGUSD) | COM | 109043109 | $62 | 34,499 | 0.0% |
| Trustco BK Corp N Y | COM | 898349105 | $63 | 11,727 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $63 | 18,344 | 0.0% |
| Whitestone REIT(WSR) | COM | 966084204 | $64 | 10,369 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $64 | 10,251 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q106 | $65 | 51,851 | 0.0% |
| Investcorp CR Mgmt BDC Inc(ICMB) | COM | 46090R104 | $65 | 26,339 | 0.0% |
| LA Jolla Pharmaceutical Co(LJPC) | COM PAR $.0001 2 | 503459604 | $66 | 15,700 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $66 | 17,043 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $68 | 84,370 | 0.0% |
| Pc-Tel Inc | COM | 69325Q105 | $68 | 10,269 | 0.0% |
| Consolidated Comm Hldgs Inc(CNSLEUR) | COM | 209034107 | $69 | 15,093 | 0.0% |
| Monaker Group Inc | COM NEW | 609011200 | $69 | 82,900 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $71 | 79,742 | 0.0% |
| Crestwood Equity Partners LP | UNIT LTD PARTNER | 226344208 | $71 | 16,681 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $72 | 10,379 | 0.0% |
| Exone Co(XONECHF) | COM | 302104104 | $73 | 11,493 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $75 | 100,035 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $76 | 23,175 | 0.0% |
| Ocular Therapeutix Inc(OCUL) | COM | 67576A100 | $77 | 15,476 | 0.0% |
| Evolus Inc(EOLS) | COM | 30052C107 | $77 | 18,549 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $78 | 10,635 | 0.0% |
| Severn Bancorp Annapolis MD(SVBI) | COM | 81811M100 | $79 | 12,331 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $79 | 14,060 | 0.0% |
| Designer Brands Inc(DBI) | CL A | 250565108 | $80 | 15,964 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $80 | 28,600 | 0.0% |
| Sachem Cap Corp(SACH) | COM | 78590A109 | $81 | 46,700 | 0.0% |
| Tivo Corp | COM | 88870P106 | $81 | 11,438 | 0.0% |