Q4 2021 Holdings
Filed 2022-02-08 | 3326 holdings | $1.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Amarin Corp PLCPut | SPONS ADR NEW | 023111206 | $37 | 19,800 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $38 | 10,335 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $38 | 13,478 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $38 | 25,239 | 0.0% |
| Quantumscape Corp(QS)Call | COM CL A | 74767V109 | $39 | 10,200 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $39 | 43,291 | 0.0% |
| Wabash Natl Corp(WNC)Call | COM | 929566107 | $39 | 15,000 | 0.0% |
| Obseva SA | COM | H5861P103 | $41 | 20,634 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM | 23254L603 | $43 | 11,006 | 0.0% |
| Firsthand Technology Value F(SVVC) | COM | 33766Y100 | $44 | 11,000 | 0.0% |
| RED CAT Hldgs Inc(RCAT) | COM | 75644T100 | $44 | 21,360 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $45 | 24,454 | 0.0% |
| AIM Immunotech Inc(HEBCHF) | COM | 00901B105 | $45 | 48,450 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $45 | $45,000 | 0.0% |
| Target Hospitality Corp(TH) | COM | 87615L107 | $46 | 13,000 | 0.0% |
| Qualigen Therapeutics Inc | COM | 74754R103 | $47 | 43,641 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $47 | $50,000 | 0.0% |
| Enphase Energy Inc(ENPH)Call | COM | 29355A107 | $47 | 15,900 | 0.0% |
| Invesco Exch Traded FD TR IICall | S&P SMLCP ENGY | 46138E164 | $48 | 136,300 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $48 | 12,031 | 0.0% |
| Abbvie Inc(ABBV)Call | COM | 00287Y109 | $49 | 36,100 | 0.0% |
| Apollo Coml Real Estate FIN | NOTE 4.750% 8/2 | 03762UAB1 | $50 | $50,000 | 0.0% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $50 | 14,200 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $52 | 33,092 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $52 | 16,277 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $52 | 12,391 | 0.0% |
| Scotts Miracle-Gro Co(SMG)Call | CL A | 810186106 | $53 | 15,200 | 0.0% |
| Gilead Sciences Inc(GILD)Call | COM | 375558103 | $53 | 35,700 | 0.0% |
| Biomerica Inc(BMRAUSD) | COM NEW | 09061H307 | $53 | 13,662 | 0.0% |
| Orchid IS Cap Inc | COM | 68571X103 | $53 | 11,826 | 0.0% |
| New Oriental ED & Technology | SPON ADR | 647581107 | $53 | 25,337 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $54 | 29,526 | 0.0% |
| Orion Energy SYS Inc(OESXUSD) | COM | 686275108 | $54 | 14,800 | 0.0% |
| Esports Entmt Group Inc(GMBLEUR) | COM | 29667K306 | $54 | 15,309 | 0.0% |
| Mandiant Inc | NOTE 1.625% 6/0 | 31816QAD3 | $55 | $55,000 | 0.0% |
| ATI Physical Therapy Inc | COM CL A | 00216W109 | $55 | 16,125 | 0.0% |
| NRX Pharmaceuticals Inc | COM | 629444100 | $55 | 11,567 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $55 | 13,431 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $56 | 10,149 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $56 | 23,980 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $57 | 11,340 | 0.0% |
| Express Inc | COM | 30219E103 | $58 | 18,900 | 0.0% |
| Virtus Allianzgi Convertible | COM | 92838U108 | $58 | 11,434 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM) | COM | 75508B104 | $59 | 10,404 | 0.0% |
| Dare Bioscience Inc(CERUEUR) | COM | 23666P101 | $60 | 30,000 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $60 | 108,545 | 0.0% |
| Hall of Fame Resort & Entmt | COM | 40619L102 | $61 | 40,409 | 0.0% |
| Vinco Ventures Inc | COM | 927330100 | $62 | 25,995 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $62 | 11,411 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $62 | 10,512 | 0.0% |