Q4 2016 Holdings
Filed 2017-02-15 | 1250 holdings | $325.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan Inc Del Wt Exp 052517 | Intl Common Stock | 49456B119 | $0 | 22,504 | 0.0% |
| Pedevco Corp | Common Stock | 70532Y204 | $2 | 14,500 | 0.0% |
| General Moly Inc(GMOLQ) | Common Stock | 370373102 | $10 | 40,233 | 0.0% |
| Ares Cap Corp | Conv Bond | 04010LAJ2 | $10 | 10,000 | 0.0% |
| PolyMet Mining Corp | Intl Common Stock | 731916102 | $11 | 14,365 | 0.0% |
| MannKind Corp | Common Stock | 56400P201 | $13 | 20,864 | 0.0% |
| Pluristem Therapeutics Inc | Common Stock | 72940R102 | $14 | 10,000 | 0.0% |
| pSivida Corp | Common Stock | 74440J101 | $17 | 10,000 | 0.0% |
| Macquarie Infrastructure Corp | Conv Bond | 55608BAA3 | $29 | 25,000 | 0.0% |
| Zynga Inc Class A(ZNGAEUR) | Common Stock | 98986T108 | $31 | 12,053 | 0.0% |
| Yamana Gold Inc | Intl Common Stock | 98462Y100 | $32 | 11,346 | 0.0% |
| Denbury Resources Inc(DNREUR) | Common Stock | 247916208 | $37 | 10,003 | 0.0% |
| Fusion Telecommunications International Inc | Common Stock | 36113B400 | $57 | 37,846 | 0.0% |
| Agenus Inc(AGENEUR) | Common Stock | 00847G705 | $59 | 14,211 | 0.0% |
| Research Frontiers Inc(REFR) | Common Stock | 760911107 | $61 | 33,477 | 0.0% |
| Limelight Networks Inc | Common Stock | 53261M104 | $71 | 27,993 | 0.0% |
| Investors Real Estate Trust | REIT | 461730103 | $74 | 10,340 | 0.0% |
| Wmi Hldgs Corp Com | Common Stock | 92936P100 | $78 | 50,000 | 0.0% |
| Weatherford International PLC(WFRD) | Intl Common Stock | G48833100 | $81 | 16,178 | 0.0% |
| MFS Intermediate Income(MIN) | Closed-End Fund | 55273C107 | $82 | 18,472 | 0.0% |
| United Development Funding IV | Common Stock | 910187103 | $82 | 27,415 | 0.0% |
| ConforMIS Inc(CFMS) | Common Stock | 20717E101 | $90 | 11,056 | 0.0% |
| MFA Financial Inc | REIT | 55272X102 | $93 | 12,246 | 0.0% |
| Sangamo BioSciences Inc(SGMO) | Common Stock | 800677106 | $98 | 32,214 | 0.0% |
| Dreyfus Strategic Municipals | Common Stock | 261932107 | $100 | 11,893 | 0.0% |
| Bank of America B Wts | Warrants | 060505153 | $103 | 107,680 | 0.0% |
| Templeton Global Income | Closed-End Fund | 880198106 | $124 | 19,082 | 0.0% |
| Icici Bank Ltd(IBN) | ADR | 45104G104 | $129 | 17,161 | 0.0% |
| Banco Bradesco Sa(BBD) | ADR | 059460303 | $129 | 14,855 | 0.0% |
| Calamos Strategic Total Return(CSQ) | Closed-End Fund | 128125101 | $130 | 12,695 | 0.0% |
| Ohr Pharmaceutical Inc | Common Stock | 67778H200 | $130 | 86,422 | 0.0% |
| Franklin Street Properties Corp(FSP) | REIT | 35471R106 | $136 | 10,475 | 0.0% |
| Ambev SA(ABEV) | ADR | 02319V103 | $140 | 28,440 | 0.0% |
| Banco Santander SA ADR(SAN) | ADR | 05964H105 | $141 | 27,205 | 0.0% |
| AU Optronics Corp(AUOUSD) | ADR | 002255107 | $142 | 40,077 | 0.0% |
| Goldman Sachs Mlp Energy Renai | Closed-End Fund | 38148G107 | $144 | 20,000 | 0.0% |
| EV Limited Duration Income(XEVVX) | Closed-End Fund | 27828H105 | $147 | 10,724 | 0.0% |
| Apollo Investment Corp | Common Stock | 03761U106 | $155 | 26,448 | 0.0% |
| Nuveen TX Quality Income Muni | Closed-End Fund | 670983105 | $156 | 11,350 | 0.0% |
| San Juan Basin Royalty Trust(SJT) | Royalty Trst | 798241105 | $158 | 23,802 | 0.0% |
| JH Premium Dividend Fund(PDT) | Closed-End Fund | 41013T105 | $159 | 10,146 | 0.0% |
| United States Oil | ETF | 91232N108 | $164 | 13,964 | 0.0% |
| First Trust Senior FR Income II(FCT) | Closed-End Fund | 33733U108 | $164 | 11,850 | 0.0% |
| Windstream Holdings Inc | Common Stock | 97382A200 | $168 | 22,871 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | Common Stock | 845467109 | $168 | 15,562 | 0.0% |
| Pimco Municipal Income II(PML) | Closed-End Fund | 72200W106 | $168 | 13,786 | 0.0% |
| Credit Suisse Group AG | ADR | 225401108 | $169 | 11,841 | 0.0% |
| Itau Unibanco Holding SA(BVXB) | ADR | 465562106 | $172 | 16,683 | 0.0% |
| Marathon Oil Corp(MRO*) | Common Stock | 565849106 | $175 | 10,110 | 0.0% |
| Western Asset Global High Inc(EHI) | Closed-End Fund | 95766B109 | $178 | 18,083 | 0.0% |