Q4 2014 Holdings
Filed 2015-02-18 | 123 holdings | $3.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Janus Cap Group IncPut | COM | 47102X105 | $2 | 100 | 0.0% |
| Intel Corp(INTC)Put | COM | 458140100 | $4 | 100 | 0.0% |
| Echelon Corp | COM | 27874N105 | $21 | 12,500 | 0.0% |
| Unwired Planet Inc New | COM | 91531F103 | $35 | 35,000 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $47 | 10,700 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $74 | 100,000 | 0.0% |
| Bacterin Intl Hldgs Inc | COM NEW | 05644R200 | $91 | 30,000 | 0.0% |
| BlackRock Muniyld Invst Qlty | COM | 09254T100 | $138 | 10,000 | 0.0% |
| Nuveen Divid ADV MUN FD 3(NZF) | COM SH BEN INT | 67070X101 | $141 | 10,236 | 0.0% |
| Immersion Corp(IMMR) | COM | 452521107 | $142 | 15,000 | 0.0% |
| Vringo IncCall | COM | 92911N104 | $151 | 274,500 | 0.0% |
| Seachange Intl Inc | COM | 811699107 | $152 | 23,800 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $154 | 13,025 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $157 | 11,100 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $167 | 13,000 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $182 | 18,758 | 0.0% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $187 | 16,100 | 0.0% |
| Numerex Corp PA | CL A | 67053A102 | $210 | 19,000 | 0.0% |
| Insight Enterprises Inc(NSIT)Call | COM | 45765U103 | $210 | 8,100 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $215 | 17,000 | 0.0% |
| Pimco ETF TR(MINT) | ENHAN SHRT MA AC | 72201R833 | $217 | 2,146 | 0.0% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $220 | 15,000 | 0.0% |
| Silver Spring Networks Inc | COM | 82817Q103 | $220 | 26,100 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $234 | 1,139 | 0.0% |
| Select Sector Spdr TR(XLK)Put | TECHNOLOGY | 81369Y803 | $248 | 6,000 | 0.0% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $251 | 17,700 | 0.0% |
| Enanta Pharmaceuticals Inc(ENTA) | COM | 29251M106 | $254 | 5,000 | 0.0% |
| Nuveen Divid Advantage MUN I(NVG) | COM | 67071L106 | $266 | 18,851 | 0.0% |
| Spdr SER TR(SJNK) | SHT TRM HGH YLD | 78468R408 | $266 | 9,217 | 0.0% |
| Jive Software IncCall | COM | 47760A108 | $271 | 45,000 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $274 | 17,123 | 0.0% |
| Lantronix Inc(LTRX) | COM NEW | 516548203 | $284 | 150,100 | 0.0% |
| Digi Intl Inc(DGII) | COM | 253798102 | $288 | 31,000 | 0.0% |
| Ishares TR(IEF) | 7-10 Y TR BD ETF | 464287440 | $290 | 2,739 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $298 | 23,195 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $303 | 21,857 | 0.0% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $319 | 5,000 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $322 | 200,000 | 0.0% |
| Albany Molecular Resh Inc | COM | 012423109 | $326 | 20,000 | 0.0% |
| Targacept Inc | COM | 87611R306 | $342 | 130,000 | 0.0% |
| Proshares TR(PST) | PSHS ULSHT 7-10Y | 74347R313 | $345 | 13,913 | 0.0% |
| Breitburn Energy Partners LP(BBEPQUSD) | COM UT LTD PTN | 106776107 | $350 | 50,000 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $372 | 70,000 | 0.0% |
| Control4 Corp(CTRL) | COM | 21240D107 | $387 | 25,150 | 0.0% |
| Tortoise MLP FD Inc | COM | 89148B101 | $391 | 14,000 | 0.0% |
| Network 1 Technologies Inc(NTIP) | COM | 64121N109 | $414 | 188,000 | 0.0% |
| Shire PLC | SPONSORED ADR | 82481R106 | $425 | 2,000 | 0.0% |
| Fireeye Inc(FEYECHF) | COM | 31816Q101 | $437 | 13,850 | 0.0% |
| Anacor Pharmaceuticals Inc | COM | 032420101 | $464 | 14,400 | 0.0% |
| Brookfield Ppty Partners L P | UNIT LTD PARTN | G16249107 | $471 | 20,600 | 0.0% |