Q2 2017 Holdings
Filed 2017-08-14 | 665 holdings | $23.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| KBL Merger | *W EXP 01/15/202 | 48242A112 | $14 | 79,763 | 0.0% |
| Merrimack Pharmaceuticals | COM | 590328100 | $17 | 13,895 | 0.0% |
| Novavax Inc | COM | 670002104 | $18 | 15,480 | 0.0% |
| Jensyn Acquisition | RIGHT 99/99/9999 | 47632B128 | $21 | 85,473 | 0.0% |
| Forum Merger | RIGHT 06/01/2019 | 34985B129 | $25 | 72,557 | 0.0% |
| KBL Merger | RIGHT 03/22/2019 | 48242A120 | $26 | 74,200 | 0.0% |
| MEI Pharma | COM NEW | 55279B202 | $29 | 12,135 | 0.0% |
| Vaalco Energy(EGY) | COM NEW | 91851C201 | $32 | 34,300 | 0.0% |
| Rosehill RES | *W EXP 09/16/202 | 777385113 | $33 | 30,015 | 0.0% |
| Weatherford Intl(WFRD) | ORD SHS | G48833100 | $39 | 10,000 | 0.0% |
| Marinus Pharmaceuticals | COM | 56854Q101 | $43 | 31,464 | 0.0% |
| Innodata Inc(INOD) | COM NEW | 457642205 | $46 | 26,500 | 0.0% |
| M III | *W EXP 10/10/202 | 55378T112 | $48 | 106,200 | 0.0% |
| Independence Contract | COM | 453415309 | $51 | 13,000 | 0.0% |
| Enphase Energy(ENPH) | COM | 29355A107 | $58 | 66,535 | 0.0% |
| M I | *W EXP 99/99/999 | 55304A112 | $60 | 193,033 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $62 | 20,772 | 0.0% |
| Bank Amer | *W EXP 10/28/201 | 060505153 | $63 | 79,273 | 0.0% |
| Frontline Ltd(FRO) | SHS NEW | G3682E192 | $68 | 11,931 | 0.0% |
| Chesapeake Energy(CHKEUR) | COM | 165167107 | $77 | 15,400 | 0.0% |
| Whiting Pete | COM | 966387102 | $78 | 14,172 | 0.0% |
| Stellar Acquisition | *W EXP 03/22/202 | Y8172W115 | $79 | 246,000 | 0.0% |
| Cliffs NAT | COM | 18683K101 | $81 | 11,700 | 0.0% |
| Forum Merger | *W EXP 06/01/202 | 34985B111 | $82 | 241,153 | 0.0% |
| Ensco PLC | SHS CLASS A | G3157S106 | $82 | 15,922 | 0.0% |
| Modern Media | RIGHT 99/99/9999 | 60765P129 | $83 | 217,961 | 0.0% |
| Kinross Gold(KGC) | COM NO PAR | 496902404 | $86 | 21,163 | 0.0% |
| Lattice Semiconductor(LSCC) | COM | 518415104 | $87 | 13,125 | 0.0% |
| Sunesis Pharmaceuticals | COM PAR | 867328700 | $88 | 32,613 | 0.0% |
| Northern Dynasty(NAK) | COM NEW | 66510M204 | $88 | 63,500 | 0.0% |
| Hecla MNG(HL) | COM | 422704106 | $92 | 18,120 | 0.0% |
| Equus Total(EQS) | COM | 294766100 | $93 | 39,600 | 0.0% |
| Kona Grill | COM | 50047H201 | $95 | 25,573 | 0.0% |
| Supervalu Inc | COM | 868536103 | $97 | 29,424 | 0.0% |
| Vale S | ADR REPSTG PFD | 91912E204 | $100 | 12,215 | 0.0% |
| Euronav NV(CMBT) | SHS | B38564108 | $106 | 13,400 | 0.0% |
| Prgx Global(PRGX) | COM NEW | 69357C503 | $107 | 16,531 | 0.0% |
| Rosehill RES | CL A | 777385105 | $112 | 13,390 | 0.0% |
| Boulder Growth(STEW) | COM | 101507101 | $121 | 12,500 | 0.0% |
| Iovance Biotherapeutics(IOVA) | COM | 462260100 | $123 | 16,746 | 0.0% |
| Merus Labs | COM | 59047R101 | $123 | 97,164 | 0.0% |
| Zosano Pharma | COM | 98979H103 | $127 | 89,828 | 0.0% |
| Freeport-McMoRan Inc(FCX) | CL B | 35671D857 | $128 | 10,644 | 0.0% |
| Zumiez Inc(ZUMZ) | COM | 989817101 | $129 | 10,430 | 0.0% |
| MVC Capital(MVC) | COM | 553829102 | $131 | 13,307 | 0.0% |
| Encana Corp | COM | 292505104 | $131 | 14,883 | 0.0% |
| Jamba Inc | COM NEW | 47023A309 | $133 | 17,030 | 0.0% |
| Astrotech Corp | COM | 046484101 | $134 | 147,151 | 0.0% |
| Chicos FAS(CHS1USD) | COM | 168615102 | $136 | 14,411 | 0.0% |
| Inotek Pharmaceuticals | COM | 45780V102 | $137 | 72,044 | 0.0% |